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Guggenheim Capital Portfolio holdings

AUM $15.9B
1-Year Est. Return 53.4%
This Fund
S&P 500
This Quarter Est. Return
-3.14%
1 Year Est. Return
+53.4%
3 Year Est. Return
+130.81%
5 Year Est. Return
+157.54%
10 Year Est. Return
+531.39%
AUM
$11.6B
AUM Growth
-$1.11B
Cap. Flow
-$652M
Cap. Flow %
-5.6%
Top 10 Hldgs %
16.9%
Holding
1,965
New
102
Increased
773
Reduced
939
Closed
132

Top Buys

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$9.73M
2
EVRG icon
Evergy
EVRG
+$8.77M
3
QCOM icon
Qualcomm
QCOM
+$8.61M
4
COST icon
Costco
COST
+$8.44M
5
ADBE icon
Adobe
ADBE
+$8.41M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$108M
2
NVDA icon
NVIDIA
NVDA
+$91.3M
3
AMZN icon
Amazon
AMZN
+$55.5M
4
AAPL icon
Apple
AAPL
+$48.8M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$36.9M

Sector Composition

Rank Sector Weight
1 Technology 23.26%
2 Healthcare 10.31%
3 Industrials 8.02%
4 Consumer Discretionary 8.02%
5 Financials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACRO.WS
1826
DELISTED
Acropolis Infrastructure Acquisition Corp Warrants
ACRO.WS
$50K ﹤0.01%
833,930
– –
FATE icon
1827
Fate Therapeutics
FATE
$317M
$45.7K ﹤0.01%
21,572
-35,287
-62% -$117K
PBI icon
1828
Pitney Bowes
PBI
$2.28B
$43.5K ﹤0.01%
14,404
-1,355
-9% -$4.64K
NSLR
1829
Neostellar Capital Corp
NSLR
$287M
$40.1K ﹤0.01%
11,089
-13,073
-54% -$48.5K
NKLA
1830
DELISTED
Nikola Corporation Common Stock
NKLA
$17.5K ﹤0.01%
372
– –
LU icon
1831
Lufax Holding
LU
$1.33B
$15.8K ﹤0.01%
3,732
+43
+1% +$238
AAP icon
1832
Advance Auto Parts
AAP
$3.23B
– –
-7,146
Closed -$502K
ALGT icon
1833
Allegiant Air
ALGT
$2.31B
– –
-1,739
Closed -$220K
AMC icon
1834
AMC Entertainment Holdings
AMC
$2.26B
– –
-2,530
Closed -$111K
APAM icon
1835
Artisan Partners
APAM
$2.97B
– –
-7,953
Closed -$313K
ARMK icon
1836
Aramark
ARMK
$15.9B
– –
-6,810
Closed -$212K
ASO icon
1837
Academy Sports + Outdoors
ASO
$3.05B
– –
-8,783
Closed -$475K
AWI icon
1838
Armstrong World Industries
AWI
$7.75B
– –
-12,041
Closed -$885K
AXS icon
1839
AXIS Capital
AXS
$7.26B
– –
-120,691
Closed -$6.5M
BKE icon
1840
Buckle
BKE
$2.33B
– –
-13,062
Closed -$452K
BLD
1841
DELISTED
TopBuild
BLD
– –
-759
Closed -$202K
BRKR icon
1842
Bruker
BRKR
$9.03B
– –
-6,298
Closed -$466K
BURL icon
1843
Burlington
BURL
$22.3B
– –
-1,293
Closed -$204K
CADE
1844
DELISTED
Cadence Bank
CADE
– –
-10,671
Closed -$210K
CBSH icon
1845
Commerce Bancshares
CBSH
$8.56B
– –
-4,845
Closed -$204K
CCIF
1846
Carlyle Credit Income Fund
CCIF
$59.8M
– –
-20,221
Closed -$201K
CFR icon
1847
Cullen/Frost Bankers
CFR
$10.4B
– –
-2,112
Closed -$227K
CHDN icon
1848
Churchill Downs
CHDN
$6.17B
– –
-3,899
Closed -$543K
CRC icon
1849
California Resources
CRC
$4.75B
– –
-5,909
Closed -$268K
CRNC icon
1850
Cerence
CRNC
$391M
– –
-22,172
Closed -$648K
72 73
74
75 76

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LCIP
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OAC
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LCOV
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UCFA
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Guggenheim Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Guggenheim Capital held 1,965 positions worth $11.6B, down 8.7% from $12.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital withdrew a net $652M in Q3 2023, closing 132 positions and reducing 939 holdings. Its most notable exit was AfterNext HealthTech Acquisition Corp, an estimated $18.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Guggenheim Capital opened a new position in Trade Desk worth $7.67M.

  • Guggenheim Capital's largest Q3 2023 buy was Trade Desk: 98,090 shares worth $7.67M.
  • Guggenheim Capital added most to Nuveen Floating Rate Income Fund in Q3 2023, an estimated $9.73M increase.
  • Guggenheim Capital's biggest Q3 2023 reduction was Microsoft, cutting an estimated $108M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp in Q3 2023, selling an estimated $18.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $11.6B portfolio in Q3 2023.
  • Guggenheim Capital opened 102 new positions and closed 132 in Q3 2023.
  • Guggenheim Capital's portfolio value fell 8.7% quarter-over-quarter to $11.6B.

Based on Guggenheim Capital's 13F filing for Q3 2023, filed 14 Nov 2023.