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GC

Guggenheim Capital Portfolio holdings

AUM $15.9B
1-Year Est. Return 53.4%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+53.4%
3 Year Est. Return
+130.81%
5 Year Est. Return
+157.54%
10 Year Est. Return
+531.39%
AUM
$16.7B
AUM Growth
-$332M
Cap. Flow
-$57.8M
Cap. Flow %
-0.35%
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$50M
2
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$38.8M
3
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37M
4
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
5
HON icon
Honeywell
HON
+$32.1M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$41.8M
2
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
+$39.8M
3
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$32.4M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$20M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 19.23%
2 Financials 13.81%
3 Healthcare 9.7%
4 Consumer Discretionary 8.79%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UAA icon
1751
Under Armour
UAA
$2.29B
$480K ﹤0.01%
23,797
-720
-3% -$15.9K
ABCB icon
1752
Ameris Bancorp
ABCB
$5.98B
$479K ﹤0.01%
9,224
-4,474
-33% -$218K
PLOW icon
1753
Douglas Dynamics
PLOW
$981M
$479K ﹤0.01%
13,207
-3,031
-19% -$117K
XPEV icon
1754
XPeng
XPEV
$11.1B
$479K ﹤0.01%
13,471
-729
-5% -$28.9K
MP icon
1755
MP Materials
MP
$9.66B
$478K ﹤0.01%
14,822
-7,158
-33% -$249K
GAB icon
1756
Gabelli Equity Trust
GAB
$1.8B
$475K ﹤0.01%
71,488
+30,954
+76% +$210K
LAZ icon
1757
Lazard
LAZ
$4.28B
$475K ﹤0.01%
10,369
+3,308
+47% +$154K
PDI icon
1758
PIMCO Dynamic Income Fund
PDI
$7.33B
$475K ﹤0.01%
17,883
-3,220
-15% -$90.3K
FTCH
1759
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
$473K ﹤0.01%
12,617
-1,338
-10% -$59.3K
AYI icon
1760
Acuity Brands
AYI
$10.7B
$471K ﹤0.01%
2,716
-198
-7% -$34.7K
CIG icon
1761
CEMIG Preferred Shares
CIG
$5.55B
$471K ﹤0.01%
316,133
+177,999
+129% +$250K
URBN icon
1762
Urban Outfitters
URBN
$6.49B
$471K ﹤0.01%
15,880
-138,450
-90% -$4.95M
HQL
1763
abrdn Life Sciences Investors
HQL
$646M
$469K ﹤0.01%
22,551
+44
+0.2% +$942
PAA icon
1764
Plains All American Pipeline
PAA
$16.4B
$469K ﹤0.01%
46,075
-7,222
-14% -$71.7K
TU icon
1765
Telus
TU
$14.9B
$469K ﹤0.01%
21,390
-1,529
-7% -$34.5K
IAF
1766
abrdn Australia Equity Fund
IAF
$127M
$466K ﹤0.01%
26,363
+11,415
+76% +$216K
LPLA icon
1767
LPL Financial
LPLA
$29.3B
$466K ﹤0.01%
2,971
+34
+1% +$4.88K
CCJ icon
1768
Cameco
CCJ
$42.7B
$464K ﹤0.01%
21,334
-10,677
-33% -$202K
GORO icon
1769
Goldgroup Mining Inc.
GORO
$210M
$463K ﹤0.01%
295,148
+32,763
+12% +$62.2K
LSTR icon
1770
Landstar System
LSTR
$6.38B
$463K ﹤0.01%
2,934
-203
-6% -$32.4K
VIPS icon
1771
Vipshop
VIPS
$6.74B
$463K ﹤0.01%
41,591
-681
-2% -$10.7K
CS
1772
DELISTED
Credit Suisse Group
CS
$463K ﹤0.01%
46,915
+1,362
+3% +$13.9K
ENBL
1773
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
$463K ﹤0.01%
57,058
-4,930
-8% -$40.3K
MGA icon
1774
Magna International
MGA
$18.6B
$460K ﹤0.01%
6,121
-1,086
-15% -$89.4K
ASIX icon
1775
AdvanSix
ASIX
$442M
$458K ﹤0.01%
11,532
-20,221
-64% -$695K
69 70
71
72 73

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EF
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LCOV
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UCFA
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Guggenheim Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
  • Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
  • Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
  • Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
  • Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.

Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.