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GC
Guggenheim Capital Portfolio holdings
AUM
$15.9B
1-Year Est. Return
53.4%
This Fund
S&P 500
This Quarter
Est. Return
+6.38%
1 Year Est. Return
+53.4%
3 Year Est. Return
+130.81%
5 Year Est. Return
+157.54%
10 Year Est. Return
+531.39%
AUM
$32.1B
AUM Growth
+$306M
(+0.96%)
Cap. Flow
-$1.13B
Cap. Flow
% of AUM
-3.5%
Top 10 Holdings %
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,157
Reduced
1,531
Closed
143
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Fortive
FTV
|
+$39.8M |
| 2 |
Cooper Companies
COO
|
+$29.5M |
| 3 |
Mettler-Toledo International
MTD
|
+$29.1M |
| 4 |
Albemarle
ALB
|
+$25M |
| 5 |
Alliant Energy
LNT
|
+$23.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DRII
DIAMOND RESORTS INTL, INC
DRII
|
+$283M |
| 2 |
TotalEnergies
TTE
|
+$80.2M |
| 3 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$57.3M |
| 4 |
EMC
EMC CORPORATION
EMC
|
+$36.4M |
| 5 |
GAS
AGL Resources Inc
GAS
|
+$36.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Healthcare | 11.67% |
| 3 | Financials | 11.21% |
| 4 | Industrials | 10.39% |
| 5 | Consumer Discretionary | 10.05% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1401
Seneca Foods Class A
SENEA
$1.31B
| $2.72M | 0.01% |
96,328
+750
| +0.8% | +$25.3K |
|
|
AWP
1402
abrdn Global Premier Properties Fund
AWP
$364M
| $2.72M | 0.01% |
163,284
+129,909
| +389% | +$2.2M |
|
1403
Jack in the Box
JACK
$358M
| $2.72M | 0.01% |
28,331
-3,374
| -11% | -$320K |
|
|
ARDC
1404
Are Dynamic Credit Allocation Fund
ARDC
$298M
| $2.72M | 0.01% |
182,962
+3,955
| +2% | +$56.8K |
|
|
ZLTQ
1405
DELISTED
ZELTIQ Aesthetics, Inc.
ZLTQ
| $2.72M | 0.01% |
69,285
-9,477
| -12% | -$338K |
|
1406
ArcBest
ARCB
$3.28B
| $2.71M | 0.01% |
142,626
-68,253
| -32% | -$1.24M |
|
|
RAD
1407
DELISTED
Rite Aid Corporation
RAD
| $2.71M | 0.01% |
17,623
+1,277
| +8% | +$191K |
|
|
ALDR
1408
DELISTED
Alder Biopharmaceuticals
ALDR
| $2.7M | 0.01% |
82,508
-8,210
| -9% | -$250K |
|
|
GGE
1409
DELISTED
Guggenheim Enhncd Eqty Strtgy Fd
GGE
| $2.7M | 0.01% |
1,174
| – | – |
|
1410
Merit Medical Systems
MMSI
$5.4B
| $2.7M | 0.01% |
111,205
-14,262
| -11% | -$329K |
|
|
PNY
1411
DELISTED
PIEDMONT NATURAL GAS CO INC(NC
PNY
| $2.7M | 0.01% |
44,971
-33,539
| -43% | -$2.01M |
|
1412
Santander
BSBR
$43.2B
| $2.69M | 0.01% |
419,831
-664,217
| -61% | -$4.12M |
|
1413
Installed Building Products
IBP
$6.54B
| $2.69M | 0.01% |
75,134
-9,782
| -12% | -$340K |
|
|
BELFB
1414
Bel Fuse Inc Class B
BELFB
$4.13B
| $2.69M | 0.01% |
111,552
-402
| -0.4% | -$8.57K |
|
1415
Take-Two Interactive
TTWO
$45.2B
| $2.69M | 0.01% |
59,716
-5,189
| -8% | -$219K |
|
|
NXDT
1416
NexPoint Diversified Real Estate Trust
NXDT
$261M
| $2.69M | 0.01% |
121,013
-132,437
| -52% | -$2.9M |
|
1417
Telefônica Brasil
VIV
$18.1B
| $2.69M | 0.01% |
185,814
-44,076
| -19% | -$642K |
|
1418
First Merchants
FRME
$2.72B
| $2.68M | 0.01% |
+100,229
| New | +$2.65M |
|
1419
IAMGOLD
IAG
$10.1B
| $2.68M | 0.01% |
661,871
-13,011
| -2% | -$59.3K |
|
|
EDF
1420
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$169M
| $2.68M | 0.01% |
168,474
-33,729
| -17% | -$526K |
|
|
PVG
1421
DELISTED
PRETIUM RESOURCES INC.
PVG
| $2.68M | 0.01% |
260,755
-32,030
| -11% | -$357K |
|
1422
John B. Sanfilippo & Son
JBSS
$1.01B
| $2.67M | 0.01% |
+52,032
| New | +$2.5M |
|
1423
Boston Beer
SAM
$1.9B
| $2.66M | 0.01% |
17,139
-693
| -4% | -$121K |
|
|
BIG
1424
DELISTED
Big Lots, Inc.
BIG
| $2.66M | 0.01% |
55,667
+11,471
| +26% | +$587K |
|
1425
Emcor
EME
$36.7B
| $2.66M | 0.01% |
44,582
+5,588
| +14% | +$309K |
|
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Guggenheim Capital's Q3 2016 Portfolio in Review
As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.
Guggenheim Capital withdrew a net $1.13B in Q3 2016, closing 143 positions and reducing 1,531 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.
- Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
- Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
- Guggenheim Capital's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $80.2M.
- Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
- Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
- Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
- Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.
Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.