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GC

Guggenheim Capital Portfolio holdings

AUM $15.9B
1-Year Est. Return 53.4%
This Fund
S&P 500
This Quarter Est. Return
+12.48%
1 Year Est. Return
+53.4%
3 Year Est. Return
+130.81%
5 Year Est. Return
+157.54%
10 Year Est. Return
+531.39%
AUM
$13.2B
AUM Growth
+$1.6B
Cap. Flow
+$244M
Cap. Flow %
1.85%
Top 10 Hldgs %
17.23%
Holding
2,008
New
175
Increased
901
Reduced
772
Closed
138

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.9M
2
TSLA icon
Tesla
TSLA
+$32.2M
3
AVGO icon
Broadcom
AVGO
+$18.8M
4
ROP icon
Roper Technologies
ROP
+$14.4M
5
META icon
Meta Platforms (Facebook)
META
+$11.3M

Top Sells

Rank Stock Value
1
SGEN
Seagen Inc. Common Stock
SGEN
+$15.6M
2
AAPL icon
Apple
AAPL
+$12M
3
VMW
VMware, Inc
VMW
+$9.63M
4
PXD
Pioneer Natural Resource Co.
PXD
+$9.16M
5
AMZN icon
Amazon
AMZN
+$8.35M

Sector Composition

Rank Sector Weight
1 Technology 24.71%
2 Healthcare 9.61%
3 Consumer Discretionary 8.52%
4 Financials 7.9%
5 Industrials 7.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WRK
801
DELISTED
WestRock Company
WRK
$2.21M 0.02%
53,180
+1,146
+2% +$44.1K
TAP icon
802
Molson Coors Class B
TAP
$7.86B
$2.2M 0.02%
35,974
+442
+1% +$26.6K
HTO
803
H2O America
HTO
$2.65B
$2.19M 0.02%
33,571
-3,588
-10% -$228K
ALKS icon
804
Alkermes
ALKS
$8.32B
$2.18M 0.02%
78,659
+2,237
+3% +$58.1K
FTV icon
805
Fortive
FTV
$18.6B
$2.18M 0.02%
39,270
+9,746
+33% +$514K
PBF icon
806
PBF Energy
PBF
$8.75B
$2.17M 0.02%
49,362
-8,843
-15% -$402K
CSL icon
807
Carlisle Companies
CSL
$15B
$2.16M 0.02%
6,927
+2,254
+48% +$621K
AIRC
808
DELISTED
Apartment Income REIT Corp.
AIRC
$2.16M 0.02%
62,297
-2,971
-5% -$93K
BNY
809
Bank of New York Mellon
BNY
$110B
$2.15M 0.02%
41,317
+8,099
+24% +$373K
SLV icon
810
iShares Silver Trust
SLV
$31.4B
$2.14M 0.02%
98,331
+21,752
+28% +$463K
EMD
811
Western Asset Emerging Markets Debt Fund
EMD
$610M
$2.14M 0.02%
232,146
-21,030
-8% -$180K
AGD
812
abrdn Global Dynamic Dividend Fund
AGD
$324M
$2.14M 0.02%
228,608
+114,110
+100% +$1.01M
NBH
813
Neuberger Municipal Fund Inc
NBH
$303M
$2.13M 0.02%
206,018
+62,069
+43% +$595K
ECF
814
Ellsworth Growth & Income Fund
ECF
$177M
$2.13M 0.02%
263,422
+9,154
+4% +$70.6K
PKX icon
815
POSCO
PKX
$17.2B
$2.13M 0.02%
22,372
+1,195
+6% +$108K
NNN icon
816
NNN REIT
NNN
$8.85B
$2.13M 0.02%
49,308
-14
-0% -$542
OTIS icon
817
Otis Worldwide
OTIS
$27.9B
$2.12M 0.02%
23,716
+1,918
+9% +$159K
ELF icon
818
e.l.f. Beauty
ELF
$5.49B
$2.12M 0.02%
14,681
-1,452
-9% -$168K
BCC icon
819
Boise Cascade
BCC
$2.93B
$2.12M 0.02%
16,370
-1,699
-9% -$182K
RMBS icon
820
Rambus
RMBS
$10.9B
$2.11M 0.02%
30,953
+3,996
+15% +$249K
MIDD icon
821
Middleby
MIDD
$5.27B
$2.1M 0.02%
+14,303
New +$1.82M
TTE icon
822
TotalEnergies
TTE
$193B
$2.1M 0.02%
31,214
-2,958
-9% -$197K
VVR icon
823
Invesco Senior Income Trust
VVR
$459M
$2.1M 0.02%
512,044
-19,260
-4% -$77K
UFPI icon
824
UFP Industries
UFPI
$5.05B
$2.1M 0.02%
16,700
-11,556
-41% -$1.25M
AYI icon
825
Acuity Brands
AYI
$10.8B
$2.09M 0.02%
10,224
+1,116
+12% +$202K
31 32
33
34 35

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Guggenheim Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Guggenheim Capital held 2,008 positions worth $13.2B, up 14% from $11.6B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q4 2023 filing shows 175 new, 901 increased, 772 reduced and 138 closed positions. Its largest new stake was Talos Energy: 326,375 shares worth $4.64M. The largest sale was Seagen Inc. Common Stock, an estimated $15.6M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 23% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2023 buy was Talos Energy: 326,375 shares worth $4.64M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q4 2023, an estimated $37.9M increase.
  • Guggenheim Capital's biggest Q4 2023 reduction was Apple, cutting an estimated $12M.
  • Guggenheim Capital fully exited Seagen Inc. Common Stock in Q4 2023, selling an estimated $15.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $13.2B portfolio in Q4 2023.
  • Guggenheim Capital opened 175 new positions and closed 138 in Q4 2023.
  • Guggenheim Capital's portfolio value rose 14% quarter-over-quarter to $13.2B.

Based on Guggenheim Capital's 13F filing for Q4 2023, filed 14 Feb 2024.