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GC
Guggenheim Capital Portfolio holdings
AUM
$15.9B
1-Year Est. Return
53.4%
This Fund
S&P 500
This Quarter
Est. Return
+6.38%
1 Year Est. Return
+53.4%
3 Year Est. Return
+130.81%
5 Year Est. Return
+157.54%
10 Year Est. Return
+531.39%
AUM
$32.1B
AUM Growth
+$306M
(+0.96%)
Cap. Flow
-$1.13B
Cap. Flow
% of AUM
-3.5%
Top 10 Holdings %
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,157
Reduced
1,531
Closed
143
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Fortive
FTV
|
+$39.8M |
| 2 |
Cooper Companies
COO
|
+$29.5M |
| 3 |
Mettler-Toledo International
MTD
|
+$29.1M |
| 4 |
Albemarle
ALB
|
+$25M |
| 5 |
Alliant Energy
LNT
|
+$23.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DRII
DIAMOND RESORTS INTL, INC
DRII
|
+$283M |
| 2 |
TotalEnergies
TTE
|
+$80.2M |
| 3 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$57.3M |
| 4 |
EMC
EMC CORPORATION
EMC
|
+$36.4M |
| 5 |
GAS
AGL Resources Inc
GAS
|
+$36.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Healthcare | 11.67% |
| 3 | Financials | 11.21% |
| 4 | Industrials | 10.39% |
| 5 | Consumer Discretionary | 10.05% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
476
Franklin Resources
BEN
$17.1B
| $25.5M | 0.08% |
716,544
-48,338
| -6% | -$1.71M |
|
477
State Street
STT
$52.2B
| $25.5M | 0.08% |
365,929
-21,033
| -5% | -$1.37M |
|
|
LLL
478
DELISTED
L3 Technologies, Inc.
LLL
| $25.5M | 0.08% |
168,984
+15,598
| +10% | +$2.33M |
|
479
Post Holdings
POST
$3.65B
| $25.2M | 0.08% |
498,402
+86,575
| +21% | +$4.75M |
|
|
PARA
480
DELISTED
Paramount Global Class B
PARA
| $25.1M | 0.08% |
459,270
+1,044
| +0.2% | +$55.4K |
|
|
SWN
481
DELISTED
Southwestern Energy Company
SWN
| $25.1M | 0.08% |
1,816,053
-242,452
| -12% | -$3.36M |
|
482
Arthur J. Gallagher & Co
AJG
$65.5B
| $25.1M | 0.08% |
492,958
-226,783
| -32% | -$11.2M |
|
|
SRCL
483
DELISTED
Stericycle Inc
SRCL
| $25M | 0.08% |
312,283
+49,953
| +19% | +$4.52M |
|
|
IPG
484
DELISTED
Interpublic Group of Companies
IPG
| $24.8M | 0.08% |
1,111,095
+220,221
| +25% | +$5.06M |
|
485
Royal Caribbean
RCL
$82.4B
| $24.8M | 0.08% |
330,924
+39,480
| +14% | +$2.78M |
|
486
Macerich
MAC
$6.99B
| $24.7M | 0.08% |
305,427
-8,885
| -3% | -$751K |
|
|
KSU
487
DELISTED
Kansas City Southern
KSU
| $24.7M | 0.08% |
264,680
-2,391
| -0.9% | -$226K |
|
488
Ametek
AME
$59.3B
| $24.4M | 0.08% |
510,404
+57,188
| +13% | +$2.72M |
|
|
FL
489
DELISTED
Foot Locker
FL
| $24.4M | 0.08% |
359,601
-52,519
| -13% | -$3.28M |
|
490
Dollar General
DG
$26.4B
| $24.3M | 0.08% |
347,146
+80,813
| +30% | +$6.85M |
|
491
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.31B
| $24.2M | 0.08% |
220,116
+27,643
| +14% | +$3.01M |
|
492
M&T Bank
MTB
$36.6B
| $24.2M | 0.08% |
208,707
+737
| +0.4% | +$85.6K |
|
493
Aon
AON
$74.7B
| $24.2M | 0.08% |
214,783
+4,786
| +2% | +$528K |
|
494
Harley-Davidson
HOG
$2.7B
| $24.1M | 0.08% |
458,836
-138,967
| -23% | -$7.19M |
|
|
HAR
495
DELISTED
Harman International Industries
HAR
| $24M | 0.07% |
284,125
-5,089
| -2% | -$418K |
|
496
Johnson Controls International
JCI
$92.6B
| $23.9M | 0.07% |
513,509
-42,539
| -8% | -$1.97M |
|
497
BorgWarner
BWA
$14B
| $23.8M | 0.07% |
769,005
+38,014
| +5% | +$1.12M |
|
498
OGE Energy
OGE
$9.69B
| $23.8M | 0.07% |
751,116
+23,153
| +3% | +$733K |
|
499
Flowserve
FLS
$10.3B
| $23.7M | 0.07% |
490,303
+61,848
| +14% | +$2.94M |
|
500
Deere & Co
DE
$167B
| $23.6M | 0.07% |
276,779
+15,826
| +6% | +$1.29M |
|
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Guggenheim Capital's Q3 2016 Portfolio in Review
As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.
Guggenheim Capital withdrew a net $1.13B in Q3 2016, closing 143 positions and reducing 1,531 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.
- Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
- Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
- Guggenheim Capital's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $80.2M.
- Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
- Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
- Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
- Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.
Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.