Guggenheim Capital’s SPREADTRUM COMMUNICATIONS INC ADS (CAYMAN ISLANDS) SPRD Stock Holding History

Guggenheim Capital’s Portfolio SPRD Stock Details SPRD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-43,558	Closed	-$1.33M	–	3342
2013 Q3	$1.33M	Buy	43,558 +10,809	+33%	+$320K	﹤0.01%	1917
2013 Q2	$859K	Buy	+32,749	New	+$685K	﹤0.01%	2133

Other funds holding SPRD

DekaBank Deutsche Girozentrale Frankfurt, Germany $60.6B AUM 23.27% 1-Year Est. Return

Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return

Guggenheim Capital's SPRD Position: Q4 2013 in Review

Guggenheim Capital sold out of SPREADTRUM COMMUNICATIONS INC ADS (CAYMAN ISLANDS) (SPRD) in Q4 2013, closing a stake of 43,558 shares — an estimated $1.33M sold.

Guggenheim Capital first reported a position in SPRD in Q2 2013 and held it in 2 quarters. The position peaked at $1.33M in Q3 2013. 2 funds tracked by Wall St. Rank hold SPRD as of Q4 2013.

Guggenheim Capital reported no remaining SPREADTRUM COMMUNICATIONS INC ADS (CAYMAN ISLANDS) position as of Q4 2013 after selling out during the quarter.
Guggenheim Capital sold 43,558 SPREADTRUM COMMUNICATIONS INC ADS (CAYMAN ISLANDS) shares in Q4 2013, an estimated $1.33M.
Guggenheim Capital first reported a position in SPREADTRUM COMMUNICATIONS INC ADS (CAYMAN ISLANDS) in Q2 2013 and held it in 2 quarters.
Guggenheim Capital's SPREADTRUM COMMUNICATIONS INC ADS (CAYMAN ISLANDS) position peaked at $1.33M in Q3 2013.
2 funds tracked by Wall St. Rank held SPREADTRUM COMMUNICATIONS INC ADS (CAYMAN ISLANDS) as of Q4 2013.

Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.