Guardian Capital Advisors (Canada)’s BROADCOM CORP CL-A BRCM Stock Holding History

Guardian Capital Advisors (Canada)’s Portfolio BRCM Stock Details BRCM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-7,250	Closed	-$380K	–	185
2015 Q2	$380K	Hold	7,250	–	–	0.07%	131
2015 Q1	$379K	Sell	7,250 -300	-4%	-$13.1K	0.06%	148
2014 Q4	$365K	Hold	7,550	–	–	0.06%	143
2014 Q3	$325K	Hold	7,550	–	–	0.05%	148
2014 Q2	$281K	Sell	7,550 -3,500	-32%	-$115K	0.05%	161
2014 Q1	$341K	Buy	11,050 +3,250	+42%	+$97.9K	0.07%	151
2013 Q4	$234K	Buy	+7,800	New	+$212K	0.05%	157
2013 Q3	–	Sell	-15,350	Closed	-$512K	–	170
2013 Q2	$512K	Buy	+15,350	New	+$534K	0.14%	101

Other funds holding BRCM

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

ClearBridge Investments New York $121B AUM 27.52% 1-Year Est. Return

Viking Global Investors Stamford, Connecticut $35.1B AUM 21.36% 1-Year Est. Return

PCM

Pentwater Capital Management Naples, Florida $16.4B AUM 55.44% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

SCP

Soroban Capital Partners New York $47.8B AUM 11.8% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Guardian Capital Advisors (Canada)'s BRCM Position: Q3 2015 in Review

Guardian Capital Advisors (Canada) sold out of BROADCOM CORP CL-A (BRCM) in Q3 2015, closing a stake of 7,250 shares — an estimated $380K sold.

Guardian Capital Advisors (Canada) first reported a position in BRCM in Q2 2013 and held it in 8 quarters. The position peaked at $512K in Q2 2013. 595 funds tracked by Wall St. Rank hold BRCM as of Q3 2015.

Guardian Capital Advisors (Canada) reported no remaining BROADCOM CORP CL-A position as of Q3 2015 after selling out during the quarter.
Guardian Capital Advisors (Canada) sold 7,250 BROADCOM CORP CL-A shares in Q3 2015, an estimated $380K.
Guardian Capital Advisors (Canada) first reported a position in BROADCOM CORP CL-A in Q2 2013 and held it in 8 quarters.
Guardian Capital Advisors (Canada)'s BROADCOM CORP CL-A position peaked at $512K in Q2 2013.
595 funds tracked by Wall St. Rank held BROADCOM CORP CL-A as of Q3 2015.

Based on Guardian Capital Advisors (Canada)'s 13F filing for Q3 2015, filed 12 Nov 2015.