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GMCM

Gruber & McBaine Capital Management Portfolio holdings

AUM $369M
1-Year Est. Return 12.23%
This Fund
S&P 500
This Quarter Est. Return
+24.09%
1 Year Est. Return
+12.23%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$332M
AUM Growth
+$38.2M
Cap. Flow
-$8.87M
Cap. Flow %
-2.67%
Top 10 Hldgs %
34.7%
Holding
183
New
37
Increased
30
Reduced
40
Closed
31

Top Buys

Rank Stock Value
1
BNO icon
United States Brent Oil Fund
BNO
+$3.37M
2
CLH icon
Clean Harbors
CLH
+$3.35M
3
XLNX
Xilinx Inc
XLNX
+$2.92M
4
CAVM
Cavium, Inc.
CAVM
+$2.45M
5
ARQ icon
Arq
ARQ
+$2.44M

Top Sells

Rank Stock Value
1
SPRD
SPREADTRUM COMMUNICATIONS INC ADS (CAYMAN ISLANDS)
SPRD
+$7.99M
2
LKM
Link Motion Inc.
LKM
+$5.44M
3
HRI icon
Herc Holdings
HRI
+$4.96M
4
LLTC
Linear Technology Corp
LLTC
+$3.5M
5
HIMX
Himax Technologies
HIMX
+$3.38M

Sector Composition

Rank Sector Weight
1 Technology 27.13%
2 Industrials 13.25%
3 Communication Services 11.25%
4 Consumer Staples 8.02%
5 Energy 6.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QCOM icon
151
Qualcomm
QCOM
$171B
– –
-12,000
Closed -$733K
SWN
152
DELISTED
Southwestern Energy Company
SWN
– –
-20,000
Closed -$731K
HA
153
DELISTED
Hawaiian Holdings, Inc.
HA
– –
-140,000
Closed -$855K
LOV
154
DELISTED
Spark Networks SE American Depositary Shares
LOV
– –
-47,900
Closed -$405K
ZNGA
155
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
– –
-50,000
Closed -$139K
APC
156
DELISTED
Anadarko Petroleum
APC
– –
-20,000
Closed -$1.72M
MSCC
157
DELISTED
Microsemi Corp
MSCC
– –
-44,800
Closed -$1.02M
FALC
158
DELISTED
FalconStor Software Inc
FALC
– –
-15,000
Closed -$21K
LLTC
159
DELISTED
Linear Technology Corp
LLTC
– –
-95,000
Closed -$3.5M
COWN
160
DELISTED
Cowen Inc. Class A Common Stock
COWN
– –
-62,500
Closed -$725K
PSUN
161
DELISTED
PACIFIC SUNWEAR OF CAL. INC
PSUN
– –
-60,000
Closed -$219K
ATML
162
DELISTED
ATMEL CORP
ATML
– –
-225,000
Closed -$1.65M
ADEP
163
DELISTED
Adept Technology Inc
ADEP
– –
-289,439
Closed -$1.13M
RVBD
164
DELISTED
RIVERBED TECHNOLOGY, INC COM
RVBD
– –
-65,000
Closed -$1.01M
SIMG
165
DELISTED
SILICON IMAGE INC
SIMG
– –
-300,000
Closed -$1.75M
KIOR
166
DELISTED
KIOR, INC CLASS A COM STK
KIOR
– –
-34,049
Closed -$194K
RDA
167
DELISTED
RDA MICROELECTRONICS INC SPONSORED ADR
RDA
– –
-170,875
Closed -$1.89M
TBOW
168
DELISTED
TRUNKBOW INTL HLDGS LTD COM
TBOW
– –
-50,000
Closed -$44K
OCZ
169
DELISTED
OCZ TECHNOLOGY GROUP INC COM STK NEW (DE)
OCZ
– –
-622,922
Closed -$903K
ECTY
170
DELISTED
ECOTALITY INC COMMON STOCK (NV)
ECTY
– –
-233,000
Closed -$361K
AMR
171
DELISTED
AMR CORP
AMR
– –
-300,000
Closed -$1.21M
ESV
172
DELISTED
Ensco Rowan plc
ESV
– –
-3,207
Closed -$746K
BTC
173
DELISTED
MERRILL LYN ACCEL RTN NTS LKD BIOTECH IDX 9/04
BTC
– –
-250,000
Closed -$905K
CY
174
DELISTED
Cypress Semiconductor
CY
– –
-120,000
Closed -$1.29M
3 4 5 6
7

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STI
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F
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CG
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SBK
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Gruber & McBaine Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Gruber & McBaine Capital Management held 183 positions worth $332M, up 13% from $294M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Gruber & McBaine Capital Management's Q3 2013 filing shows 37 new, 30 increased, 40 reduced and 31 closed positions. Its largest new stake was United States Brent Oil Fund: 80,000 shares worth $3.4M. The largest sale was SPREADTRUM COMMUNICATIONS INC ADS (CAYMAN ISLANDS), an estimated $7.99M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 24% a quarter earlier, followed by Industrials and Communication Services.

  • Gruber & McBaine Capital Management's largest Q3 2013 buy was United States Brent Oil Fund: 80,000 shares worth $3.4M.
  • Gruber & McBaine Capital Management added most to United Airlines in Q3 2013, an estimated $2.41M increase.
  • Gruber & McBaine Capital Management's biggest Q3 2013 reduction was SPREADTRUM COMMUNICATIONS INC ADS (CAYMAN ISLANDS), cutting an estimated $7.99M.
  • Gruber & McBaine Capital Management fully exited Herc Holdings in Q3 2013, selling an estimated $4.96M.
  • Gruber & McBaine Capital Management's ten largest holdings make up 35% of its $332M portfolio in Q3 2013.
  • Gruber & McBaine Capital Management opened 37 new positions and closed 31 in Q3 2013.
  • Gruber & McBaine Capital Management's portfolio value rose 13% quarter-over-quarter to $332M.

Based on Gruber & McBaine Capital Management's 13F filing for Q3 2013, filed 14 Nov 2013.