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GMCM

Gruber & McBaine Capital Management Portfolio holdings

AUM $369M
1-Year Est. Return 12.23%
This Fund
S&P 500
This Quarter Est. Return
+1.43%
1 Year Est. Return
+12.23%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$372M
AUM Growth
-$11.5M
Cap. Flow
-$3.79M
Cap. Flow %
-1.02%
Top 10 Hldgs %
26.86%
Holding
227
New
36
Increased
41
Reduced
47
Closed
25

Top Buys

Rank Stock Value
1
AAOI icon
Applied Optoelectronics
AAOI
+$4.64M
2
DAKP
DAKOTA PLAINS HOLDINGS, INC. COMMON STOCK
DAKP
+$4.46M
3
ADM icon
Archer Daniels Midland
ADM
+$4.42M
4
CCS icon
Century Communities
CCS
+$2.69M
5
TRN icon
Trinity Industries
TRN
+$2.36M

Top Sells

Rank Stock Value
1
STKL
SunOpta
STKL
+$8.58M
2
HIMX
Himax Technologies
HIMX
+$3.5M
3
USG
Usg
USG
+$2.61M
4
XLNX
Xilinx Inc
XLNX
+$2.41M
5
MCD icon
McDonald's
MCD
+$2.25M

Sector Composition

Rank Sector Weight
1 Technology 30.29%
2 Industrials 12.64%
3 Communication Services 10.73%
4 Energy 9.11%
5 Consumer Staples 7.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VSAT icon
126
Viasat
VSAT
$11.7B
$869K 0.23%
15,000
+5,000
+50% +$302K
EEE
127
DELISTED
EVERGREEN ENERGY INC NEW COM STK (DE)
EEE
$860K 0.23%
100,000
– –
MPWR icon
128
Monolithic Power Systems
MPWR
$68.9B
$847K 0.23%
+20,000
New +$775K
ORIT
129
DELISTED
Oritani Financial Corp. New
ORIT
$830K 0.22%
53,900
– –
ALT icon
130
Altimmune
ALT
$587M
$808K 0.22%
1,910
-90
-5% -$40.7K
LTBR icon
131
Lightbridge
LTBR
$337M
$801K 0.22%
4,818
– –
SN
132
DELISTED
Sanchez Energy Corporation
SN
$752K 0.2%
20,000
-3,800
-16% -$120K
ACLS icon
133
Axcelis
ACLS
$4.12B
$740K 0.2%
92,500
-9,075
-9% -$67.7K
TAST
134
DELISTED
Carrols Restaurant Group, Inc.
TAST
$712K 0.19%
+100,000
New +$692K
NPTN
135
DELISTED
NEOPHOTONICS CORP
NPTN
$707K 0.19%
170,000
+70,000
+70% +$371K
PF
136
DELISTED
Pinnacle Foods, Inc.
PF
$658K 0.18%
20,000
– –
NOVB
137
DELISTED
NORTH VALLEY BANCORP-COM
NOVB
$610K 0.16%
28,000
– –
HEOP
138
DELISTED
Heritage Oaks Bancorp
HEOP
$591K 0.16%
77,500
– –
TER icon
139
Teradyne
TER
$58.8B
$588K 0.16%
30,000
– –
PESI icon
140
Perma-Fix Environmental Services
PESI
$379M
$584K 0.16%
127,029
+2,029
+2% +$8.71K
KOG
141
DELISTED
KODIAK OIL & GAS CORP
KOG
$582K 0.16%
+40,000
New +$520K
PEGA icon
142
Pegasystems
PEGA
$5.45B
$581K 0.16%
55,000
+11,000
+25% +$105K
ELX
143
DELISTED
EMULEX CORP
ELX
$570K 0.15%
100,000
-20,000
-17% -$119K
SAEX
144
DELISTED
SAExploration Holdings, Inc.
SAEX
$568K 0.15%
25
– –
MRC
145
DELISTED
MRC Global
MRC
$566K 0.15%
20,000
– –
DGI
146
DELISTED
DigitalGlobe Inc.
DGI
$556K 0.15%
+20,000
New +$598K
GDP
147
DELISTED
GOODRICH PETROLEUM CORP(NEW)
GDP
$552K 0.15%
+20,000
New +$500K
AREX
148
DELISTED
Approach Resources Inc.
AREX
$534K 0.14%
+23,500
New +$477K
NMIH icon
149
NMI Holdings
NMIH
$3.37B
$525K 0.14%
50,000
– –
RTK
150
DELISTED
Rentech, Inc.
RTK
$518K 0.14%
20,000
+10,000
+100% +$223K
4 5
6
7 8

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STI
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SBK
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LG
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Gruber & McBaine Capital Management's Q2 2014 Portfolio in Review

As of Q2 2014, Gruber & McBaine Capital Management held 227 positions worth $372M, down 3% from $384M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Gruber & McBaine Capital Management's Q2 2014 filing shows 36 new, 41 increased, 47 reduced and 25 closed positions. Its largest new stake was DAKOTA PLAINS HOLDINGS, INC. COMMON STOCK: 1,677,400 shares worth $4.5M. The largest sale was SunOpta, an estimated $8.58M.

By sector, the portfolio is most concentrated in Technology at 30% of assets, up from 27% a quarter earlier, followed by Industrials and Communication Services.

  • Gruber & McBaine Capital Management's largest Q2 2014 buy was DAKOTA PLAINS HOLDINGS, INC. COMMON STOCK: 1,677,400 shares worth $4.5M.
  • Gruber & McBaine Capital Management added most to Applied Optoelectronics in Q2 2014, an estimated $4.64M increase.
  • Gruber & McBaine Capital Management's biggest Q2 2014 reduction was SunOpta, cutting an estimated $8.58M.
  • Gruber & McBaine Capital Management fully exited Usg in Q2 2014, selling an estimated $2.61M.
  • Gruber & McBaine Capital Management's ten largest holdings make up 27% of its $372M portfolio in Q2 2014.
  • Gruber & McBaine Capital Management opened 36 new positions and closed 25 in Q2 2014.
  • Gruber & McBaine Capital Management's portfolio value fell 3% quarter-over-quarter to $372M.

Based on Gruber & McBaine Capital Management's 13F filing for Q2 2014, filed 13 Aug 2014.