We are live on ! Find out more
GMCM

Gruber & McBaine Capital Management Portfolio holdings

AUM $369M
1-Year Est. Return 12.23%
This Fund
S&P 500
This Quarter Est. Return
+24.09%
1 Year Est. Return
+12.23%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$332M
AUM Growth
+$38.2M
Cap. Flow
-$8.87M
Cap. Flow %
-2.67%
Top 10 Hldgs %
34.7%
Holding
183
New
37
Increased
30
Reduced
40
Closed
31

Top Buys

Rank Stock Value
1
BNO icon
United States Brent Oil Fund
BNO
+$3.37M
2
CLH icon
Clean Harbors
CLH
+$3.35M
3
XLNX
Xilinx Inc
XLNX
+$2.92M
4
CAVM
Cavium, Inc.
CAVM
+$2.45M
5
ARQ icon
Arq
ARQ
+$2.44M

Top Sells

Rank Stock Value
1
SPRD
SPREADTRUM COMMUNICATIONS INC ADS (CAYMAN ISLANDS)
SPRD
+$7.99M
2
LKM
Link Motion Inc.
LKM
+$5.44M
3
HRI icon
Herc Holdings
HRI
+$4.96M
4
LLTC
Linear Technology Corp
LLTC
+$3.5M
5
HIMX
Himax Technologies
HIMX
+$3.38M

Sector Composition

Rank Sector Weight
1 Technology 27.13%
2 Industrials 13.25%
3 Communication Services 11.25%
4 Consumer Staples 8.02%
5 Energy 6.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VXGN
126
DELISTED
VAXGEN INC
VXGN
$410K 0.12%
+225,000
New +$410K
NVMI
127
Nova
NVMI
$12.6B
$408K 0.12%
46,042
– –
ALTR
128
DELISTED
Altera Corp
ALTR
$372K 0.11%
10,000
-25,000
-71% -$897K
RNF
129
DELISTED
RENTECH NITROGEN PARTNERS, L.P. INT
RNF
$368K 0.11%
15,000
– –
IBM icon
130
IBM
IBM
$225B
$321K 0.1%
1,813
– –
INVE icon
131
Identive
INVE
$62.4M
$307K 0.09%
43,823
– –
PLPM
132
DELISTED
Planet Payment, Inc
PLPM
$267K 0.08%
105,000
-20,000
-16% -$51.8K
GEVO icon
133
Gevo
GEVO
$403M
$228K 0.07%
20
– –
RTK
134
DELISTED
Rentech, Inc.
RTK
$198K 0.06%
10,000
– –
BFF
135
DELISTED
BFC FIN'L CP CL A
BFF
$184K 0.06%
+70,000
New +$184K
LEAF
136
DELISTED
Leaf Group Ltd.
LEAF
$174K 0.05%
13,892
– –
LTBR icon
137
Lightbridge
LTBR
$339M
$148K 0.04%
1,375
– –
GSE
138
DELISTED
GSE HLDG INC COM STK (DE)
GSE
$146K 0.04%
70,000
-40,000
-36% -$137K
CTLP
139
DELISTED
Cantaloupe
CTLP
$145K 0.04%
90,000
-123,100
-58% -$240K
COVS
140
DELISTED
Covisint Corporation
COVS
$128K 0.04%
+10,000
New +$126K
QUIK icon
141
QuickLogic
QUIK
$259M
$118K 0.04%
+3,214
New +$113K
PCYO icon
142
Pure Cycle
PCYO
$275M
$50K 0.02%
+10,900
New +$59.1K
EMAK
143
DELISTED
EMAK WORLDWIDE INC
EMAK
$8K ﹤0.01%
830,686
– –
AXTI icon
144
AXT Inc
AXTI
$4.83B
– –
-80,000
Closed -$216K
FFIV icon
145
F5
FFIV
$23.4B
– –
-5,000
Closed -$344K
GLDD
146
DELISTED
Great Lakes Dredge & Dock
GLDD
– –
-45,000
Closed -$352K
HRI icon
147
Herc Holdings
HRI
$5.72B
– –
-66,667
Closed -$4.96M
MSTR icon
148
Strategy Inc
MSTR
$37.8B
– –
-165,000
Closed -$1.44M
MU icon
149
Micron Technology
MU
$981B
– –
-150,000
Closed -$2.15M
MX icon
150
Magnachip Semiconductor
MX
$142M
– –
-177,500
Closed -$3.24M
3 4 5
6
7

Similar funds

HC
Highmount Capital New York $391M AUM 2.65% 1-Year Est. Return
RRC
Red Rocks Capital Denver, Colorado $296M AUM 1.84% 1-Year Est. Return
STI
Susquehanna Trust & Investment Lititz, Pennsylvania $457M AUM 0.8% 1-Year Est. Return
F
FolioMetrix Omaha, Nebraska $239M AUM
CG
Clermont Group Grand Cayman, Cayman Islands $509M AUM 5.85% 1-Year Est. Return
R
RQSI Nassau, Bahamas $224M AUM
SBK
Steven B. Klinsky $220M AUM 4.28% 1-Year Est. Return
LG
Laidlaw Group Bedford Hills, New York $210M AUM 6.2% 1-Year Est. Return

Gruber & McBaine Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Gruber & McBaine Capital Management held 183 positions worth $332M, up 13% from $294M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Gruber & McBaine Capital Management's Q3 2013 filing shows 37 new, 30 increased, 40 reduced and 31 closed positions. Its largest new stake was United States Brent Oil Fund: 80,000 shares worth $3.4M. The largest sale was SPREADTRUM COMMUNICATIONS INC ADS (CAYMAN ISLANDS), an estimated $7.99M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 24% a quarter earlier, followed by Industrials and Communication Services.

  • Gruber & McBaine Capital Management's largest Q3 2013 buy was United States Brent Oil Fund: 80,000 shares worth $3.4M.
  • Gruber & McBaine Capital Management added most to United Airlines in Q3 2013, an estimated $2.41M increase.
  • Gruber & McBaine Capital Management's biggest Q3 2013 reduction was SPREADTRUM COMMUNICATIONS INC ADS (CAYMAN ISLANDS), cutting an estimated $7.99M.
  • Gruber & McBaine Capital Management fully exited Herc Holdings in Q3 2013, selling an estimated $4.96M.
  • Gruber & McBaine Capital Management's ten largest holdings make up 35% of its $332M portfolio in Q3 2013.
  • Gruber & McBaine Capital Management opened 37 new positions and closed 31 in Q3 2013.
  • Gruber & McBaine Capital Management's portfolio value rose 13% quarter-over-quarter to $332M.

Based on Gruber & McBaine Capital Management's 13F filing for Q3 2013, filed 14 Nov 2013.