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GMCM

Gruber & McBaine Capital Management Portfolio holdings

AUM $369M
1-Year Est. Return 12.23%
This Fund
S&P 500
This Quarter Est. Return
+24.09%
1 Year Est. Return
+12.23%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$332M
AUM Growth
+$38.2M
Cap. Flow
-$8.87M
Cap. Flow %
-2.67%
Top 10 Hldgs %
34.7%
Holding
183
New
37
Increased
30
Reduced
40
Closed
31

Top Buys

Rank Stock Value
1
BNO icon
United States Brent Oil Fund
BNO
+$3.37M
2
CLH icon
Clean Harbors
CLH
+$3.35M
3
XLNX
Xilinx Inc
XLNX
+$2.92M
4
CAVM
Cavium, Inc.
CAVM
+$2.45M
5
ARQ icon
Arq
ARQ
+$2.44M

Top Sells

Rank Stock Value
1
SPRD
SPREADTRUM COMMUNICATIONS INC ADS (CAYMAN ISLANDS)
SPRD
+$7.99M
2
LKM
Link Motion Inc.
LKM
+$5.44M
3
HRI icon
Herc Holdings
HRI
+$4.96M
4
LLTC
Linear Technology Corp
LLTC
+$3.5M
5
HIMX
Himax Technologies
HIMX
+$3.38M

Sector Composition

Rank Sector Weight
1 Technology 27.13%
2 Industrials 13.25%
3 Communication Services 11.25%
4 Consumer Staples 8.02%
5 Energy 6.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMMS
101
DELISTED
Emmis Communications Corp
EMMS
$807K 0.24%
+79,800
New +$872K
CODE
102
DELISTED
SPANSION INC, CLASS A COMMON STOCK
CODE
$807K 0.24%
80,000
+33,000
+70% +$373K
PEGA icon
103
Pegasystems
PEGA
$5.44B
$796K 0.24%
+80,000
New +$732K
LSCC icon
104
Lattice Semiconductor
LSCC
$17.9B
$781K 0.24%
175,000
– –
ARCB icon
105
ArcBest
ARCB
$3.03B
$770K 0.23%
+30,000
New +$719K
OVRL
106
DELISTED
OVERLAND STORAGE INC
OVRL
$743K 0.22%
154,747
– –
STNG icon
107
Scorpio Tankers
STNG
$3.72B
$732K 0.22%
+7,500
New +$741K
PESI icon
108
Perma-Fix Environmental Services
PESI
$370M
$720K 0.22%
200,000
-25,550
-11% -$64.6K
EDG
109
DELISTED
EDGEN GROUP INC CLASS A COM STK
EDG
$684K 0.21%
+90,000
New +$687K
SANW
110
DELISTED
S&W Seed Co
SANW
$669K 0.2%
4,205
-6
-0.1% -$902
JMBA
111
DELISTED
Jamba, Inc.
JMBA
$669K 0.2%
50,000
– –
TEAR
112
DELISTED
TearLab Corporation
TEAR
$664K 0.2%
+6,000
New +$748K
SN
113
DELISTED
Sanchez Energy Corporation
SN
$660K 0.2%
25,000
-25,000
-50% -$593K
SPWRA
114
DELISTED
SUNPOWER CORPORATION CL A
SPWRA
$654K 0.2%
+25,000
New +$654K
RKUS
115
DELISTED
RUCKUS WIRELESS INC COM STK (DE)
RKUS
$628K 0.19%
+37,300
New +$544K
IPDN icon
116
Professional Diversity Network
IPDN
$5.13M
$621K 0.19%
844
– –
TNK icon
117
Teekay Tankers
TNK
$2.69B
$611K 0.18%
29,134
– –
IMI
118
DELISTED
Intermolecular, Inc.
IMI
$605K 0.18%
109,850
-150
-0.1% -$943
ACW
119
DELISTED
Accuride Corp
ACW
$591K 0.18%
+115,000
New +$630K
UEIC icon
120
Universal Electronics
UEIC
$74.6M
$540K 0.16%
+15,000
New +$472K
MYRG icon
121
MYR Group
MYRG
$5.14B
$486K 0.15%
20,000
-14,975
-43% -$331K
NPTN
122
DELISTED
NEOPHOTONICS CORP
NPTN
$480K 0.14%
+65,000
New +$506K
PANW icon
123
Palo Alto Networks
PANW
$313B
$458K 0.14%
+60,000
New +$473K
OPCH icon
124
Option Care Health
OPCH
$3.61B
$439K 0.13%
12,500
– –
WAVX
125
DELISTED
WAVE SYS CORP CL A NEW COM STK (DE)
WAVX
$411K 0.12%
31,844
+16,000
+101% +$218K
3 4
5
6 7

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SBK
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LG
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Gruber & McBaine Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Gruber & McBaine Capital Management held 183 positions worth $332M, up 13% from $294M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Gruber & McBaine Capital Management's Q3 2013 filing shows 37 new, 30 increased, 40 reduced and 31 closed positions. Its largest new stake was United States Brent Oil Fund: 80,000 shares worth $3.4M. The largest sale was SPREADTRUM COMMUNICATIONS INC ADS (CAYMAN ISLANDS), an estimated $7.99M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 24% a quarter earlier, followed by Industrials and Communication Services.

  • Gruber & McBaine Capital Management's largest Q3 2013 buy was United States Brent Oil Fund: 80,000 shares worth $3.4M.
  • Gruber & McBaine Capital Management added most to United Airlines in Q3 2013, an estimated $2.41M increase.
  • Gruber & McBaine Capital Management's biggest Q3 2013 reduction was SPREADTRUM COMMUNICATIONS INC ADS (CAYMAN ISLANDS), cutting an estimated $7.99M.
  • Gruber & McBaine Capital Management fully exited Herc Holdings in Q3 2013, selling an estimated $4.96M.
  • Gruber & McBaine Capital Management's ten largest holdings make up 35% of its $332M portfolio in Q3 2013.
  • Gruber & McBaine Capital Management opened 37 new positions and closed 31 in Q3 2013.
  • Gruber & McBaine Capital Management's portfolio value rose 13% quarter-over-quarter to $332M.

Based on Gruber & McBaine Capital Management's 13F filing for Q3 2013, filed 14 Nov 2013.