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GSC

Ground Swell Capital Portfolio holdings

AUM $92.6M
1-Year Est. Return 41.64%
This Fund
S&P 500
This Quarter Est. Return
+0.05%
1 Year Est. Return
+41.64%
3 Year Est. Return
+71.08%
5 Year Est. Return
+78.79%
10 Year Est. Return
–
AUM
$52.9M
AUM Growth
+$1.41M
Cap. Flow
+$2.06M
Cap. Flow %
3.89%
Top 10 Hldgs %
13.1%
Holding
3,331
New
1,331
Increased
701
Reduced
298
Closed
933

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.15M
2
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$733K
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$409K
4
VTRS icon
Viatris
VTRS
+$384K
5
CHTR icon
Charter Communications
CHTR
+$347K

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$14.1M
2
CMCSA icon
Comcast
CMCSA
+$1.09M
3
GSAT icon
Globalstar
GSAT
+$832K
4
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$780K
5
FXI icon
iShares China Large-Cap ETF
FXI
+$636K

Sector Composition

Rank Sector Weight
1 Technology 15.03%
2 Financials 13.45%
3 Healthcare 12.17%
4 Industrials 9.19%
5 Consumer Discretionary 8.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KAMN
1951
DELISTED
Kaman Corp
KAMN
$2K ﹤0.01%
+63
New +$2.58K
HALL
1952
DELISTED
Hallmark Financial Services, Inc.
HALL
$2K ﹤0.01%
+20
New +$1.94K
SPPI
1953
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$2K ﹤0.01%
222
-1,874
-89% -$14.7K
ABB
1954
DELISTED
ABB Ltd
ABB
$2K ﹤0.01%
+100
New +$2.29K
AUD
1955
DELISTED
Audacy, Inc.
AUD
$2K ﹤0.01%
200
– –
AGRX
1956
DELISTED
Agile Therapeutics
AGRX
– –
0
– –
AIMC
1957
DELISTED
Altra Industrial Motion Corp
AIMC
$2K ﹤0.01%
66
-29
-31% -$969
CAJ
1958
DELISTED
Canon, Inc.
CAJ
$2K ﹤0.01%
+65
New +$2.15K
FNI
1959
DELISTED
First Trust Chindia ETF
FNI
$2K ﹤0.01%
75
-514
-87% -$15.8K
SMIT
1960
DELISTED
Schmitt Industries Inc
SMIT
$2K ﹤0.01%
600
+100
+20% +$280
QTNT
1961
DELISTED
Quotient Limited Ordinary Shares
QTNT
$2K ﹤0.01%
+5
New +$1.82K
HMLP
1962
DELISTED
HOEGH LNG PARTNERS LP
HMLP
$2K ﹤0.01%
+100
New +$2.43K
ESBK
1963
DELISTED
Elmira Savings Bank Elmira NY
ESBK
$2K ﹤0.01%
+103
New +$2.17K
DISCB
1964
DELISTED
Discovery, Inc. Series B Common Stock
DISCB
$2K ﹤0.01%
41
-675
-94% -$28.9K
PCI
1965
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$2K ﹤0.01%
+100
New +$2.31K
DSPG
1966
DELISTED
DSP Group Inc
DSPG
$2K ﹤0.01%
200
+123
+160% +$1.09K
ALSK
1967
DELISTED
Alaska Communications Systems
ALSK
$2K ﹤0.01%
1,162
+776
+201% +$1.34K
EGOV
1968
DELISTED
NIC Inc
EGOV
$2K ﹤0.01%
+100
New +$1.76K
FPRX
1969
DELISTED
Five Prime Therapeutics, Inc.
FPRX
$2K ﹤0.01%
136
-60
-31% -$757
PRGX
1970
DELISTED
PRGX Global, Inc.
PRGX
$2K ﹤0.01%
+379
New +$2.37K
NUM
1971
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$2K ﹤0.01%
173
-73
-30% -$1.02K
APEX
1972
DELISTED
Apex Global Brands Inc. Common Stock
APEX
$2K ﹤0.01%
+3
New +$1.56K
FHK
1973
DELISTED
First Trust Hong Kong AlphaDEX Fund
FHK
$2K ﹤0.01%
+59
New +$2.34K
INWK
1974
DELISTED
InnerWorkings, Inc.
INWK
$2K ﹤0.01%
238
+144
+153% +$1.21K
PTLA
1975
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
$2K ﹤0.01%
63
-111
-64% -$2.92K
77 78
79
80 81

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Ground Swell Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Ground Swell Capital held 3,331 positions worth $52.9M, up 2.7% from $51.5M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ground Swell Capital deployed $2.06M of net new capital in Q3 2014, opening 1,331 new positions and adding to 701 existing holdings. Its largest new stake was Apple: 87,600 shares worth $2.21M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 6.5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Comcast, an estimated $1.09M trimmed.

  • Ground Swell Capital's largest Q3 2014 buy was Apple: 87,600 shares worth $2.21M.
  • Ground Swell Capital added most to Viatris in Q3 2014, an estimated $384K increase.
  • Ground Swell Capital's biggest Q3 2014 reduction was Comcast, cutting an estimated $1.09M.
  • Ground Swell Capital fully exited iShares Russell 2000 ETF in Q3 2014, selling an estimated $14.1M.
  • Ground Swell Capital's ten largest holdings make up 13% of its $52.9M portfolio in Q3 2014.
  • Ground Swell Capital opened 1,331 new positions and closed 933 in Q3 2014.
  • Ground Swell Capital's portfolio value rose 2.7% quarter-over-quarter to $52.9M.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.