We are live on ! Find out more
GSC

Ground Swell Capital Portfolio holdings

AUM $92.6M
1-Year Est. Return 41.64%
This Fund
S&P 500
This Quarter Est. Return
+0.05%
1 Year Est. Return
+41.64%
3 Year Est. Return
+71.08%
5 Year Est. Return
+78.79%
10 Year Est. Return
–
AUM
$52.9M
AUM Growth
+$1.41M
Cap. Flow
+$2.06M
Cap. Flow %
3.89%
Top 10 Hldgs %
13.1%
Holding
3,331
New
1,331
Increased
701
Reduced
298
Closed
933

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.15M
2
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$733K
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$409K
4
VTRS icon
Viatris
VTRS
+$384K
5
CHTR icon
Charter Communications
CHTR
+$347K

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$14.1M
2
CMCSA icon
Comcast
CMCSA
+$1.09M
3
GSAT icon
Globalstar
GSAT
+$832K
4
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$780K
5
FXI icon
iShares China Large-Cap ETF
FXI
+$636K

Sector Composition

Rank Sector Weight
1 Technology 15.03%
2 Financials 13.45%
3 Healthcare 12.17%
4 Industrials 9.19%
5 Consumer Discretionary 8.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRI icon
1926
Stoneridge
SRI
$203M
$2K ﹤0.01%
+200
New +$2.33K
STAA icon
1927
STAAR Surgical
STAA
$1.25B
$2K ﹤0.01%
231
-509
-69% -$6.05K
STGW icon
1928
Stagwell
STGW
$2.21B
$2K ﹤0.01%
110
-360
-77% -$7.58K
TISI icon
1929
Team
TISI
$75.4M
$2K ﹤0.01%
5
-15
-75% -$6.05K
TNDM icon
1930
Tandem Diabetes Care
TNDM
$1.58B
$2K ﹤0.01%
+14
New +$1.96K
TRUP icon
1931
Trupanion
TRUP
$1.27B
$2K ﹤0.01%
+200
New +$1.85K
TSI
1932
TCW Strategic Income Fund
TSI
$213M
$2K ﹤0.01%
+320
New +$1.78K
TSLX icon
1933
Sixth Street Specialty
TSLX
$1.79B
$2K ﹤0.01%
100
-200
-67% -$3.72K
UBFO
1934
DELISTED
United Security Bancshares
UBFO
$2K ﹤0.01%
+324
New +$1.68K
USNA icon
1935
Usana Health Sciences
USNA
$266M
$2K ﹤0.01%
+48
New +$1.73K
UTI icon
1936
Universal Technical Institute
UTI
$1.52B
$2K ﹤0.01%
+200
New +$2.26K
WSO icon
1937
Watsco Inc
WSO
$13.4B
$2K ﹤0.01%
29
-229
-89% -$21.2K
WTBA icon
1938
West Bancorporation
WTBA
$482M
$2K ﹤0.01%
150
-50
-25% -$741
YHGJ icon
1939
Yunhong Green CTI Ltd
YHGJ
$9.05M
$2K ﹤0.01%
52
+14
+37% +$593
YINN icon
1940
Direxion Daily FTSE China Bull 3X ETF
YINN
$746M
$2K ﹤0.01%
4
-1
-20% -$661
TBRG
1941
DELISTED
TruBridge
TBRG
$2K ﹤0.01%
+28
New +$1.75K
QCLS
1942
Q/C Technologies Inc
QCLS
$22.2M
– –
0
– –
SUNE
1943
SUNation Energy
SUNE
$11M
– –
0
– –
SPLP
1944
DELISTED
STEEL PARTNERS HOLDINGS L.P.
SPLP
$2K ﹤0.01%
100
-17
-15% -$282
EGF
1945
DELISTED
Blackrock Enhanced Government Fund, Inc.
EGF
$2K ﹤0.01%
+122
New +$1.73K
WHLM
1946
DELISTED
Wilhelmina International, Inc
WHLM
$2K ﹤0.01%
+400
New +$2.5K
DXYN
1947
DELISTED
Dixie Group Inc
DXYN
$2K ﹤0.01%
+200
New +$1.8K
DYNT
1948
DELISTED
Dynatronics Corp
DYNT
$2K ﹤0.01%
102
+5
+5% +$102
SP
1949
DELISTED
SP Plus Corporation
SP
$2K ﹤0.01%
101
-281
-74% -$5.87K
SMMF
1950
DELISTED
Summit Financial Group, Inc.
SMMF
$2K ﹤0.01%
200
+41
+26% +$424
76 77
78
79 80

Similar funds

ACMC
Anchor Capital Management Company Raleigh, North Carolina $92.7M AUM 19.36% 1-Year Est. Return
KA
Kore Advisors Boynton Beach, Florida $92.9M AUM 730.09% 1-Year Est. Return
SSCM
Seven Six Capital Management New York $93M AUM 12.51% 1-Year Est. Return
AW
Aspirean Wealth Mill Valley, California $92.1M AUM
MA
Marquette Associates Chicago, Illinois $91.9M AUM 13.47% 1-Year Est. Return
ITG
Index Technologies Group New York $91.8M AUM
TF
Telligent Fund Hong Kong $93.6M AUM 76.03% 1-Year Est. Return
MRP
Measured Risk Portfolios San Diego, California $91.4M AUM 0.88% 1-Year Est. Return

Ground Swell Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Ground Swell Capital held 3,331 positions worth $52.9M, up 2.7% from $51.5M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ground Swell Capital deployed $2.06M of net new capital in Q3 2014, opening 1,331 new positions and adding to 701 existing holdings. Its largest new stake was Apple: 87,600 shares worth $2.21M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 6.5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Comcast, an estimated $1.09M trimmed.

  • Ground Swell Capital's largest Q3 2014 buy was Apple: 87,600 shares worth $2.21M.
  • Ground Swell Capital added most to Viatris in Q3 2014, an estimated $384K increase.
  • Ground Swell Capital's biggest Q3 2014 reduction was Comcast, cutting an estimated $1.09M.
  • Ground Swell Capital fully exited iShares Russell 2000 ETF in Q3 2014, selling an estimated $14.1M.
  • Ground Swell Capital's ten largest holdings make up 13% of its $52.9M portfolio in Q3 2014.
  • Ground Swell Capital opened 1,331 new positions and closed 933 in Q3 2014.
  • Ground Swell Capital's portfolio value rose 2.7% quarter-over-quarter to $52.9M.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.