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GSC

Ground Swell Capital Portfolio holdings

AUM $92.6M
1-Year Est. Return 41.64%
This Fund
S&P 500
This Quarter Est. Return
+0.05%
1 Year Est. Return
+41.64%
3 Year Est. Return
+71.08%
5 Year Est. Return
+78.79%
10 Year Est. Return
–
AUM
$52.9M
AUM Growth
+$1.41M
Cap. Flow
+$2.06M
Cap. Flow %
3.89%
Top 10 Hldgs %
13.1%
Holding
3,331
New
1,331
Increased
701
Reduced
298
Closed
933

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.15M
2
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$733K
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$409K
4
VTRS icon
Viatris
VTRS
+$384K
5
CHTR icon
Charter Communications
CHTR
+$347K

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$14.1M
2
CMCSA icon
Comcast
CMCSA
+$1.09M
3
GSAT icon
Globalstar
GSAT
+$832K
4
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$780K
5
FXI icon
iShares China Large-Cap ETF
FXI
+$636K

Sector Composition

Rank Sector Weight
1 Technology 15.03%
2 Financials 13.45%
3 Healthcare 12.17%
4 Industrials 9.19%
5 Consumer Discretionary 8.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BCA
3101
DELISTED
CORPBANCA SPONSORED ADR REPSTG (1-1,500)COM STK
BCA
– –
-74
Closed -$1K
GLPW
3102
DELISTED
GLOBAL POWER EQUIPMENT GROUP INC COMMON NEW
GLPW
– –
-935
Closed -$15K
IBDA
3103
DELISTED
ISHARES IBONDS MAR 2016 CORPORATE ETF
IBDA
– –
-103
Closed -$10K
CCG
3104
DELISTED
CAMPUS CREST COMMUNITIES INC COM STK (MD)
CCG
– –
-100
Closed -$1K
DMND
3105
DELISTED
DIAMOND FOODS, INC.
DMND
– –
-593
Closed -$17K
TRIV
3106
DELISTED
TRIVASCULAR TECHONOLOGIES, INC, COMMON STOCK
TRIV
– –
-2,649
Closed -$41K
BRCM
3107
DELISTED
BROADCOM CORP CL-A
BRCM
– –
-618
Closed -$23K
MW
3108
DELISTED
THE MENS WAREHOUSE INC
MW
– –
-1,066
Closed -$59K
DYAX
3109
DELISTED
DYAX CORPORATION
DYAX
– –
-2,662
Closed -$26K
SPDC
3110
DELISTED
SPEED COMMERCE, INC COM STK
SPDC
– –
-754
Closed -$3K
GDP
3111
DELISTED
GOODRICH PETROLEUM CORP(NEW)
GDP
– –
-1,236
Closed -$34K
PVA
3112
DELISTED
PENN VIRGINIA CORP
PVA
– –
-40
Closed -$1K
FCE.B
3113
DELISTED
Forest City Realty Trust, Inc.
FCE.B
– –
-300
Closed -$6K
BZC
3114
DELISTED
BREEZE-EASTERN CORPORATION COM
BZC
– –
-476
Closed -$6K
FCVA
3115
DELISTED
FIRST CAPITAL BANCORP (VA)
FCVA
– –
-141
Closed -$1K
ESSX
3116
DELISTED
ESSEX RENTAL CORP. COMMON STOCK
ESSX
– –
-300
Closed -$1K
NECB
3117
DELISTED
NORTHEAST COMMUNITY BANCORP, INC.
NECB
– –
-489
Closed -$3K
MTS
3118
DELISTED
MONTGOMERY STR INCOME SECS
MTS
– –
-200
Closed -$3K
ALTV
3119
DELISTED
Alteva
ALTV
– –
-809
Closed -$6K
PLTM
3120
DELISTED
FIRST TRUST ISE GLOBAL PLATINUM INDEX FD
PLTM
– –
-600
Closed -$8K
CU
3121
DELISTED
FIRST TRUST ISE GLOBAL COPPER INDEX FD
CU
– –
-238
Closed -$6K
HKTV
3122
DELISTED
HONG KONG TELEVISION NETWORK LTD
HKTV
– –
-200
Closed -$1K
VIMC
3123
DELISTED
VIMICRO INTERNATIONAL CORP ADR (KY)
VIMC
– –
-960
Closed -$3K
BEE
3124
DELISTED
STRATEGIC HOTELS & RESORTS, INC
BEE
– –
-100
Closed -$1K
STNR
3125
DELISTED
STEINER LEISURE LTD
STNR
– –
-146
Closed -$6K
123 124
125
126 127

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Ground Swell Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Ground Swell Capital held 3,331 positions worth $52.9M, up 2.7% from $51.5M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ground Swell Capital deployed $2.06M of net new capital in Q3 2014, opening 1,331 new positions and adding to 701 existing holdings. Its largest new stake was Apple: 87,600 shares worth $2.21M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 6.5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Comcast, an estimated $1.09M trimmed.

  • Ground Swell Capital's largest Q3 2014 buy was Apple: 87,600 shares worth $2.21M.
  • Ground Swell Capital added most to Viatris in Q3 2014, an estimated $384K increase.
  • Ground Swell Capital's biggest Q3 2014 reduction was Comcast, cutting an estimated $1.09M.
  • Ground Swell Capital fully exited iShares Russell 2000 ETF in Q3 2014, selling an estimated $14.1M.
  • Ground Swell Capital's ten largest holdings make up 13% of its $52.9M portfolio in Q3 2014.
  • Ground Swell Capital opened 1,331 new positions and closed 933 in Q3 2014.
  • Ground Swell Capital's portfolio value rose 2.7% quarter-over-quarter to $52.9M.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.