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GSC

Ground Swell Capital Portfolio holdings

AUM $92.6M
1-Year Est. Return 41.64%
This Fund
S&P 500
This Quarter Est. Return
+0.05%
1 Year Est. Return
+41.64%
3 Year Est. Return
+71.08%
5 Year Est. Return
+78.79%
10 Year Est. Return
–
AUM
$52.9M
AUM Growth
+$1.41M
Cap. Flow
+$2.06M
Cap. Flow %
3.89%
Top 10 Hldgs %
13.1%
Holding
3,331
New
1,331
Increased
701
Reduced
298
Closed
933

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.15M
2
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$733K
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$409K
4
VTRS icon
Viatris
VTRS
+$384K
5
CHTR icon
Charter Communications
CHTR
+$347K

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$14.1M
2
CMCSA icon
Comcast
CMCSA
+$1.09M
3
GSAT icon
Globalstar
GSAT
+$832K
4
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$780K
5
FXI icon
iShares China Large-Cap ETF
FXI
+$636K

Sector Composition

Rank Sector Weight
1 Technology 15.03%
2 Financials 13.45%
3 Healthcare 12.17%
4 Industrials 9.19%
5 Consumer Discretionary 8.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSNN
3001
DELISTED
Fusion Connect, Inc. Common Stock
FSNN
– –
-200
Closed -$2K
ISL
3002
DELISTED
Aberdeen Israel Fund
ISL
– –
-50
Closed -$1K
GRR
3003
DELISTED
Asia Tigers Fund
GRR
– –
-200
Closed -$2K
ERN
3004
DELISTED
Erin Energy Corp
ERN
– –
-183
Closed -$1K
WLB
3005
DELISTED
Westmoreland Coal Company
WLB
– –
-150
Closed -$5K
NRCIB
3006
DELISTED
National Research Corp Class B
NRCIB
– –
-334
Closed -$13K
NINI
3007
DELISTED
iPath Pure Beta Nickel ETN
NINI
– –
-180
Closed -$6K
CALD
3008
DELISTED
Callidus Software, Inc.
CALD
– –
-617
Closed -$7K
STLY
3009
DELISTED
Stanley Furniture Co Inc
STLY
– –
-300
Closed -$1K
GNCMA
3010
DELISTED
GCI Liberty, Inc. Class A-1 Common Stock
GNCMA
– –
-100
Closed -$1K
CVO
3011
DELISTED
Cenevo, Inc.
CVO
– –
-36
Closed -$1K
BIOA
3012
DELISTED
BioAmber Inc.
BIOA
– –
-200
Closed -$2K
BWLD
3013
DELISTED
Buffalo Wild Wings, Inc.
BWLD
– –
-221
Closed -$37K
RLOG
3014
DELISTED
Rand Logistics, Inc.
RLOG
– –
-200
Closed -$1K
GIMO
3015
DELISTED
Gigamon Inc.
GIMO
– –
-128
Closed -$2K
GAZ
3016
DELISTED
iPath Bloomberg Natural Gas Subindex Total Return ETN due October 22, 2037
GAZ
– –
-1,320
Closed -$4K
OME
3017
DELISTED
Omega Protein
OME
– –
-81
Closed -$1K
SNAK
3018
DELISTED
Inventure Foods, Inc.
SNAK
– –
-273
Closed -$3K
ABCO
3019
DELISTED
Advisory Board Co
ABCO
– –
-492
Closed -$25K
EVAR
3020
DELISTED
Lombard Medical, Inc.
EVAR
– –
-200
Closed -$1K
BONT
3021
DELISTED
Bon-Ton Stores Inc/The
BONT
– –
-933
Closed -$10K
CEMP
3022
DELISTED
Cempra, Inc.
CEMP
– –
-130
Closed -$1K
WNRL
3023
DELISTED
Western Refining Logistics, LP
WNRL
– –
-40
Closed -$1K
GIGA
3024
DELISTED
Giga-Tronics Inc
GIGA
– –
-1,295
Closed -$3K
CUNB
3025
DELISTED
CU Bancorp
CUNB
– –
-256
Closed -$5K
119 120
121
122 123

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Ground Swell Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Ground Swell Capital held 3,331 positions worth $52.9M, up 2.7% from $51.5M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ground Swell Capital deployed $2.06M of net new capital in Q3 2014, opening 1,331 new positions and adding to 701 existing holdings. Its largest new stake was Apple: 87,600 shares worth $2.21M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 6.5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Comcast, an estimated $1.09M trimmed.

  • Ground Swell Capital's largest Q3 2014 buy was Apple: 87,600 shares worth $2.21M.
  • Ground Swell Capital added most to Viatris in Q3 2014, an estimated $384K increase.
  • Ground Swell Capital's biggest Q3 2014 reduction was Comcast, cutting an estimated $1.09M.
  • Ground Swell Capital fully exited iShares Russell 2000 ETF in Q3 2014, selling an estimated $14.1M.
  • Ground Swell Capital's ten largest holdings make up 13% of its $52.9M portfolio in Q3 2014.
  • Ground Swell Capital opened 1,331 new positions and closed 933 in Q3 2014.
  • Ground Swell Capital's portfolio value rose 2.7% quarter-over-quarter to $52.9M.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.