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GSC

Ground Swell Capital Portfolio holdings

AUM $92.6M
1-Year Est. Return 41.64%
This Fund
S&P 500
This Quarter Est. Return
+0.05%
1 Year Est. Return
+41.64%
3 Year Est. Return
+71.08%
5 Year Est. Return
+78.79%
10 Year Est. Return
–
AUM
$52.9M
AUM Growth
+$1.41M
Cap. Flow
+$2.06M
Cap. Flow %
3.89%
Top 10 Hldgs %
13.1%
Holding
3,331
New
1,331
Increased
701
Reduced
298
Closed
933

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.15M
2
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$733K
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$409K
4
VTRS icon
Viatris
VTRS
+$384K
5
CHTR icon
Charter Communications
CHTR
+$347K

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$14.1M
2
CMCSA icon
Comcast
CMCSA
+$1.09M
3
GSAT icon
Globalstar
GSAT
+$832K
4
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$780K
5
FXI icon
iShares China Large-Cap ETF
FXI
+$636K

Sector Composition

Rank Sector Weight
1 Technology 15.03%
2 Financials 13.45%
3 Healthcare 12.17%
4 Industrials 9.19%
5 Consumer Discretionary 8.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SAR icon
2701
Saratoga Investment
SAR
$322M
– –
-278
Closed -$4K
ECHO
2702
EchoStar
ECHO
$26.2B
– –
-118
Closed -$5K
SBLK icon
2703
Star Bulk Carriers
SBLK
$3.22B
– –
-44
Closed -$3K
SBR
2704
Sabine Royalty Trust
SBR
$1.05B
– –
-100
Closed -$6K
SBSI icon
2705
Southside Bancshares
SBSI
$967M
– –
-1,288
Closed -$33K
SCHC icon
2706
Schwab International Small-Cap Equity ETF
SCHC
$5.65B
– –
-1,423
Closed -$49K
SCYX icon
2707
SCYNEXIS
SCYX
$52M
– –
-3
Closed -$2K
SGLY icon
2708
Singularity Future Technology
SGLY
$6.16M
– –
-1
Closed -$1K
SHOO icon
2709
Steven Madden
SHOO
$3.55B
– –
-3,201
Closed -$73K
SHYF
2710
DELISTED
The Shyft Group
SHYF
– –
-200
Closed -$1K
SID icon
2711
Companhia Siderúrgica Nacional
SID
$1.23B
– –
-200
Closed -$1K
SIEB icon
2712
Siebert Financial
SIEB
$68.4M
– –
-300
Closed -$1K
SKY icon
2713
Champion Homes
SKY
$5.14B
– –
-185
Closed -$1K
SLP icon
2714
Simulations Plus
SLP
$371M
– –
-300
Closed -$2K
SLRC icon
2715
SLR Investment Corp
SLRC
$715M
– –
-3,508
Closed -$75K
SLV icon
2716
iShares Silver Trust
SLV
$30.9B
– –
-1,000
Closed -$20K
SMTC icon
2717
Semtech
SMTC
$13B
– –
-124
Closed -$3K
SNPS icon
2718
Synopsys
SNPS
$79.7B
– –
-100
Closed -$4K
SONY icon
2719
Sony
SONY
$138B
– –
-500
Closed -$2K
SOYB icon
2720
Teucrium Soybean Fund
SOYB
$60.1M
– –
-59
Closed -$1K
SPE
2721
Special Opportunities Fund
SPE
$144M
– –
-174
Closed -$3K
SPWH icon
2722
Sportsman's Warehouse
SPWH
$46M
– –
-243
Closed -$2K
SPXS icon
2723
Direxion Daily S&P 500 Bear 3x ETF
SPXS
$332M
– –
0
– -$5K
SPY icon
2724
State Street SPDR S&P 500 ETF Trust
SPY
$810B
– –
-4
Closed -$1K
SRL icon
2725
Scully Royalty
SRL
$87.1M
– –
-38
Closed -$1K
107 108
109
110 111

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MA
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ITG
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KAM
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Ground Swell Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Ground Swell Capital held 3,331 positions worth $52.9M, up 2.7% from $51.5M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ground Swell Capital deployed $2.06M of net new capital in Q3 2014, opening 1,331 new positions and adding to 701 existing holdings. Its largest new stake was Apple: 87,600 shares worth $2.21M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 6.5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Comcast, an estimated $1.09M trimmed.

  • Ground Swell Capital's largest Q3 2014 buy was Apple: 87,600 shares worth $2.21M.
  • Ground Swell Capital added most to Viatris in Q3 2014, an estimated $384K increase.
  • Ground Swell Capital's biggest Q3 2014 reduction was Comcast, cutting an estimated $1.09M.
  • Ground Swell Capital fully exited iShares Russell 2000 ETF in Q3 2014, selling an estimated $14.1M.
  • Ground Swell Capital's ten largest holdings make up 13% of its $52.9M portfolio in Q3 2014.
  • Ground Swell Capital opened 1,331 new positions and closed 933 in Q3 2014.
  • Ground Swell Capital's portfolio value rose 2.7% quarter-over-quarter to $52.9M.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.