We are live on ! Find out more
GSC

Ground Swell Capital Portfolio holdings

AUM $92.6M
1-Year Est. Return 41.64%
This Fund
S&P 500
This Quarter Est. Return
+0.05%
1 Year Est. Return
+41.64%
3 Year Est. Return
+71.08%
5 Year Est. Return
+78.79%
10 Year Est. Return
–
AUM
$52.9M
AUM Growth
+$1.41M
Cap. Flow
+$2.06M
Cap. Flow %
3.89%
Top 10 Hldgs %
13.1%
Holding
3,331
New
1,331
Increased
701
Reduced
298
Closed
933

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.15M
2
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$733K
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$409K
4
VTRS icon
Viatris
VTRS
+$384K
5
CHTR icon
Charter Communications
CHTR
+$347K

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$14.1M
2
CMCSA icon
Comcast
CMCSA
+$1.09M
3
GSAT icon
Globalstar
GSAT
+$832K
4
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$780K
5
FXI icon
iShares China Large-Cap ETF
FXI
+$636K

Sector Composition

Rank Sector Weight
1 Technology 15.03%
2 Financials 13.45%
3 Healthcare 12.17%
4 Industrials 9.19%
5 Consumer Discretionary 8.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PBE icon
2651
Invesco Biotechnology & Genome ETF
PBE
$353M
– –
-105
Closed -$5K
PBHC icon
2652
Pathfinder Bancorp
PBHC
$104M
– –
-198
Closed -$2K
PBPB
2653
DELISTED
Potbelly
PBPB
– –
-45
Closed -$1K
PCN
2654
PIMCO Corporate & Income Strategy Fund
PCN
$885M
– –
-200
Closed -$3K
PCRX icon
2655
Pacira BioSciences
PCRX
$997M
– –
-567
Closed -$52K
PEBK icon
2656
Peoples Bancorp of North Carolina
PEBK
$229M
– –
-755
Closed -$11K
PED icon
2657
PEDEVCO
PED
$141M
– –
-7
Closed -$3K
PEJ icon
2658
Invesco Leisure and Entertainment ETF
PEJ
$308M
– –
-52
Closed -$2K
PFBC icon
2659
Preferred Bank
PFBC
$1.25B
– –
-998
Closed -$24K
PFD
2660
Flaherty & Crumrine Preferred and Income Fund
PFD
$146M
– –
-419
Closed -$6K
PHI icon
2661
PLDT
PHI
$4.33B
– –
-100
Closed -$7K
PHIO icon
2662
Phio Pharmaceuticals
PHIO
$12.1M
– –
0
– -$1K
PHK
2663
PIMCO High Income Fund
PHK
$880M
– –
-100
Closed -$1K
PKOH icon
2664
Park-Ohio Holdings
PKOH
$761M
– –
-220
Closed -$13K
PLUS icon
2665
ePlus
PLUS
$2.34B
– –
-788
Closed -$11K
PNBK icon
2666
Patriot National Bancorp
PNBK
$136M
– –
-40
Closed -$1K
PPBI
2667
DELISTED
Pacific Premier Bancorp
PPBI
– –
-2,263
Closed -$32K
PPL
2668
PPL Corp
PPL
$26.7B
– –
-973
Closed -$32K
PRDO icon
2669
Perdoceo Education
PRDO
$2.12B
– –
-171
Closed -$1K
PRO
2670
DELISTED
PROS Holdings
PRO
– –
-98
Closed -$3K
PROV icon
2671
Provident Financial
PROV
$112M
– –
-871
Closed -$13K
PRSO icon
2672
Peraso
PRSO
$11.3M
– –
0
– -$3K
PRTA icon
2673
Prothena Corp
PRTA
$450M
– –
-7,357
Closed -$166K
PSK icon
2674
State Street SPDR ICE Preferred Securities ETF
PSK
$686M
– –
-150
Closed -$7K
CNSY
2675
Cerenome, Inc. Common Stock
CNSY
$26.4M
– –
0
– -$1K
105 106
107
108 109

Similar funds

ACMC
Anchor Capital Management Company Raleigh, North Carolina $92.7M AUM 19.36% 1-Year Est. Return
KA
Kore Advisors Boynton Beach, Florida $92.9M AUM 730.09% 1-Year Est. Return
SSCM
Seven Six Capital Management New York $93M AUM 12.51% 1-Year Est. Return
AW
Aspirean Wealth Mill Valley, California $92.1M AUM
MA
Marquette Associates Chicago, Illinois $91.9M AUM 13.47% 1-Year Est. Return
ITG
Index Technologies Group New York $91.8M AUM
TF
Telligent Fund Hong Kong $93.6M AUM 76.03% 1-Year Est. Return
KAM
Kazazian Asset Management Fort Lauderdale, Florida $91.5M AUM 35.36% 1-Year Est. Return

Ground Swell Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Ground Swell Capital held 3,331 positions worth $52.9M, up 2.7% from $51.5M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ground Swell Capital deployed $2.06M of net new capital in Q3 2014, opening 1,331 new positions and adding to 701 existing holdings. Its largest new stake was Apple: 87,600 shares worth $2.21M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 6.5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Comcast, an estimated $1.09M trimmed.

  • Ground Swell Capital's largest Q3 2014 buy was Apple: 87,600 shares worth $2.21M.
  • Ground Swell Capital added most to Viatris in Q3 2014, an estimated $384K increase.
  • Ground Swell Capital's biggest Q3 2014 reduction was Comcast, cutting an estimated $1.09M.
  • Ground Swell Capital fully exited iShares Russell 2000 ETF in Q3 2014, selling an estimated $14.1M.
  • Ground Swell Capital's ten largest holdings make up 13% of its $52.9M portfolio in Q3 2014.
  • Ground Swell Capital opened 1,331 new positions and closed 933 in Q3 2014.
  • Ground Swell Capital's portfolio value rose 2.7% quarter-over-quarter to $52.9M.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.