Ground Swell Capital’s PIMCO Corporate & Income Strategy Fund PCN Stock Holding History

Ground Swell Capital’s Portfolio PCN Stock Details PCN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-200	Closed	-$3K	–	2668
2014 Q2	$3K	Buy	+200	New	+$3.37K	0.01%	1324

Other funds holding PCN

Advisory Research Chicago, Illinois $813M AUM 36.71% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

MFS

MSI Financial Services Springfield, Massachusetts $3.07B AUM 10.22% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

WCM

Wunderlich Capital Managemnt Memphis, Tennessee $224M AUM 21.93% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

NPC

National Planning Corporation El Segundo, California $726K AUM 14.28% 1-Year Est. Return

Ground Swell Capital's PCN Position: Q3 2014 in Review

Ground Swell Capital sold out of PIMCO Corporate & Income Strategy Fund (PCN) in Q3 2014, closing a stake of 200 shares — an estimated $3K sold.

Ground Swell Capital first reported a position in PCN in Q2 2014 and held it in 1 quarter. The position peaked at $3K in Q2 2014. 62 funds tracked by Wall St. Rank hold PCN as of Q3 2014.

Ground Swell Capital reported no remaining PIMCO Corporate & Income Strategy Fund position as of Q3 2014 after selling out during the quarter.
Ground Swell Capital sold 200 PIMCO Corporate & Income Strategy Fund shares in Q3 2014, an estimated $3K.
Ground Swell Capital first reported a position in PIMCO Corporate & Income Strategy Fund in Q2 2014 and held it in 1 quarter.
Ground Swell Capital's PIMCO Corporate & Income Strategy Fund position peaked at $3K in Q2 2014.
62 funds tracked by Wall St. Rank held PIMCO Corporate & Income Strategy Fund as of Q3 2014.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.