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GSC

Ground Swell Capital Portfolio holdings

AUM $92.6M
1-Year Est. Return 41.64%
This Fund
S&P 500
This Quarter Est. Return
+0.05%
1 Year Est. Return
+41.64%
3 Year Est. Return
+71.08%
5 Year Est. Return
+78.79%
10 Year Est. Return
–
AUM
$52.9M
AUM Growth
+$1.41M
Cap. Flow
+$2.06M
Cap. Flow %
3.89%
Top 10 Hldgs %
13.1%
Holding
3,331
New
1,331
Increased
701
Reduced
298
Closed
933

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.15M
2
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$733K
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$409K
4
VTRS icon
Viatris
VTRS
+$384K
5
CHTR icon
Charter Communications
CHTR
+$347K

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$14.1M
2
CMCSA icon
Comcast
CMCSA
+$1.09M
3
GSAT icon
Globalstar
GSAT
+$832K
4
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$780K
5
FXI icon
iShares China Large-Cap ETF
FXI
+$636K

Sector Composition

Rank Sector Weight
1 Technology 15.03%
2 Financials 13.45%
3 Healthcare 12.17%
4 Industrials 9.19%
5 Consumer Discretionary 8.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESRT icon
2476
Empire State Realty Trust
ESRT
$836M
– –
-341
Closed -$6K
ESSA
2477
DELISTED
ESSA Bancorp
ESSA
– –
-200
Closed -$2K
ETW
2478
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
– –
-100
Closed -$1K
ETX
2479
Eaton Vance Municipal Income 2028 Term Trust
ETX
$199M
– –
-89
Closed -$1K
EVM
2480
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
– –
-200
Closed -$2K
EWW icon
2481
iShares MSCI Mexico ETF
EWW
$1.92B
– –
-23
Closed -$2K
FARM
2482
DELISTED
Farmer Brothers
FARM
– –
-98
Closed -$2K
FCCO icon
2483
First Community Corp
FCCO
$322M
– –
-564
Closed -$6K
FCNCA icon
2484
First Citizens BancShares
FCNCA
$25.3B
– –
-300
Closed -$74K
FDD icon
2485
First Trust STOXX European Select Dividend Income Fund
FDD
$911M
– –
-3,929
Closed -$59K
FE icon
2486
FirstEnergy
FE
$27.5B
– –
-468
Closed -$16K
FEIM icon
2487
Frequency Electronics
FEIM
$816M
– –
-100
Closed -$1K
FGD icon
2488
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.59B
– –
-1,591
Closed -$46K
FGM icon
2489
First Trust Germany AlphaDEX Fund
FGM
$99.1M
– –
-445
Closed -$19K
FISI icon
2490
Financial Institutions
FISI
$821M
– –
-200
Closed -$5K
FITB
2491
Fifth Third Bancorp
FITB
$51.8B
– –
-6,605
Closed -$141K
FIVE icon
2492
Five Below
FIVE
$13.5B
– –
-453
Closed -$18K
FJP icon
2493
First Trust Japan AlphaDEX Fund
FJP
$264M
– –
-40
Closed -$2K
FLXS icon
2494
Flexsteel Industries
FLXS
$311M
– –
-548
Closed -$18K
FMB icon
2495
First Trust Managed Municipal ETF
FMB
$2.06B
– –
-200
Closed -$10K
FN icon
2496
Fabrinet
FN
$20.1B
– –
-861
Closed -$18K
FNK icon
2497
First Trust Mid Cap Value AlphaDEX Fund
FNK
$231M
– –
-1,249
Closed -$40K
FONR
2498
DELISTED
Fonar
FONR
– –
-50
Closed -$1K
FPI
2499
Farmland Partners
FPI
$432M
– –
-300
Closed -$4K
FPX icon
2500
First Trust US Equity Opportunities ETF
FPX
$1.49B
– –
-312
Closed -$15K
98 99
100
101 102

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MA
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Ground Swell Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Ground Swell Capital held 3,331 positions worth $52.9M, up 2.7% from $51.5M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ground Swell Capital deployed $2.06M of net new capital in Q3 2014, opening 1,331 new positions and adding to 701 existing holdings. Its largest new stake was Apple: 87,600 shares worth $2.21M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 6.5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Comcast, an estimated $1.09M trimmed.

  • Ground Swell Capital's largest Q3 2014 buy was Apple: 87,600 shares worth $2.21M.
  • Ground Swell Capital added most to Viatris in Q3 2014, an estimated $384K increase.
  • Ground Swell Capital's biggest Q3 2014 reduction was Comcast, cutting an estimated $1.09M.
  • Ground Swell Capital fully exited iShares Russell 2000 ETF in Q3 2014, selling an estimated $14.1M.
  • Ground Swell Capital's ten largest holdings make up 13% of its $52.9M portfolio in Q3 2014.
  • Ground Swell Capital opened 1,331 new positions and closed 933 in Q3 2014.
  • Ground Swell Capital's portfolio value rose 2.7% quarter-over-quarter to $52.9M.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.