Ground Swell Capital’s First Trust Managed Municipal ETF FMB Stock Holding History

Ground Swell Capital’s Portfolio FMB Stock Details FMB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-200	Closed	-$10K	–	2509
2014 Q2	$10K	Buy	+200	New	+$9.98K	0.02%	711

Other funds holding FMB

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

MFS

MSI Financial Services Springfield, Massachusetts $3.07B AUM 10.22% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

Ground Swell Capital's FMB Position: Q3 2014 in Review

Ground Swell Capital sold out of First Trust Managed Municipal ETF (FMB) in Q3 2014, closing a stake of 200 shares — an estimated $10K sold.

Ground Swell Capital first reported a position in FMB in Q2 2014 and held it in 1 quarter. The position peaked at $10K in Q2 2014. 8 funds tracked by Wall St. Rank hold FMB as of Q3 2014.

Ground Swell Capital reported no remaining First Trust Managed Municipal ETF position as of Q3 2014 after selling out during the quarter.
Ground Swell Capital sold 200 First Trust Managed Municipal ETF shares in Q3 2014, an estimated $10K.
Ground Swell Capital first reported a position in First Trust Managed Municipal ETF in Q2 2014 and held it in 1 quarter.
Ground Swell Capital's First Trust Managed Municipal ETF position peaked at $10K in Q2 2014.
8 funds tracked by Wall St. Rank held First Trust Managed Municipal ETF as of Q3 2014.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.