Ground Swell Capital’s Qumu Corp. QUMU Stock Holding History

Ground Swell Capital’s Portfolio QUMU Stock Details QUMU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-200	Closed	-$3K	–	2866
2014 Q2	$3K	Buy	+200	New	+$2.89K	0.01%	1363

Other funds holding QUMU

Ariel Investments Chicago, Illinois $8.93B AUM 29.58% 1-Year Est. Return

ICM

Invicta Capital Management New York $125M AUM 14.3% 1-Year Est. Return

TAM

THB Asset Management Norwalk, Connecticut $440M AUM 59.59% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return

Teton Advisors Rye, New York $142M AUM 42.07% 1-Year Est. Return

PCM

Perritt Capital Management Chicago, Illinois $59.8M AUM 26.94% 1-Year Est. Return

Ground Swell Capital's QUMU Position: Q3 2014 in Review

Ground Swell Capital sold out of Qumu Corp. (QUMU) in Q3 2014, closing a stake of 200 shares — an estimated $3K sold.

Ground Swell Capital first reported a position in QUMU in Q2 2014 and held it in 1 quarter. The position peaked at $3K in Q2 2014. 33 funds tracked by Wall St. Rank hold QUMU as of Q3 2014.

Ground Swell Capital reported no remaining Qumu Corp. position as of Q3 2014 after selling out during the quarter.
Ground Swell Capital sold 200 Qumu Corp. shares in Q3 2014, an estimated $3K.
Ground Swell Capital first reported a position in Qumu Corp. in Q2 2014 and held it in 1 quarter.
Ground Swell Capital's Qumu Corp. position peaked at $3K in Q2 2014.
33 funds tracked by Wall St. Rank held Qumu Corp. as of Q3 2014.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.