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Ground Swell Capital’s LPL Financial LPLA Stock Holding History

Ground Swell Capital’s Portfolio LPLA Stock Details LPLA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		– Sell
-628
Closed -$224K – 150
2025
Q4 		$224K Sell
628
-181
-22% -$64K 0.46% 35
2025
Q3 		$269K Buy
+809
New +$293K 0.59% 62

Other funds holding LPLA

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Dodge & Cox
Dodge & Cox San Francisco, California $182B AUM 14.68% 1-Year Est. Return
Boston Partners
Boston Partners Boston, Massachusetts $95.5B AUM 28.4% 1-Year Est. Return
Massachusetts Financial Services
Massachusetts Financial Services Boston, Massachusetts $298B AUM 21.96% 1-Year Est. Return
VPM
Vanguard Portfolio Management Malvern, Pennsylvania $1.91T AUM
Janus Henderson Group
Janus Henderson Group London, United Kingdom $209B AUM 37.72% 1-Year Est. Return
VCM
Vanguard Capital Management Malvern, Pennsylvania $4.04T AUM
Principal Financial Group
Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return
SC
Samlyn Capital New York $5.86B AUM 36.3% 1-Year Est. Return
Capital World Investors
Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Ground Swell Capital's LPLA Position: Q1 2026 in Review

Ground Swell Capital sold out of LPL Financial (LPLA) in Q1 2026, closing a stake of 628 shares — an estimated $224K sold.

Ground Swell Capital first reported a position in LPLA in Q3 2025 and held it in 2 quarters. The position peaked at $269K in Q3 2025. 763 funds tracked by Wall St. Rank hold LPLA as of Q1 2026.

  • Ground Swell Capital reported no remaining LPL Financial position as of Q1 2026 after selling out during the quarter.
  • Ground Swell Capital sold 628 LPL Financial shares in Q1 2026, an estimated $224K.
  • Ground Swell Capital first reported a position in LPL Financial in Q3 2025 and held it in 2 quarters.
  • Ground Swell Capital's LPL Financial position peaked at $269K in Q3 2025.
  • 763 funds tracked by Wall St. Rank held LPL Financial as of Q1 2026.

Based on Ground Swell Capital's 13F filing for Q1 2026, filed 21 Apr 2026.