Ground Swell Capital’s First Trust Energy Income and Growth Fund FEN Stock Holding History

Ground Swell Capital’s Portfolio FEN Stock Details FEN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-481	Closed	-$17K	–	2841
2014 Q2	$17K	Buy	+481	New	+$16.5K	0.03%	490

Other funds holding FEN

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Tiedemann Trust Wilmington, Delaware $542M AUM 1.38% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

JWM

Jacobus Wealth Management Milwaukee, Wisconsin $382M AUM 16.31% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Baird Milwaukee, Wisconsin $9.78B AUM 11.42% 1-Year Est. Return

Ground Swell Capital's FEN Position: Q3 2014 in Review

Ground Swell Capital sold out of First Trust Energy Income and Growth Fund (FEN) in Q3 2014, closing a stake of 481 shares — an estimated $17K sold.

Ground Swell Capital first reported a position in FEN in Q2 2014 and held it in 1 quarter. The position peaked at $17K in Q2 2014. 56 funds tracked by Wall St. Rank hold FEN as of Q3 2014.

Ground Swell Capital reported no remaining First Trust Energy Income and Growth Fund position as of Q3 2014 after selling out during the quarter.
Ground Swell Capital sold 481 First Trust Energy Income and Growth Fund shares in Q3 2014, an estimated $17K.
Ground Swell Capital first reported a position in First Trust Energy Income and Growth Fund in Q2 2014 and held it in 1 quarter.
Ground Swell Capital's First Trust Energy Income and Growth Fund position peaked at $17K in Q2 2014.
56 funds tracked by Wall St. Rank held First Trust Energy Income and Growth Fund as of Q3 2014.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.