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Ground Swell Capital’s Cathay General Bancorp CATY Stock Holding History

Ground Swell Capital’s Portfolio CATY Stock Details CATY Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$5K Sell
200
-166
-45% -$4.28K 0.01% 1424
2014
Q2 		$9K Buy
+366
New +$9.01K 0.02% 764

Other funds holding CATY

Fidelity Investments
Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
BFA
BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return
BIT
BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return
CI
Cambiar Investors Denver, Colorado $2.16B AUM 16.24% 1-Year Est. Return
Capital Research Global Investors
Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return
1832 Asset Management
1832 Asset Management Toronto, Ontario, Canada $109B AUM 35.56% 1-Year Est. Return

Ground Swell Capital's CATY Position: Q3 2014 in Review

Ground Swell Capital reduced its Cathay General Bancorp (CATY) stake by 45% in Q3 2014, selling an estimated $4.28K and leaving 200 shares worth $5K. The position accounts for 0.01% of the portfolio, ranked #1424.

Ground Swell Capital first reported a position in CATY in Q2 2014 and has held it in 2 quarters since. The position peaked at $9K in Q2 2014. 149 funds tracked by Wall St. Rank hold CATY as of Q3 2014.

  • Ground Swell Capital held 200 shares of Cathay General Bancorp worth $5K as of Q3 2014.
  • Ground Swell Capital sold 166 Cathay General Bancorp shares in Q3 2014, an estimated $4.28K.
  • Cathay General Bancorp made up 0.01% of Ground Swell Capital's portfolio in Q3 2014, its #1424 holding.
  • Ground Swell Capital first reported a position in Cathay General Bancorp in Q2 2014 and has held it in 2 quarters since.
  • Ground Swell Capital's Cathay General Bancorp position peaked at $9K in Q2 2014.
  • 149 funds tracked by Wall St. Rank held Cathay General Bancorp as of Q3 2014.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.