Ground Swell Capital’s Yamana Gold, Inc. AUY Stock Holding History

Ground Swell Capital’s Portfolio AUY Stock Details AUY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-300	Closed	-$2K	–	2860
2014 Q2	$2K	Buy	+300	New	+$2.35K	﹤0.01%	1560

Other funds holding AUY

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

DSC

Donald Smith & Co New York $5.56B AUM 47.13% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

TAM

Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

CIBC World Market Toronto, Ontario, Canada $61.3B AUM 39.33% 1-Year Est. Return

TD Asset Management Toronto, Ontario, Canada $115B AUM 41.58% 1-Year Est. Return

Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return

Ground Swell Capital's AUY Position: Q3 2014 in Review

Ground Swell Capital sold out of Yamana Gold, Inc. (AUY) in Q3 2014, closing a stake of 300 shares — an estimated $2K sold.

Ground Swell Capital first reported a position in AUY in Q2 2014 and held it in 1 quarter. The position peaked at $2K in Q2 2014. 288 funds tracked by Wall St. Rank hold AUY as of Q3 2014.

Ground Swell Capital reported no remaining Yamana Gold, Inc. position as of Q3 2014 after selling out during the quarter.
Ground Swell Capital sold 300 Yamana Gold, Inc. shares in Q3 2014, an estimated $2K.
Ground Swell Capital first reported a position in Yamana Gold, Inc. in Q2 2014 and held it in 1 quarter.
Ground Swell Capital's Yamana Gold, Inc. position peaked at $2K in Q2 2014.
288 funds tracked by Wall St. Rank held Yamana Gold, Inc. as of Q3 2014.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.