Ground Swell Capital’s Global X FTSE Andean 40 ETF AND Stock Holding History

Ground Swell Capital’s Portfolio AND Stock Details AND Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-48	Closed	-$1K	–	3314
2014 Q2	$1K	Buy	+48	New	+$545	﹤0.01%	1983

Other funds holding AND

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

JWM

Jacobus Wealth Management Milwaukee, Wisconsin $382M AUM 16.31% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Ground Swell Capital's AND Position: Q3 2014 in Review

Ground Swell Capital sold out of Global X FTSE Andean 40 ETF (AND) in Q3 2014, closing a stake of 48 shares — an estimated $1K sold.

Ground Swell Capital first reported a position in AND in Q2 2014 and held it in 1 quarter. The position peaked at $1K in Q2 2014. 10 funds tracked by Wall St. Rank hold AND as of Q3 2014.

Ground Swell Capital reported no remaining Global X FTSE Andean 40 ETF position as of Q3 2014 after selling out during the quarter.
Ground Swell Capital sold 48 Global X FTSE Andean 40 ETF shares in Q3 2014, an estimated $1K.
Ground Swell Capital first reported a position in Global X FTSE Andean 40 ETF in Q2 2014 and held it in 1 quarter.
Ground Swell Capital's Global X FTSE Andean 40 ETF position peaked at $1K in Q2 2014.
10 funds tracked by Wall St. Rank held Global X FTSE Andean 40 ETF as of Q3 2014.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.