Ground Swell Capital’s abrdn Emerging Markets Equity Income Fund AEF Stock Holding History

Ground Swell Capital’s Portfolio AEF Stock Details AEF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-80	Closed	-$1K	–	2387
2014 Q2	$1K	Buy	+80	New	+$856	﹤0.01%	1677

Other funds holding AEF

PPFA

Provida Pension Fund Administrator Las Condes, Santiago, Chile $5.78B AUM 21.16% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

FAAS

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Ground Swell Capital's AEF Position: Q3 2014 in Review

Ground Swell Capital sold out of abrdn Emerging Markets Equity Income Fund (AEF) in Q3 2014, closing a stake of 80 shares — an estimated $1K sold.

Ground Swell Capital first reported a position in AEF in Q2 2014 and held it in 1 quarter. The position peaked at $1K in Q2 2014. 26 funds tracked by Wall St. Rank hold AEF as of Q3 2014.

Ground Swell Capital reported no remaining abrdn Emerging Markets Equity Income Fund position as of Q3 2014 after selling out during the quarter.
Ground Swell Capital sold 80 abrdn Emerging Markets Equity Income Fund shares in Q3 2014, an estimated $1K.
Ground Swell Capital first reported a position in abrdn Emerging Markets Equity Income Fund in Q2 2014 and held it in 1 quarter.
Ground Swell Capital's abrdn Emerging Markets Equity Income Fund position peaked at $1K in Q2 2014.
26 funds tracked by Wall St. Rank held abrdn Emerging Markets Equity Income Fund as of Q3 2014.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.