We are live on ! Find out more
GBM

Grace Brothers Management Portfolio holdings

AUM $24.4M
1-Year Est. Return 2.58%
This Fund
S&P 500
This Quarter Est. Return
+0.13%
1 Year Est. Return
-2.58%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$118M
AUM Growth
+$1.49M
Cap. Flow
-$84.9M
Cap. Flow %
-72.17%
Top 10 Hldgs %
44.57%
Holding
47
New
1
Increased
1
Reduced
–
Closed
1

Top Buys

Rank Stock Value
1
NEE.PRP
NEXTERA ENERGY INC EQUITY UNIT
NEE.PRP
+$1.45M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$68.6K

Top Sells

Rank Stock Value
1
WY.PRA
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
+$1.63M

Sector Composition

Rank Sector Weight
1 Miscellaneous 99.86%
2 Technology 0.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WELL.PRI
1
DELISTED
Welltower Inc.
WELL.PRI
$2.45M 2.08%
42,500
– –
NEE.PRO
2
DELISTED
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
$1.64M 1.39%
30,000
– –
PPL.PRW
3
DELISTED
PPL CORP CORP UITS CONSISTING OF PUR CONTRACT JR SUB NTS
PPL.PRW
$1.64M 1.39%
30,500
– –
NEE.PRP
4
DELISTED
NEXTERA ENERGY INC EQUITY UNIT
NEE.PRP
$1.45M 1.23%
+30,000
New +$1.45M
QQQ icon
5
Invesco QQQ Trust
QQQ
$489B
$1.37M 1.17%
17,400
+900
+5% +$68.6K
MTCN
6
DELISTED
ARCELORMITTAL 6% MANDATORILTY CONV SUB NT DUE 2016 (LUX)
MTCN
$860K 0.73%
40,000
– –
GM.WS.B
7
DELISTED
General Motors Company
GM.WS.B
$791K 0.67%
42,212
– –
CSCO icon
8
Cisco
CSCO
$431B
$164K 0.14%
7,000
– –
WY.PRA
9
DELISTED
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
– –
-32,000
Closed -$1.63M

Similar funds

BIG
Blackthorn Investment Group Overland Park, Kansas $26.8M AUM 12.33% 1-Year Est. Return
LOGI
Long Oar Global Investors New York $21.7M AUM 4.04% 1-Year Est. Return
SVAM
Steamboat Ventures Asia Manager Grand Cayman, Cayman Islands $27.5M AUM 27.17% 1-Year Est. Return
AC
AYM Capital New York $28.2M AUM 26.34% 1-Year Est. Return
MAM
Mercator Asset Management Boca Raton, Florida $28.3M AUM 23.5% 1-Year Est. Return
ACM
Argonaut Capital Management New York $29.8M AUM 6.73% 1-Year Est. Return
SCM
Seamans Capital Management Boston, Massachusetts $30.2M AUM 15.76% 1-Year Est. Return
WAM
Wavelength Asset Management New York $31M AUM 22.57% 1-Year Est. Return

Grace Brothers Management's Q3 2013 Portfolio in Review

As of Q3 2013, Grace Brothers Management held 47 positions worth $118M, up 1.3% from $116M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Grace Brothers Management withdrew a net $84.9M in Q3 2013, closing 1 position. Its most notable exit was WEYERHAEUSER COMP PREF CONV SER A (WA), an estimated $1.63M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 100% of assets, up from 100% a quarter earlier, followed by Technology.

Against the trend, Grace Brothers Management opened a new position in NEXTERA ENERGY INC EQUITY UNIT worth $1.45M.

  • Grace Brothers Management's largest Q3 2013 buy was NEXTERA ENERGY INC EQUITY UNIT: 30,000 shares worth $1.45M.
  • Grace Brothers Management added most to Invesco QQQ Trust in Q3 2013, an estimated $68.6K increase.
  • Grace Brothers Management fully exited WEYERHAEUSER COMP PREF CONV SER A (WA) in Q3 2013, selling an estimated $1.63M.
  • Grace Brothers Management's ten largest holdings make up 45% of its $118M portfolio in Q3 2013.
  • Grace Brothers Management opened 1 new position and closed 1 in Q3 2013.
  • Grace Brothers Management's portfolio value rose 1.3% quarter-over-quarter to $118M.

Based on Grace Brothers Management's 13F filing for Q3 2013, filed 14 Nov 2013.