GCM

Goldman Capital Management Portfolio holdings

AUM $103M Turnover 31.03%
1-Year Est. Return 21.37%
This Fund
S&P 500
This Quarter Est. Return
+1.91%
1 Year Est. Return
+21.37%
3 Year Est. Return
+24.28%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$106M
AUM Growth
+$11.6M
Cap. Flow
-$9.15M
Cap. Flow %
-8.65%
Top 10 Hldgs %
89.94%
Holding
29
New
–
Increased
8
Reduced
10
Closed
5
Avg Time Held
3.3 years
Top 10 Avg Time Held
2.4 years
Top 20 Avg Time Held
2.7 years

Top Buys

Rank Stock Value
1
IPAS
Ipass Inc Common Stock
IPAS
+$668K
2
CYRN
CYREN Ltd.
CYRN
+$397K
3
MLSS icon
Milestone Scientific
MLSS
+$313K
4
MATR icon
Mattersight Corp.
MATR
+$254K
5
DTRM
Determine, Inc. Common Stock
DTRM
+$67.5K

Top Sells

Rank Stock Value
1
AAOI icon
Applied Optoelectronics
AAOI
+$6M
2
SFE
Safeguard Scientifics, Inc.
SFE
+$827K
3
ACTA
Actua Corp
ACTA
+$783K
4
TRAK icon
ReposiTrak
TRAK
+$424K
5
IW
IMAGEWARE SYSTEMS,INC
IW
+$272K

Sector Composition

Rank Sector Weight
1 Miscellaneous 57.65%
2 Technology 35.89%
3 Communication Services 2.16%
4 Healthcare 2.14%
5 Consumer Discretionary 1.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
IW
1
DELISTED
IMAGEWARE SYSTEMS,INC
IW
$53.2M 50.26%
35,692,106
-182,610
-0.5% -$272K
2013 Q2
17 quarters
ACTA
2
DELISTED
Actua Corp
ACTA
$9.13M 8.63%
596,782
-59,518
-9% -$783K
2013 Q2
17 quarters
AAOI icon
3
Applied Optoelectronics
AAOI
$7.36B
$6.77M 6.4%
104,700
-84,900
-45% -$6M
2014 Q3
12 quarters
TRAK icon
4
ReposiTrak
TRAK
$133M
$5.47M 5.17%
450,071
-33,798
-7% -$424K
2013 Q2
17 quarters
CYRN
5
DELISTED
CYREN Ltd.
CYRN
$4.67M 4.41%
128,996
+11,050
+9% +$397K
2013 Q2
17 quarters
MATR icon
6
DELISTED
Mattersight Corp.
MATR
$4.53M 4.28%
1,617,862
+99,329
+7% +$254K
2013 Q2
17 quarters
APPS icon
7
Digital Turbine
APPS
$1.16B
$2.85M 2.69%
1,884,371
+13,875
+0.7% +$16.4K
2016 Q3
4 quarters
REFR icon
8
Research Frontiers
REFR
$22.2M
$2.52M 2.38%
2,119,623
+31,000
+1% +$37.2K
2013 Q2
17 quarters
STGW icon
9
Stagwell
STGW
$2.13B
$2.24M 2.12%
203,700
-18,000
-8% -$181K
2013 Q2
17 quarters
MLSS icon
10
Milestone Scientific
MLSS
$29.7M
$1.76M 1.67%
1,409,301
+239,691
+20% +$313K
2015 Q2
9 quarters
CTHR icon
11
DELISTED
Charles & Colvard Ltd
CTHR
$1.18M 1.11%
135,367
– –
2013 Q2
17 quarters
DTRM
12
DELISTED
Determine, Inc. Common Stock
DTRM
$1.18M 1.11%
547,690
+32,244
+6% +$67.5K
2014 Q1
14 quarters
XXII
13
22nd Century Group
XXII
$468K
– –
0
– –
2017 Q3
0 quarters
IPAS
14
DELISTED
Ipass Inc Common Stock
IPAS
$859K 0.81%
130,100
+80,000
+160% +$668K
2016 Q2
5 quarters
TRIB
15
Trinity Biotech
TRIB
$5.37M
$474K 0.45%
563
-80
-12% -$66.9K
2013 Q2
17 quarters
PURE
16
DELISTED
PURE BIOSCIENCE INC COM STK NEW (DE)
PURE
$166K 0.16%
163,884
– –
2015 Q1
10 quarters
CXDO icon
17
Crexendo
CXDO
$182M
$46K 0.04%
28,000
– –
2013 Q2
17 quarters
XTNT icon
18
Xtant Medical Holdings
XTNT
$44.5M
$31K 0.03%
3,583
-5,834
-62% -$52.2K
2013 Q2
17 quarters
PRSO icon
19
Peraso
PRSO
$5.55M
– –
-20
Closed -$27K –
SFE
20
DELISTED
Safeguard Scientifics, Inc.
SFE
– –
-69,477
Closed -$827K –
PRKR
21
DELISTED
Parkervision Inc
PRKR
– –
-20,000
Closed -$36K –

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MIS
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CL
Croft-Leominster Baltimore, Maryland $107M AUM 27.94% 1-Year Est. Return
BCSB
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BGMBH
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CCM
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AZA
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IT
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Goldman Capital Management's Q3 2017 Portfolio in Review

As of Q3 2017, Goldman Capital Management held 29 positions worth $106M, up 12% from $94.2M the previous quarter. Its ten largest holdings account for 90% of the portfolio.

Goldman Capital Management withdrew a net $9.15M in Q3 2017, closing 5 positions and reducing 10 holdings. Its most notable exit was Safeguard Scientifics, Inc., an estimated $827K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, up from 48% a quarter earlier, followed by Technology and Communication Services.

Against the trend, Goldman Capital Management added an estimated $668K to Ipass Inc Common Stock.

  • Goldman Capital Management added most to Ipass Inc Common Stock in Q3 2017, an estimated $668K increase.
  • Goldman Capital Management's biggest Q3 2017 reduction was Applied Optoelectronics, cutting an estimated $6M.
  • Goldman Capital Management fully exited Safeguard Scientifics, Inc. in Q3 2017, selling an estimated $827K.
  • Goldman Capital Management's ten largest holdings make up 90% of its $106M portfolio in Q3 2017.
  • Goldman Capital Management opened 0 new positions and closed 5 in Q3 2017.
  • Goldman Capital Management's portfolio value rose 12% quarter-over-quarter to $106M.

Based on Goldman Capital Management's 13F filing for Q3 2017, filed 9 Nov 2017.