Golden State Wealth Management’s Principal Active High Yield ETF YLD Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-7,890	Closed	-$149K	–	431
2020 Q3	$149K	Buy	+7,890	New	+$149K	0.05%	220
2020 Q2	–	Sell	-7,890	Closed	-$127K	–	937
2020 Q1	$127K	Buy	+7,890	New	+$127K	0.06%	219