Gofen & Glossberg’s Ladenburg Thalmann Financial Services Inc LTS Stock Holding History

Gofen & Glossberg’s Portfolio LTS Stock Details LTS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-20,000	Closed	-$68K	–	476
2018 Q2	$68K	Hold	20,000	–	–	﹤0.01%	442
2018 Q1	$65K	Hold	20,000	–	–	﹤0.01%	450
2017 Q4	$63K	Hold	20,000	–	–	﹤0.01%	479
2017 Q3	$58K	Hold	20,000	–	–	﹤0.01%	462
2017 Q2	$49K	Hold	20,000	–	–	﹤0.01%	459
2017 Q1	$50K	Hold	20,000	–	–	﹤0.01%	466
2016 Q4	$49K	Hold	20,000	–	–	﹤0.01%	447
2016 Q3	$46K	Hold	20,000	–	–	﹤0.01%	441
2016 Q2	$47K	Hold	20,000	–	–	﹤0.01%	442
2016 Q1	$50K	Hold	20,000	–	–	﹤0.01%	451
2015 Q4	$55K	Hold	20,000	–	–	﹤0.01%	438
2015 Q3	$42K	Hold	20,000	–	–	﹤0.01%	443
2015 Q2	$70K	Hold	20,000	–	–	﹤0.01%	446
2015 Q1	$77K	Hold	20,000	–	–	﹤0.01%	453
2014 Q4	$79K	Hold	20,000	–	–	﹤0.01%	451
2014 Q3	$85K	Hold	20,000	–	–	﹤0.01%	439
2014 Q2	$63K	Hold	20,000	–	–	﹤0.01%	441
2014 Q1	$56K	Hold	20,000	–	–	﹤0.01%	490
2013 Q4	$63K	Hold	20,000	–	–	﹤0.01%	488
2013 Q3	$36K	Hold	20,000	–	–	﹤0.01%	473
2013 Q2	$33K	Buy	+20,000	New	+$31.2K	﹤0.01%	453

Other funds holding LTS

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

IECM

Intrinsic Edge Capital Management Chicago, Illinois $967M AUM 94.27% 1-Year Est. Return

TCIM

TIAA CREF Investment Management New York $141B AUM 14.18% 1-Year Est. Return

Gofen & Glossberg's LTS Position: Q3 2018 in Review

Gofen & Glossberg sold out of Ladenburg Thalmann Financial Services Inc (LTS) in Q3 2018, closing a stake of 20,000 shares — an estimated $68K sold.

Gofen & Glossberg first reported a position in LTS in Q2 2013 and held it in 21 quarters. The position peaked at $85K in Q3 2014. 97 funds tracked by Wall St. Rank hold LTS as of Q3 2018.

Gofen & Glossberg reported no remaining Ladenburg Thalmann Financial Services Inc position as of Q3 2018 after selling out during the quarter.
Gofen & Glossberg sold 20,000 Ladenburg Thalmann Financial Services Inc shares in Q3 2018, an estimated $68K.
Gofen & Glossberg first reported a position in Ladenburg Thalmann Financial Services Inc in Q2 2013 and held it in 21 quarters.
Gofen & Glossberg's Ladenburg Thalmann Financial Services Inc position peaked at $85K in Q3 2014.
97 funds tracked by Wall St. Rank held Ladenburg Thalmann Financial Services Inc as of Q3 2018.

Based on Gofen & Glossberg's 13F filing for Q3 2018, filed 11 Oct 2018.