Gofen & Glossberg’s Sprott Physical Gold and Silver Trust CEF Stock Holding History

Gofen & Glossberg’s Portfolio CEF Stock Details CEF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-38,400	Closed	-$445K	–	466
2014 Q4	$445K	Hold	38,400	–	–	0.02%	286
2014 Q3	$473K	Hold	38,400	–	–	0.02%	275
2014 Q2	$558K	Hold	38,400	–	–	0.02%	253
2014 Q1	$565K	Hold	38,400	–	–	0.03%	249
2013 Q4	$509K	Hold	38,400	–	–	0.02%	258
2013 Q3	$564K	Hold	38,400	–	–	0.03%	236
2013 Q2	$522K	Buy	+38,400	New	+$626K	0.03%	233

Other funds holding CEF

SAC

Smith Affiliated Capital New York $86.5B AUM 5.91% 1-Year Est. Return

Parallax Volatility Advisers San Francisco, California $38.6B AUM 45.89% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return

Neuberger Berman Group New York $131B AUM 28.36% 1-Year Est. Return

AIM

Artemis Investment Management Edinburgh, United Kingdom $9.43B AUM 69.06% 1-Year Est. Return

Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return

Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

PAMP

Polar Asset Management Partners Toronto, Ontario, Canada $5.01B AUM 35.27% 1-Year Est. Return

Gofen & Glossberg's CEF Position: Q1 2015 in Review

Gofen & Glossberg sold out of Sprott Physical Gold and Silver Trust (CEF) in Q1 2015, closing a stake of 38,400 shares — an estimated $445K sold.

Gofen & Glossberg first reported a position in CEF in Q2 2013 and held it in 7 quarters. The position peaked at $565K in Q1 2014. 191 funds tracked by Wall St. Rank hold CEF as of Q1 2015.

Gofen & Glossberg reported no remaining Sprott Physical Gold and Silver Trust position as of Q1 2015 after selling out during the quarter.
Gofen & Glossberg sold 38,400 Sprott Physical Gold and Silver Trust shares in Q1 2015, an estimated $445K.
Gofen & Glossberg first reported a position in Sprott Physical Gold and Silver Trust in Q2 2013 and held it in 7 quarters.
Gofen & Glossberg's Sprott Physical Gold and Silver Trust position peaked at $565K in Q1 2014.
191 funds tracked by Wall St. Rank held Sprott Physical Gold and Silver Trust as of Q1 2015.

Based on Gofen & Glossberg's 13F filing for Q1 2015, filed 15 Apr 2015.