Gerald L. Ray & Associates’s HSBC USA INC DEP SHS REPSTG 1/40 PRD SER G HUSI.PRG Stock Holding History

Gerald L. Ray & Associates’s Portfolio HUSI.PRG Stock Details HUSI.PRG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-33,650	Closed	-$794K	–	309
2016 Q1	$794K	Hold	33,650	–	–	0.13%	142
2015 Q4	$807K	Hold	33,650	–	–	0.13%	141
2015 Q3	$760K	Sell	33,650 -250	-0.7%	-$5.86K	0.13%	143
2015 Q2	$805K	Hold	33,900	–	–	0.12%	154
2015 Q1	$818K	Hold	33,900	–	–	0.12%	154
2014 Q4	$788K	Hold	33,900	–	–	0.12%	152
2014 Q3	$779K	Hold	33,900	–	–	0.13%	144
2014 Q2	$792K	Buy	33,900 +6,000	+22%	+$137K	0.14%	142
2014 Q1	$638K	Hold	27,900	–	–	0.12%	155
2013 Q4	$566K	Buy	27,900 +13,500	+94%	+$276K	0.11%	156
2013 Q3	$300K	Buy	14,400 +250	+2%	+$5.6K	0.06%	219
2013 Q2	$340K	Buy	+14,150	New	+$346K	0.08%	193

Other funds holding HUSI.PRG

RIG

Roosevelt Investment Group New York $1.39B AUM 5.42% 1-Year Est. Return

Gerald L. Ray & Associates's HUSI.PRG Position: Q2 2016 in Review

Gerald L. Ray & Associates sold out of HSBC USA INC DEP SHS REPSTG 1/40 PRD SER G (HUSI.PRG) in Q2 2016, closing a stake of 33,650 shares — an estimated $794K sold.

Gerald L. Ray & Associates first reported a position in HUSI.PRG in Q2 2013 and held it in 12 quarters. The position peaked at $818K in Q1 2015. 1 fund tracked by Wall St. Rank holds HUSI.PRG as of Q2 2016.

Gerald L. Ray & Associates reported no remaining HSBC USA INC DEP SHS REPSTG 1/40 PRD SER G position as of Q2 2016 after selling out during the quarter.
Gerald L. Ray & Associates sold 33,650 HSBC USA INC DEP SHS REPSTG 1/40 PRD SER G shares in Q2 2016, an estimated $794K.
Gerald L. Ray & Associates first reported a position in HSBC USA INC DEP SHS REPSTG 1/40 PRD SER G in Q2 2013 and held it in 12 quarters.
Gerald L. Ray & Associates's HSBC USA INC DEP SHS REPSTG 1/40 PRD SER G position peaked at $818K in Q1 2015.
1 fund tracked by Wall St. Rank held HSBC USA INC DEP SHS REPSTG 1/40 PRD SER G as of Q2 2016.

Based on Gerald L. Ray & Associates's 13F filing for Q2 2016, filed 15 Aug 2016.