We are live on ! Find out more
GGPS

Gary Goldberg Planning Services Portfolio holdings

AUM $238M
1-Year Est. Return 11.72%
This Fund
S&P 500
This Quarter Est. Return
+4.46%
1 Year Est. Return
+11.72%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$238M
AUM Growth
-$2.4M
Cap. Flow
-$9.74M
Cap. Flow %
-4.09%
Top 10 Hldgs %
42.04%
Holding
524
New
37
Increased
94
Reduced
130
Closed
68

Top Buys

Rank Stock Value
1
PPL
PPL Corp
PPL
+$4.55M
2
TE
TECO ENERGY INC
TE
+$3.49M
3
PM icon
Philip Morris
PM
+$3.1M
4
KMI icon
Kinder Morgan
KMI
+$3.09M
5
UL icon
Unilever
UL
+$3.04M

Top Sells

Rank Stock Value
1
GSK icon
GSK
GSK
+$7.93M
2
LMT icon
Lockheed Martin
LMT
+$3.65M
3
LO
LORILLARD INC COM STK
LO
+$3.33M
4
VOD icon
Vodafone
VOD
+$3.07M
5
DUK icon
Duke Energy
DUK
+$2.94M

Sector Composition

Rank Sector Weight
1 Utilities 17.96%
2 Energy 16.16%
3 Communication Services 15.49%
4 Consumer Staples 12.92%
5 Technology 8.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHY icon
151
iShares 1-3 Year Treasury Bond ETF
SHY
$25.7B
$100K 0.04%
1,185
– –
MA icon
152
Mastercard
MA
$480B
$98K 0.04%
1,135
– –
PHK
153
PIMCO High Income Fund
PHK
$878M
$97K 0.04%
8,600
– –
TECD
154
DELISTED
Tech Data Corp
TECD
$96K 0.04%
1,520
+815
+116% +$48.8K
TXRH icon
155
Texas Roadhouse
TXRH
$13B
$95K 0.04%
2,820
+1,000
+55% +$30.7K
WM icon
156
Waste Management
WM
$96.1B
$94K 0.04%
1,835
-1,206
-40% -$58.7K
FTR
157
DELISTED
Frontier Communications Corp.
FTR
$92K 0.04%
922
-81
-8% -$7.94K
DIS icon
158
Walt Disney
DIS
$170B
$91K 0.04%
970
+400
+70% +$36.1K
FFC
159
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$782M
$91K 0.04%
4,772
+16
+0.3% +$321
GGE
160
DELISTED
Guggenheim Enhncd Eqty Strtgy Fd
GGE
$90K 0.04%
5,100
– –
JGH icon
161
Nuveen Global High Income Fund
JGH
$348M
$89K 0.04%
+5,135
New +$91K
ROK icon
162
Rockwell Automation
ROK
$51.4B
$89K 0.04%
800
– –
BSV icon
163
Vanguard Short-Term Bond ETF
BSV
$44.7B
$84K 0.04%
1,050
– –
ACH
164
Accendra Health
ACH
$266M
$84K 0.04%
2,386
-260
-10% -$8.76K
TBRG
165
DELISTED
TruBridge
TBRG
$84K 0.04%
1,381
-1,544
-53% -$93.8K
EEQ
166
DELISTED
Enbridge Energy Management Llc
EEQ
$83K 0.03%
3,075
-1
-0% -$25
UIL
167
DELISTED
UIL HOLDINGS
UIL
$83K 0.03%
1,914
+554
+41% +$22.5K
GS icon
168
Goldman Sachs
GS
$314B
$81K 0.03%
420
– –
MMM icon
169
3M
MMM
$83.4B
$81K 0.03%
591
-17
-3% -$2.18K
MAGN
170
Magnera Corp
MAGN
$485M
$81K 0.03%
+243
New +$78.3K
ETN icon
171
Eaton
ETN
$155B
$80K 0.03%
1,171
-3,890
-77% -$256K
WELL icon
172
Welltower
WELL
$172B
$78K 0.03%
1,026
– –
CL icon
173
Colgate-Palmolive
CL
$74.4B
$77K 0.03%
1,108
+401
+57% +$27.1K
HAL icon
174
Halliburton
HAL
$29.4B
$77K 0.03%
1,950
+211
+12% +$10.3K
UNM icon
175
Unum
UNM
$14.2B
$77K 0.03%
2,200
– –
5 6
7
8 9

Similar funds

CGOF
Condorcet Global Opportunity Fund New York $242M AUM
DD
Dominick & Dominick New York $197M AUM 11.37% 1-Year Est. Return
NES
New England Securities New York $285M AUM 7.18% 1-Year Est. Return
FBT
Founders Bank & Trust Grand Rapids, Michigan $190M AUM 7.04% 1-Year Est. Return
SVMV
Steamboat Ventures Manager V Grand Cayman, Cayman Islands $190M AUM
CAMI
Concord Asset Management (Illinois) Chicago, Illinois $288M AUM 11.06% 1-Year Est. Return
MMC
MDV Management Company Menlo Park, California $296M AUM
SJ
Stilwell Joseph $174M AUM 15.41% 1-Year Est. Return

Gary Goldberg Planning Services's Q4 2014 Portfolio in Review

As of Q4 2014, Gary Goldberg Planning Services held 524 positions worth $238M, down 1% from $240M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Gary Goldberg Planning Services withdrew a net $9.74M in Q4 2014, closing 68 positions and reducing 130 holdings. Its most notable exit was NUVEEN EQUITY PREMIUM OPPORTUNITY FUND, an estimated $1.7M position sold in full.

By sector, the portfolio is most concentrated in Utilities at 18% of assets, up from 13% a quarter earlier, followed by Energy and Communication Services.

Against the trend, Gary Goldberg Planning Services opened a new position in Nuveen S&P 500 Buy-Write Income Fund worth $1.47M.

  • Gary Goldberg Planning Services's largest Q4 2014 buy was Nuveen S&P 500 Buy-Write Income Fund: 121,216 shares worth $1.47M.
  • Gary Goldberg Planning Services added most to PPL Corp in Q4 2014, an estimated $4.55M increase.
  • Gary Goldberg Planning Services's biggest Q4 2014 reduction was GSK, cutting an estimated $7.93M.
  • Gary Goldberg Planning Services fully exited NUVEEN EQUITY PREMIUM OPPORTUNITY FUND in Q4 2014, selling an estimated $1.7M.
  • Gary Goldberg Planning Services's ten largest holdings make up 42% of its $238M portfolio in Q4 2014.
  • Gary Goldberg Planning Services opened 37 new positions and closed 68 in Q4 2014.
  • Gary Goldberg Planning Services's portfolio value fell 1% quarter-over-quarter to $238M.

Based on Gary Goldberg Planning Services's 13F filing for Q4 2014, filed 9 Feb 2015.