GAMCO Investors’s Polaris PII Stock Holding History

GAMCO Investors’s Portfolio PII Stock Details PII Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-8,900	Closed	-$783K	–	929
2019 Q3	$783K	Sell	8,900 -6,000	-40%	-$520K	0.01%	648
2019 Q2	$1.36M	Buy	14,900 +700	+5%	+$63.7K	0.01%	559
2019 Q1	$1.2M	Buy	14,200 +2,200	+18%	+$187K	0.01%	558
2018 Q4	$920K	Buy	12,000 +3,200	+36%	+$288K	0.01%	555
2018 Q3	$888K	Buy	8,800 +1,700	+24%	+$190K	0.01%	594
2018 Q2	$867K	Buy	7,100 +3,300	+87%	+$386K	0.01%	599
2018 Q1	$435K	Buy	+3,800	New	+$457K	﹤0.01%	691
2015 Q1	–	Sell	-2,300	Closed	-$348K	–	847
2014 Q4	$348K	Hold	2,300	–	–	﹤0.01%	764
2014 Q3	$345K	Sell	2,300 -1,500	-39%	-$217K	﹤0.01%	774
2014 Q2	$495K	Hold	3,800	–	–	﹤0.01%	738
2014 Q1	$531K	Hold	3,800	–	–	﹤0.01%	705
2013 Q4	$553K	Sell	3,800 -2,900	-43%	-$388K	﹤0.01%	677
2013 Q3	$866K	Sell	6,700 -2,000	-23%	-$225K	0.01%	631
2013 Q2	$827K	Buy	+8,700	New	+$787K	0.01%	602

Other funds holding PII

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return

Manulife (Manufacturers Life Insurance)

Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada $116B AUM 26.37% 1-Year Est. Return

ArrowMark Colorado Holdings Denver, Colorado $3.76B AUM 21.77% 1-Year Est. Return

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Bank of New York Mellon

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

VanEck Associates

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Arrowstreet Capital

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return