GAM Holding’s Barings BDC BBDC Stock Holding History

GAM Holding’s Portfolio BBDC Stock Details BBDC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-5,937	Closed	-$117K	–	1034
2016 Q3	$117K	Buy	+5,937	New	+$117K	﹤0.01%	905

Other funds holding BBDC

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

State of New Jersey Common Pension Fund D Trenton, New Jersey $25.9B AUM 26.38% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

MGAM

McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return

CLM

ClearBridge LLC (Maryland) Baltimore, Maryland $329M AUM 9.73% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

GAM Holding's BBDC Position: Q4 2016 in Review

GAM Holding sold out of Barings BDC (BBDC) in Q4 2016, closing a stake of 5,937 shares — an estimated $117K sold.

GAM Holding first reported a position in BBDC in Q3 2016 and held it in 1 quarter. The position peaked at $117K in Q3 2016. 105 funds tracked by Wall St. Rank hold BBDC as of Q4 2016.

GAM Holding reported no remaining Barings BDC position as of Q4 2016 after selling out during the quarter.
GAM Holding sold 5,937 Barings BDC shares in Q4 2016, an estimated $117K.
GAM Holding first reported a position in Barings BDC in Q3 2016 and held it in 1 quarter.
GAM Holding's Barings BDC position peaked at $117K in Q3 2016.
105 funds tracked by Wall St. Rank held Barings BDC as of Q4 2016.

Based on GAM Holding's 13F filing for Q4 2016, filed 10 Feb 2017.