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Galvin Gaustad & Stein’s Innovator US Equity Ultra Buffer ETF October UOCT Stock Holding History

Galvin Gaustad & Stein’s Portfolio UOCT Stock Details UOCT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q3 		$201K Sell
4,748
-269
-5% -$11.2K 0.02% 254
2026
Q2 		$206K Buy
+5,017
New +$203K 0.02% 259

Other funds holding UOCT

PCA
Prosperity Capital Advisors Westlake, Ohio $2.03B AUM 15.9% 1-Year Est. Return
Atria Investments
Atria Investments Charlotte, North Carolina $10.3B AUM 19.62% 1-Year Est. Return
NFS
NewCorp Financial Services Alpharetta, Georgia $132M AUM 8.15% 1-Year Est. Return
Wealth Enhancement Advisory Services
Wealth Enhancement Advisory Services Plymouth, Minnesota $67.3B AUM 21.9% 1-Year Est. Return
KWA
Kellett Wealth Advisors Cincinnati, Ohio $273M AUM 15.92% 1-Year Est. Return
JRPIM
Journey Retirement Planning & Investment Management Ammon, Idaho $140M AUM 16.06% 1-Year Est. Return
LF
Lantz Financial Naperville, Illinois $549M AUM 18.02% 1-Year Est. Return
CoreCap Advisors
CoreCap Advisors Southfield, Michigan $3.48B AUM 21.43% 1-Year Est. Return
FHC
First Heartland Consultants Lake St. Louis, Missouri $1.5B AUM 13.03% 1-Year Est. Return
SPWG
Syntegra Private Wealth Group Chesterfield, Missouri $1.3B AUM 10.88% 1-Year Est. Return

Galvin Gaustad & Stein's UOCT Position: Q3 2026 in Review

Galvin Gaustad & Stein reduced its Innovator US Equity Ultra Buffer ETF October (UOCT) stake by 5.4% in Q3 2026, selling an estimated $11.2K and leaving 4,748 shares worth $201K. The position accounts for 0.02% of the portfolio, ranked #254.

Galvin Gaustad & Stein first reported a position in UOCT in Q2 2026 and has held it in 2 quarters since. The position peaked at $206K in Q2 2026. 15 funds tracked by Wall St. Rank hold UOCT as of Q3 2026.

  • Galvin Gaustad & Stein held 4,748 shares of Innovator US Equity Ultra Buffer ETF October worth $201K as of Q3 2026.
  • Galvin Gaustad & Stein sold 269 Innovator US Equity Ultra Buffer ETF October shares in Q3 2026, an estimated $11.2K.
  • Innovator US Equity Ultra Buffer ETF October made up 0.02% of Galvin Gaustad & Stein's portfolio in Q3 2026, its #254 holding.
  • Galvin Gaustad & Stein first reported a position in Innovator US Equity Ultra Buffer ETF October in Q2 2026 and has held it in 2 quarters since.
  • Galvin Gaustad & Stein's Innovator US Equity Ultra Buffer ETF October position peaked at $206K in Q2 2026.
  • 15 funds tracked by Wall St. Rank held Innovator US Equity Ultra Buffer ETF October as of Q3 2026.

Based on Galvin Gaustad & Stein's 13F filing for Q3 2026, filed 8 Oct 2026.