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Gagnon Securities Portfolio holdings

AUM $519M
1-Year Est. Return 44.91%
This Fund
S&P 500
This Quarter Est. Return
+37.23%
1 Year Est. Return
+44.91%
3 Year Est. Return
+129.38%
5 Year Est. Return
+108.07%
10 Year Est. Return
+1,389.15%
AUM
$628M
AUM Growth
+$159M
Cap. Flow
+$12.5M
Cap. Flow %
1.99%
Top 10 Hldgs %
50.7%
Holding
107
New
7
Increased
58
Reduced
20
Closed
8

Top Buys

Rank Stock Value
1
PCPL.U
CC Neuberger Principal Holdings I Units, each consisting of one Class A ordinary share and one-third
PCPL.U
+$5.95M
2
YEXT icon
Yext
YEXT
+$2.72M
3
CMLFU
CM Life Sciences, Inc. Unit
CMLFU
+$1.84M
4
CNF
CNFinance Holdings
CNF
+$1.52M
5
ETWO
E2open Parent Holdings
ETWO
+$1.47M

Top Sells

Rank Stock Value
1
MRK icon
Merck
MRK
+$3.66M
2
AL.PRA
Air Lease Corp 6.150% Series A Preferred Stock
AL.PRA
+$2.54M
3
GFNCP
General Finance Corporation Cumulative Redeemable Perpetual Preferred Series C
GFNCP
+$1.47M
4
AMRC icon
Ameresco
AMRC
+$1.09M
5
FIVN icon
FIVE9
FIVN
+$1M

Sector Composition

Rank Sector Weight
1 Healthcare 36.04%
2 Technology 20.33%
3 Industrials 17.07%
4 Consumer Discretionary 10.02%
5 Energy 5.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CDNA icon
1
CareDx
CDNA
$2.35B
$77.2M 12.29%
1,065,459
-16,584
-2% -$961K
AL
2
DELISTED
Air Lease Corp
AL
$40.3M 6.42%
907,916
+4,814
+0.5% +$173K
AMRC icon
3
Ameresco
AMRC
$1.36B
$31.7M 5.05%
606,868
-25,404
-4% -$1.09M
ENSG icon
4
The Ensign Group
ENSG
$10.4B
$29M 4.62%
398,291
-12,990
-3% -$861K
LL
5
DELISTED
LL Flooring Holdings, Inc.
LL
$28.3M 4.5%
920,376
-1,168
-0.1% -$32.5K
PCRX icon
6
Pacira BioSciences
PCRX
$979M
$26M 4.14%
434,955
+9,288
+2% +$544K
BL icon
7
BlackLine
BL
$1.79B
$24.2M 3.85%
181,103
-677
-0.4% -$75.5K
FIVN icon
8
FIVE9
FIVN
$2.27B
$22.7M 3.62%
130,245
-6,590
-5% -$1M
AOSL icon
9
Alpha and Omega Semiconductor
AOSL
$974M
$19.8M 3.15%
837,886
+33,707
+4% +$688K
GFN
10
DELISTED
General Finance Corporation
GFN
$19.2M 3.06%
2,256,064
+22,579
+1% +$176K
NVGS icon
11
Navigator Holdings
NVGS
$1.27B
$19.1M 3.05%
1,747,515
+69,441
+4% +$589K
ISRG icon
12
Intuitive Surgical
ISRG
$133B
$18.1M 2.89%
66,507
-468
-0.7% -$116K
PROF
13
Profound Medical
PROF
$290M
$16.9M 2.69%
821,196
+41,663
+5% +$766K
BLFS icon
14
BioLife Solutions
BLFS
$1.65B
$16.2M 2.58%
406,141
-158
-0% -$5.39K
EVBG
15
DELISTED
Everbridge, Inc. Common Stock
EVBG
$14.2M 2.25%
94,943
+1,135
+1% +$145K
NEWR
16
DELISTED
New Relic, Inc.
NEWR
$14M 2.22%
213,510
+2,875
+1% +$177K
EQIX icon
17
Equinix
EQIX
$104B
$12M 1.92%
16,857
+214
+1% +$159K
EPD icon
18
Enterprise Products Partners
EPD
$81.6B
$12M 1.9%
610,558
+31,633
+5% +$589K
IRBT
19
DELISTED
iRobot
IRBT
$11.5M 1.84%
143,659
+462
+0.3% +$37.6K
YEXT icon
20
Yext
YEXT
$574M
$11.4M 1.81%
722,128
+159,231
+28% +$2.72M
KMX icon
21
CarMax
KMX
$8.04B
$11.3M 1.8%
119,515
+50
+0% +$4.69K
PNTG icon
22
Pennant Group
PNTG
$1.35B
$10.9M 1.73%
187,500
-1,550
-0.8% -$74.5K
QDEL icon
23
QuidelOrtho
QDEL
$1.19B
$10.6M 1.69%
58,936
+1,211
+2% +$269K
ONTO icon
24
Onto Innovation
ONTO
$13.7B
$9.67M 1.54%
203,349
+2,742
+1% +$110K
PRLB icon
25
Protolabs
PRLB
$2.16B
$9.06M 1.44%
59,033
-367
-0.6% -$51.8K
1
2 3 4

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Gagnon Securities's Q4 2020 Portfolio in Review

As of Q4 2020, Gagnon Securities held 107 positions worth $628M, up 34% from $469M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Gagnon Securities's Q4 2020 filing shows 7 new, 58 increased, 20 reduced and 8 closed positions. Its largest new stake was CC Neuberger Principal Holdings I Units, each consisting of one Class A ordinary share and one-third: 544,194 shares worth $6.45M. The largest sale was Merck, an estimated $3.66M.

By sector, the portfolio is most concentrated in Healthcare at 36% of assets, down from 37% a quarter earlier, followed by Technology and Industrials.

  • Gagnon Securities's largest Q4 2020 buy was CC Neuberger Principal Holdings I Units, each consisting of one Class A ordinary share and one-third: 544,194 shares worth $6.45M.
  • Gagnon Securities added most to Yext in Q4 2020, an estimated $2.72M increase.
  • Gagnon Securities's biggest Q4 2020 reduction was Merck, cutting an estimated $3.66M.
  • Gagnon Securities fully exited Air Lease Corp 6.150% Series A Preferred Stock in Q4 2020, selling an estimated $2.54M.
  • Gagnon Securities's ten largest holdings make up 51% of its $628M portfolio in Q4 2020.
  • Gagnon Securities opened 7 new positions and closed 8 in Q4 2020.
  • Gagnon Securities's portfolio value rose 34% quarter-over-quarter to $628M.

Based on Gagnon Securities's 13F filing for Q4 2020, filed 12 Feb 2021.