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Gagnon Securities Portfolio holdings

AUM $519M
1-Year Est. Return 44.91%
This Fund
S&P 500
This Quarter Est. Return
-5.15%
1 Year Est. Return
+44.91%
3 Year Est. Return
+129.38%
5 Year Est. Return
+108.07%
10 Year Est. Return
+1,389.15%
AUM
$299M
AUM Growth
-$9.6M
Cap. Flow
+$9.44M
Cap. Flow %
3.15%
Top 10 Hldgs %
49.16%
Holding
111
New
11
Increased
44
Reduced
34
Closed
13

Top Buys

Rank Stock Value
1
CVLT icon
Commault Systems
CVLT
+$6.36M
2
CDNA icon
CareDx
CDNA
+$5.79M
3
CSLT
CASTLIGHT HEALTH, INC.
CSLT
+$5.65M
4
AMBR
Amber Road Inc
AMBR
+$3.42M
5
FNGN
Financial Engines, Inc.
FNGN
+$1.76M

Top Sells

Rank Stock Value
1
RCL icon
Royal Caribbean
RCL
+$7.59M
2
NVCN
Neovasc Inc.
NVCN
+$4.43M
3
GASS icon
StealthGas
GASS
+$3.1M
4
WLY icon
John Wiley & Sons Class A
WLY
+$2.38M
5
GFN
General Finance Corporation
GFN
+$1.43M

Sector Composition

Rank Sector Weight
1 Industrials 25.39%
2 Technology 20.31%
3 Healthcare 15.38%
4 Real Estate 5.74%
5 Communication Services 5.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MM
101
DELISTED
MILLENNIAL MEDIA INC COM STK (DE)
MM
– –
-18,191
Closed -$91K
ZIPR
102
DELISTED
ZIP REALTY, INC
ZIPR
– –
-34,745
Closed -$105K
AIXG
103
DELISTED
Aixtron SE
AIXG
– –
-12,616
Closed -$183K
NIV
104
DELISTED
NIVS INTELLIMEDIA TECHNOLOGY GROUP INC COM STK (DE)
NIV
$0 ﹤0.01%
43,594
– –
1 2 3 4
5

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Gagnon Securities's Q3 2014 Portfolio in Review

As of Q3 2014, Gagnon Securities held 111 positions worth $299M, down 3.1% from $309M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Gagnon Securities deployed $9.44M of net new capital in Q3 2014, opening 11 new positions and adding to 44 existing holdings. Its largest new stake was Commault Systems: 123,467 shares worth $6.22M.

By sector, the portfolio is most concentrated in Industrials at 25% of assets, down from 27% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Royal Caribbean, an estimated $7.59M trimmed.

  • Gagnon Securities's largest Q3 2014 buy was Commault Systems: 123,467 shares worth $6.22M.
  • Gagnon Securities added most to Amber Road Inc in Q3 2014, an estimated $3.42M increase.
  • Gagnon Securities's biggest Q3 2014 reduction was Royal Caribbean, cutting an estimated $7.59M.
  • Gagnon Securities fully exited AMIRA NATURE FOODS LTD in Q3 2014, selling an estimated $382K.
  • Gagnon Securities's ten largest holdings make up 49% of its $299M portfolio in Q3 2014.
  • Gagnon Securities opened 11 new positions and closed 13 in Q3 2014.
  • Gagnon Securities's portfolio value fell 3.1% quarter-over-quarter to $299M.

Based on Gagnon Securities's 13F filing for Q3 2014, filed 15 Oct 2014.