GS

Gagnon Securities Portfolio holdings

AUM $519M Turnover 11.24%
1-Year Est. Return 44.91%
This Fund
S&P 500
This Quarter Est. Return
-5.15%
1 Year Est. Return
+44.91%
3 Year Est. Return
+129.38%
5 Year Est. Return
+108.07%
10 Year Est. Return
+1,389.15%
AUM
$299M
AUM Growth
-$9.6M
Cap. Flow
+$9.44M
Cap. Flow %
3.15%
Top 10 Hldgs %
49.16%
Holding
111
New
11
Increased
44
Reduced
34
Closed
13
Avg Time Held
0.9 years
Top 10 Avg Time Held
0.7 years
Top 20 Avg Time Held
0.8 years

Top Buys

Rank Stock Value
1
CVLT icon
Commault Systems
CVLT
+$6.36M
2
CDNA icon
CareDx
CDNA
+$5.79M
3
CSLT
CASTLIGHT HEALTH, INC.
CSLT
+$5.65M
4
AMBR icon
Amber Road Inc
AMBR
+$3.42M
5
FNGN
Financial Engines, Inc.
FNGN
+$1.76M

Top Sells

Rank Stock Value
1
RCL icon
Royal Caribbean
RCL
+$7.59M
2
NVCN
Neovasc Inc.
NVCN
+$4.43M
3
GASS icon
StealthGas
GASS
+$3.1M
4
WLY icon
John Wiley & Sons Class A
WLY
+$2.38M
5
GFN
General Finance Corporation
GFN
+$1.43M

Sector Composition

Rank Sector Weight
1 Industrials 25.39%
2 Technology 24.76%
3 Healthcare 15.46%
4 Miscellaneous 9.87%
5 Real Estate 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
MM
101
DELISTED
MILLENNIAL MEDIA INC COM STK (DE)
MM
– –
-18,191
Closed -$91K –
ZIPR
102
DELISTED
ZIP REALTY, INC
ZIPR
– –
-34,745
Closed -$105K –
AIXG
103
DELISTED
Aixtron SE
AIXG
– –
-12,616
Closed -$183K –
NIV
104
DELISTED
NIVS INTELLIMEDIA TECHNOLOGY GROUP INC COM STK (DE)
NIV
$0 ﹤0.01%
43,594
– –
2013 Q2
5 quarters
1 2 3 4
5

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MWM
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CFG
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PDIP
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VP
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CFA
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SWM
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Gagnon Securities's Q3 2014 Portfolio in Review

As of Q3 2014, Gagnon Securities held 111 positions worth $299M, down 3.1% from $309M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Gagnon Securities deployed $9.44M of net new capital in Q3 2014, opening 11 new positions and adding to 44 existing holdings. Its largest new stake was Commault Systems: 123,467 shares worth $6.22M.

By sector, the portfolio is most concentrated in Industrials at 25% of assets, down from 27% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Royal Caribbean, an estimated $7.59M trimmed.

  • Gagnon Securities's largest Q3 2014 buy was Commault Systems: 123,467 shares worth $6.22M.
  • Gagnon Securities added most to Amber Road Inc in Q3 2014, an estimated $3.42M increase.
  • Gagnon Securities's biggest Q3 2014 reduction was Royal Caribbean, cutting an estimated $7.59M.
  • Gagnon Securities fully exited AMIRA NATURE FOODS LTD in Q3 2014, selling an estimated $382K.
  • Gagnon Securities's ten largest holdings make up 49% of its $299M portfolio in Q3 2014.
  • Gagnon Securities opened 11 new positions and closed 13 in Q3 2014.
  • Gagnon Securities's portfolio value fell 3.1% quarter-over-quarter to $299M.

Based on Gagnon Securities's 13F filing for Q3 2014, filed 15 Oct 2014.