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GS

Gagnon Securities Portfolio holdings

AUM $519M Turnover 11.24%
1-Year Est. Return 44.91%
This Fund
S&P 500
This Quarter Est. Return
+37.23%
1 Year Est. Return
+44.91%
3 Year Est. Return
+129.38%
5 Year Est. Return
+108.07%
10 Year Est. Return
+1,389.15%
AUM
$628M
AUM Growth
+$159M
Cap. Flow
+$14.1M
Cap. Flow %
2.25%
Top 10 Hldgs %
50.7%
Holding
107
New
7
Increased
58
Reduced
20
Closed
8
Avg Time Held Equity + Options
3 years
Top 10 Avg Time Held Equity + Options
2.3 years
Top 20 Avg Time Held Equity + Options
2.4 years
Avg Time Held Equity only
3 years
Top 10 Avg Time Held Equity only
2.3 years
Top 20 Avg Time Held Equity only
2.4 years

Top Buys

Rank Stock Value
1
PCPL.U
CC Neuberger Principal Holdings I Units, each consisting of one Class A ordinary share and one-third
PCPL.U
+$5.95M
2
YEXT icon
Yext
YEXT
+$2.72M
3
CMLFU
CM Life Sciences, Inc. Unit
CMLFU
+$1.84M
4
CNF icon
CNFinance Holdings
CNF
+$1.52M
5
ETWO icon
E2open Parent Holdings
ETWO
+$1.47M

Top Sells

Rank Stock Value
1
MRK icon
Merck
MRK
+$3.66M
2
AL.PRA icon
Air Lease Corp 6.150% Series A Preferred Stock
AL.PRA
+$2.54M
3
GFNCP
General Finance Corporation Cumulative Redeemable Perpetual Preferred Series C
GFNCP
+$1.47M
4
AMRC icon
Ameresco
AMRC
+$1.09M
5
FIVN icon
FIVE9
FIVN
+$1M

Sector Composition

Rank Sector Weight
1 Healthcare 36.23%
2 Technology 22.74%
3 Industrials 17.07%
4 Consumer Discretionary 10.02%
5 Energy 6.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
CLB icon
76
Core Laboratories
CLB
$459M
$269K 0.04%
10,161
– –
2020 Q3
1 quarter
EHTH icon
77
eHealth
EHTH
$18.8M
$269K 0.04%
3,813
– –
2020 Q3
1 quarter
LEN icon
78
Lennar Class A
LEN
$18.3B
$254K 0.04%
3,446
– –
2016 Q3
17 quarters
DHI icon
79
D.R. Horton
DHI
$39B
$251K 0.04%
3,638
– –
2014 Q2
26 quarters
LGIH icon
80
LGI Homes
LGIH
$1,000M
$244K 0.04%
2,308
– –
2019 Q1
7 quarters
KBH icon
81
KB Home
KBH
$2.63B
$237K 0.04%
7,056
– –
2013 Q3
29 quarters
ZEN
82
DELISTED
ZENDESK INC
ZEN
$237K 0.04%
+1,660
New +$206K
2020 Q4
0 quarters
DNN icon
83
Denison Mines
DNN
$2.06B
$234K 0.04%
360,926
– –
2017 Q2
14 quarters
META icon
84
Meta Platforms (Facebook)
META
$1.81T
$230K 0.04%
843
– –
2020 Q3
1 quarter
CEMI
85
DELISTED
Chembio diagnostics, Inc.
CEMI
$229K 0.04%
48,129
+7,278
+18% +$37.6K
2020 Q2
2 quarters
MODN icon
86
DELISTED
MODEL N, INC.
MODN
$226K 0.04%
6,327
+347
+6% +$12K
2019 Q4
4 quarters
VIAV icon
87
Viavi Solutions
VIAV
$8.21B
$186K 0.03%
12,391
+1,338
+12% +$17.8K
2020 Q1
3 quarters
ET icon
88
Energy Transfer Partners
ET
$69.8B
$167K 0.03%
26,987
– –
2019 Q4
4 quarters
VG icon
89
DELISTED
Vonage Holdings Corporation
VG
$162K 0.03%
12,604
+602
+5% +$7.33K
2020 Q1
3 quarters
RES icon
90
RPC Inc
RES
$1.34B
$141K 0.02%
+44,633
New +$134K
2020 Q4
0 quarters
RRC icon
91
Range Resources
RRC
$10.1B
$138K 0.02%
20,619
– –
2018 Q1
11 quarters
MNK
92
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$43K 0.01%
215,278
+69,887
+48% +$66.3K
2019 Q3
5 quarters
M icon
93
Macy's
M
$6.27B
– –
-31,834
Closed -$181K –
MRK icon
94
CALL
Merck
MRK
$360B
– –
-14,567
Closed -$1.15M –
MU icon
95
CALL
Micron Technology
MU
$994B
– –
-10,500
Closed -$493K –
NCSM icon
96
DELISTED
NCS Multistage Holdings
NCSM
– –
-4,274
Closed -$51K –
SU icon
97
Suncor Energy
SU
$91.3B
– –
-32,735
Closed -$400K –
AL.PRA icon
98
DELISTED
Air Lease Corp 6.150% Series A Preferred Stock
AL.PRA
– –
-109,225
Closed -$2.54M –
NIV
99
DELISTED
NIVS INTELLIMEDIA TECHNOLOGY GROUP INC COM STK (DE)
NIV
– –
-38,567
Closed – –
1 2 3
4

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Gagnon Securities's Q4 2020 Portfolio in Review

As of Q4 2020, Gagnon Securities held 107 positions worth $628M, up 34% from $469M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Gagnon Securities's Q4 2020 filing shows 7 new, 58 increased, 20 reduced and 8 closed positions. Its largest new stake was CC Neuberger Principal Holdings I Units, each consisting of one Class A ordinary share and one-third: 544,194 shares worth $6.45M. The largest sale was Merck, an estimated $3.66M.

By sector, the portfolio is most concentrated in Healthcare at 36% of assets, down from 37% a quarter earlier, followed by Technology and Industrials.

  • Gagnon Securities's largest Q4 2020 buy was CC Neuberger Principal Holdings I Units, each consisting of one Class A ordinary share and one-third: 544,194 shares worth $6.45M.
  • Gagnon Securities added most to Yext in Q4 2020, an estimated $2.72M increase.
  • Gagnon Securities's biggest Q4 2020 reduction was Merck, cutting an estimated $3.66M.
  • Gagnon Securities fully exited Air Lease Corp 6.150% Series A Preferred Stock in Q4 2020, selling an estimated $2.54M.
  • Gagnon Securities's ten largest holdings make up 51% of its $628M portfolio in Q4 2020.
  • Gagnon Securities opened 7 new positions and closed 8 in Q4 2020.
  • Gagnon Securities's portfolio value rose 34% quarter-over-quarter to $628M.

Based on Gagnon Securities's 13F filing for Q4 2020, filed 12 Feb 2021.