GS

Gagnon Securities Portfolio holdings

AUM $519M Turnover 11.24%
1-Year Est. Return 44.91%
This Fund
S&P 500
This Quarter Est. Return
+11.1%
1 Year Est. Return
+44.91%
3 Year Est. Return
+129.38%
5 Year Est. Return
+108.07%
10 Year Est. Return
+1,389.15%
AUM
$235M
AUM Growth
+$20.6M
Cap. Flow
+$42.7M
Cap. Flow %
18.16%
Top 10 Hldgs %
47.53%
Holding
107
New
16
Increased
29
Reduced
37
Closed
10
Avg Time Held
1.8 years
Top 10 Avg Time Held
1.1 years
Top 20 Avg Time Held
1.6 years

Top Buys

Rank Stock Value
1
GFNSL
General Finance Corporation Senior Notes due 2021
GFNSL
+$53.4M
2
AOSL icon
Alpha and Omega Semiconductor
AOSL
+$9.04M
3
NEWR
New Relic, Inc.
NEWR
+$3.43M
4
BNFT
Benefitfocus, Inc.
BNFT
+$3.09M
5
XTLY
Xactly Corporation
XTLY
+$2.73M

Top Sells

Rank Stock Value
1
GFN
General Finance Corporation
GFN
+$9.28M
2
N
Netsuite Inc
N
+$5.42M
3
EQIX icon
Equinix
EQIX
+$4.91M
4
AIFU
AIFU Inc
AIFU
+$3.24M
5
AMBR icon
Amber Road Inc
AMBR
+$2.16M

Sector Composition

Rank Sector Weight
1 Technology 33.95%
2 Industrials 17.14%
3 Consumer Discretionary 10.38%
4 Healthcare 9.97%
5 Miscellaneous 8.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
HOV icon
76
Hovnanian Enterprises
HOV
$570M
$274K 0.12%
6,482
– –
2015 Q1
6 quarters
LEN icon
77
Lennar Class A
LEN
$17.5B
$232K 0.1%
+5,746
New +$255K
2016 Q3
0 quarters
CELG
78
DELISTED
Celgene Corp
CELG
$206K 0.09%
+1,975
New +$214K
2016 Q3
0 quarters
CCJ icon
79
Cameco
CCJ
$35.5B
$181K 0.08%
+21,195
New +$204K
2016 Q3
0 quarters
DNN icon
80
Denison Mines
DNN
$1.96B
$177K 0.08%
377,302
-377,315
-50% -$195K
2016 Q2
1 quarter
WIFI
81
DELISTED
Boingo Wireless, Inc.
WIFI
$157K 0.07%
15,250
+150
+1% +$1.34K
2015 Q1
6 quarters
LPSN icon
82
DELISTED
LivePerson
LPSN
$125K 0.05%
988
-7
-0.7% -$797
2013 Q2
13 quarters
GFN
83
DELISTED
General Finance Corporation
GFN
$89K 0.04%
87,790
-2,133,877
-96% -$9.28M
2013 Q2
13 quarters
SRNE
84
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$86K 0.04%
11,116
-75
-0.7% -$505
2015 Q2
5 quarters
HOS icon
85
DELISTED
Hornbeck Offshore Services, Inc.
HOS
$72K 0.03%
13,050
+1,037
+9% +$6.75K
2015 Q2
5 quarters
FLNA icon
86
Filana Therapeutics
FLNA
$35.3M
$69K 0.03%
9,924
– –
2013 Q3
12 quarters
AAPL icon
87
Apple
AAPL
$5.01T
– –
-13,084
Closed -$313K –
MU icon
88
Micron Technology
MU
$1.03T
– –
-5,469
Closed -$252K –
TTNP icon
89
DELISTED
Titan Pharmaceuticals
TTNP
– –
-17
Closed -$340K –
N
90
DELISTED
Netsuite Inc
N
– –
-74,409
Closed -$5.42M –
NIV
91
DELISTED
NIVS INTELLIMEDIA TECHNOLOGY GROUP INC COM STK (DE)
NIV
$0 ﹤0.01%
43,594
– –
2016 Q2
1 quarter
TIVO
92
DELISTED
TIVO INC
TIVO
– –
-39,191
Closed -$388K –
1 2 3
4

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Gagnon Securities's Q3 2016 Portfolio in Review

As of Q3 2016, Gagnon Securities held 107 positions worth $235M, up 9.6% from $214M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Gagnon Securities deployed $42.7M of net new capital in Q3 2016, opening 16 new positions and adding to 29 existing holdings. Its largest new stake was General Finance Corporation Senior Notes due 2021: 2,179,157 shares worth $9.81M.

By sector, the portfolio is most concentrated in Technology at 34% of assets, up from 23% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was General Finance Corporation, an estimated $9.28M trimmed.

  • Gagnon Securities's largest Q3 2016 buy was General Finance Corporation Senior Notes due 2021: 2,179,157 shares worth $9.81M.
  • Gagnon Securities added most to Benefitfocus, Inc. in Q3 2016, an estimated $3.09M increase.
  • Gagnon Securities's biggest Q3 2016 reduction was General Finance Corporation, cutting an estimated $9.28M.
  • Gagnon Securities fully exited Netsuite Inc in Q3 2016, selling an estimated $5.42M.
  • Gagnon Securities's ten largest holdings make up 48% of its $235M portfolio in Q3 2016.
  • Gagnon Securities opened 16 new positions and closed 10 in Q3 2016.
  • Gagnon Securities's portfolio value rose 9.6% quarter-over-quarter to $235M.

Based on Gagnon Securities's 13F filing for Q3 2016, filed 14 Nov 2016.