GS

Gagnon Securities Portfolio holdings

AUM $519M Turnover 11.24%
1-Year Est. Return 44.91%
This Fund
S&P 500
This Quarter Est. Return
-5.15%
1 Year Est. Return
+44.91%
3 Year Est. Return
+129.38%
5 Year Est. Return
+108.07%
10 Year Est. Return
+1,389.15%
AUM
$299M
AUM Growth
-$9.6M
Cap. Flow
+$9.44M
Cap. Flow %
3.15%
Top 10 Hldgs %
49.16%
Holding
111
New
11
Increased
44
Reduced
34
Closed
13
Avg Time Held
0.9 years
Top 10 Avg Time Held
0.7 years
Top 20 Avg Time Held
0.8 years

Top Buys

Rank Stock Value
1
CVLT icon
Commault Systems
CVLT
+$6.36M
2
CDNA icon
CareDx
CDNA
+$5.79M
3
CSLT
CASTLIGHT HEALTH, INC.
CSLT
+$5.65M
4
AMBR icon
Amber Road Inc
AMBR
+$3.42M
5
FNGN
Financial Engines, Inc.
FNGN
+$1.76M

Top Sells

Rank Stock Value
1
RCL icon
Royal Caribbean
RCL
+$7.59M
2
NVCN
Neovasc Inc.
NVCN
+$4.43M
3
GASS icon
StealthGas
GASS
+$3.1M
4
WLY icon
John Wiley & Sons Class A
WLY
+$2.38M
5
GFN
General Finance Corporation
GFN
+$1.43M

Sector Composition

Rank Sector Weight
1 Industrials 25.39%
2 Technology 24.76%
3 Healthcare 15.46%
4 Miscellaneous 9.87%
5 Real Estate 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
FLNA icon
76
Filana Therapeutics
FLNA
$35.3M
$244K 0.08%
8,912
+80
+0.9% +$2.43K
2013 Q3
4 quarters
ADMS
77
DELISTED
Adamas Pharmaceuticals
ADMS
$232K 0.08%
12,450
+50
+0.4% +$860
2014 Q2
1 quarter
LEN icon
78
Lennar Class A
LEN
$17.5B
$217K 0.07%
5,878
-156
-3% -$5.79K
2013 Q4
3 quarters
HOS icon
79
DELISTED
Hornbeck Offshore Services, Inc.
HOS
$211K 0.07%
6,453
-3,381
-34% -$140K
2013 Q3
4 quarters
FARO icon
80
DELISTED
Faro Technologies
FARO
$206K 0.07%
4,065
-2,673
-40% -$139K
2013 Q2
5 quarters
LULU icon
81
lululemon athletica
LULU
$10.9B
$201K 0.07%
+4,786
New +$193K
2014 Q3
0 quarters
LPSN icon
82
DELISTED
LivePerson
LPSN
$175K 0.06%
926
– –
2013 Q2
5 quarters
CAA
83
DELISTED
CalAtlantic Group, Inc.
CAA
$154K 0.05%
4,106
+258
+7% +$10.4K
2013 Q2
5 quarters
IL
84
DELISTED
IntraLinks Holdings Inc.
IL
$133K 0.04%
16,370
– –
2013 Q3
4 quarters
ANAD
85
DELISTED
ANADIGICS INC
ANAD
$129K 0.04%
192,271
+1,415
+0.7% +$1.04K
2013 Q2
5 quarters
OPCH icon
86
Option Care Health
OPCH
$4.66B
$123K 0.04%
4,455
+191
+4% +$5.92K
2014 Q1
2 quarters
FWM
87
DELISTED
FAIRWAY GROUP HLDGS CORP CL A COM STK (DE)
FWM
$59K 0.02%
15,851
– –
2014 Q2
1 quarter
CNSY icon
88
Cerenome
CNSY
$12.8M
– –
0
– –
2013 Q2
5 quarters
ATEC icon
89
Alphatec Holdings
ATEC
$1.61B
$37K 0.01%
1,793
-2
-0.1% -$37
2013 Q3
4 quarters
SCOX
90
DELISTED
SCO GROUP INC (THE)
SCOX
$2K ﹤0.01%
81,250
-16,830
-17% -$414
2013 Q2
5 quarters
AAL icon
91
American Airlines Group
AAL
$7.8B
– –
-5,223
Closed -$224K –
AGX icon
92
Argan
AGX
$5.13B
– –
-5,452
Closed -$203K –
CCJ icon
93
Cameco
CCJ
$35.5B
– –
-15,486
Closed -$304K –
PBI icon
94
Pitney Bowes
PBI
$2.3B
– –
-7,816
Closed -$216K –
ZNGA
95
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
– –
-33,650
Closed -$108K –
VCRA
96
DELISTED
VOCERA COMMUNICATIONS, INC.
VCRA
– –
-14,748
Closed -$195K –
ANFI
97
DELISTED
AMIRA NATURE FOODS LTD
ANFI
– –
-8,443
Closed -$382K –
GIMO
98
DELISTED
Gigamon Inc.
GIMO
– –
-8,786
Closed -$168K –
SCLN
99
DELISTED
Sciclone Pharmaceuticals Inc
SCLN
– –
-63,905
Closed -$336K –
EXAR
100
DELISTED
Exar Corporation
EXAR
– –
-11,955
Closed -$135K –
1 2 3
4
5

Similar funds

WS
Wendel SE Paris $519M AUM 48.2% 1-Year Est. Return
MWC
MBM Wealth Consultants Chesterfield, Missouri $519M AUM 16.88% 1-Year Est. Return
MWM
Mindset Wealth Management Indianapolis, Indiana $519M AUM 46.03% 1-Year Est. Return
CFG
Compton Financial Group Towson, Maryland $519M AUM 14.76% 1-Year Est. Return
PDIP
Palo Duro Investment Partners Chicago, Illinois $518M AUM 22.62% 1-Year Est. Return
VP
venBio Partners San Francisco, California $519M AUM 339.42% 1-Year Est. Return
CFA
Churchill Financial Advisors Louisville, Kentucky $519M AUM
SWM
Scissortail Wealth Management Tulsa, Oklahoma $520M AUM 21.73% 1-Year Est. Return

Gagnon Securities's Q3 2014 Portfolio in Review

As of Q3 2014, Gagnon Securities held 111 positions worth $299M, down 3.1% from $309M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Gagnon Securities deployed $9.44M of net new capital in Q3 2014, opening 11 new positions and adding to 44 existing holdings. Its largest new stake was Commault Systems: 123,467 shares worth $6.22M.

By sector, the portfolio is most concentrated in Industrials at 25% of assets, down from 27% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Royal Caribbean, an estimated $7.59M trimmed.

  • Gagnon Securities's largest Q3 2014 buy was Commault Systems: 123,467 shares worth $6.22M.
  • Gagnon Securities added most to Amber Road Inc in Q3 2014, an estimated $3.42M increase.
  • Gagnon Securities's biggest Q3 2014 reduction was Royal Caribbean, cutting an estimated $7.59M.
  • Gagnon Securities fully exited AMIRA NATURE FOODS LTD in Q3 2014, selling an estimated $382K.
  • Gagnon Securities's ten largest holdings make up 49% of its $299M portfolio in Q3 2014.
  • Gagnon Securities opened 11 new positions and closed 13 in Q3 2014.
  • Gagnon Securities's portfolio value fell 3.1% quarter-over-quarter to $299M.

Based on Gagnon Securities's 13F filing for Q3 2014, filed 15 Oct 2014.