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Gagnon Securities Portfolio holdings

AUM $519M Turnover 11.24%
1-Year Est. Return 44.91%
This Fund
S&P 500
This Quarter Est. Return
+37.23%
1 Year Est. Return
+44.91%
3 Year Est. Return
+129.38%
5 Year Est. Return
+108.07%
10 Year Est. Return
+1,389.15%
AUM
$628M
AUM Growth
+$159M
Cap. Flow
+$14.1M
Cap. Flow %
2.25%
Top 10 Hldgs %
50.7%
Holding
107
New
7
Increased
58
Reduced
20
Closed
8
Avg Time Held Equity + Options
3 years
Top 10 Avg Time Held Equity + Options
2.3 years
Top 20 Avg Time Held Equity + Options
2.4 years
Avg Time Held Equity only
3 years
Top 10 Avg Time Held Equity only
2.3 years
Top 20 Avg Time Held Equity only
2.4 years

Top Buys

Rank Stock Value
1
PCPL.U
CC Neuberger Principal Holdings I Units, each consisting of one Class A ordinary share and one-third
PCPL.U
+$5.95M
2
YEXT icon
Yext
YEXT
+$2.72M
3
CMLFU
CM Life Sciences, Inc. Unit
CMLFU
+$1.84M
4
CNF icon
CNFinance Holdings
CNF
+$1.52M
5
ETWO icon
E2open Parent Holdings
ETWO
+$1.47M

Top Sells

Rank Stock Value
1
MRK icon
Merck
MRK
+$3.66M
2
AL.PRA icon
Air Lease Corp 6.150% Series A Preferred Stock
AL.PRA
+$2.54M
3
GFNCP
General Finance Corporation Cumulative Redeemable Perpetual Preferred Series C
GFNCP
+$1.47M
4
AMRC icon
Ameresco
AMRC
+$1.09M
5
FIVN icon
FIVE9
FIVN
+$1M

Sector Composition

Rank Sector Weight
1 Healthcare 36.23%
2 Technology 22.74%
3 Industrials 17.07%
4 Consumer Discretionary 10.02%
5 Energy 6.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
XOM icon
51
ExxonMobil
XOM
$734B
$1.26M 0.2%
30,585
+12,185
+66% +$457K
2015 Q3
21 quarters
TPR icon
52
Tapestry
TPR
$23.8B
$1.25M 0.2%
40,114
+988
+3% +$25K
2014 Q1
27 quarters
IPHI
53
DELISTED
INPHI CORPORATION
IPHI
$1.18M 0.19%
7,343
+18
+0.2% +$2.53K
2013 Q2
30 quarters
CAKE icon
54
Cheesecake Factory
CAKE
$5.69B
$1.07M 0.17%
28,789
+1,463
+5% +$50.2K
2017 Q4
12 quarters
PYPL icon
55
PayPal
PYPL
$48.5B
$923K 0.15%
3,942
+26
+0.7% +$5.39K
2017 Q3
13 quarters
LGVW.U
56
DELISTED
Longview Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-thir
LGVW.U
$902K 0.14%
+41,676
New +$580K
2020 Q4
0 quarters
TTOO icon
57
DELISTED
T2 Biosystems, Inc
TTOO
$775K 0.12%
125
+30
+32% +$184K
2017 Q3
13 quarters
NEX
58
DELISTED
NexTier Oilfield Solutions Inc.
NEX
$775K 0.12%
225,154
+684
+0.3% +$1.82K
2017 Q1
15 quarters
PLTR icon
59
Palantir
PLTR
$447B
$724K 0.12%
30,756
+5,464
+22% +$97.7K
2020 Q3
1 quarter
PFE icon
60
Pfizer
PFE
$168B
$672K 0.11%
18,269
+1,215
+7% +$44.6K
2016 Q1
19 quarters
JNJ icon
61
Johnson & Johnson
JNJ
$615B
$671K 0.11%
4,265
+515
+14% +$76K
2013 Q4
28 quarters
MRVL icon
62
Marvell Technology
MRVL
$206B
$670K 0.11%
14,097
+52
+0.4% +$2.25K
2019 Q1
7 quarters
LPSN icon
63
DELISTED
LivePerson
LPSN
$615K 0.1%
659
-23
-3% -$19.8K
2013 Q2
30 quarters
NVDA icon
64
NVIDIA
NVDA
$5.18T
$529K 0.08%
40,520
-3,520
-8% -$47.1K
2019 Q3
5 quarters
WLY icon
65
John Wiley & Sons Class A
WLY
$2.66B
$525K 0.08%
11,506
+421
+4% +$15.2K
2013 Q2
30 quarters
CHGG icon
66
Chegg
CHGG
$81.7M
$482K 0.08%
5,339
-10
-0.2% -$795
2018 Q4
8 quarters
WBA icon
67
DELISTED
Walgreens Boots Alliance
WBA
$438K 0.07%
10,994
+1,762
+19% +$68.2K
2020 Q3
1 quarter
EOG icon
68
EOG Resources
EOG
$82.5B
$409K 0.07%
+8,210
New +$357K
2020 Q4
0 quarters
APTO
69
DELISTED
Aptose Biosciences, Inc.
APTO
$408K 0.07%
207
+20
+11% +$47K
2020 Q2
2 quarters
URG icon
70
Ur-Energy
URG
$330M
$400K 0.06%
498,878
– –
2014 Q1
27 quarters
MU icon
71
Micron Technology
MU
$1T
$390K 0.06%
+5,192
New +$313K
2020 Q4
0 quarters
ETSY icon
72
Etsy
ETSY
$7.84B
$378K 0.06%
2,124
-10
-0.5% -$1.5K
2020 Q1
3 quarters
KHC icon
73
The Kraft Heinz Company
KHC
$27.8B
$375K 0.06%
10,825
+1,170
+12% +$38K
2018 Q2
10 quarters
MRK icon
74
Merck
MRK
$361B
$371K 0.06%
4,748
-47,836
-91% -$3.66M
2020 Q3
1 quarter
RADA
75
DELISTED
Rada Electronic Industries Ltd
RADA
$274K 0.04%
28,068
+1,730
+7% +$13.3K
2019 Q4
4 quarters
1 2
3
4

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Gagnon Securities's Q4 2020 Portfolio in Review

As of Q4 2020, Gagnon Securities held 107 positions worth $628M, up 34% from $469M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Gagnon Securities's Q4 2020 filing shows 7 new, 58 increased, 20 reduced and 8 closed positions. Its largest new stake was CC Neuberger Principal Holdings I Units, each consisting of one Class A ordinary share and one-third: 544,194 shares worth $6.45M. The largest sale was Merck, an estimated $3.66M.

By sector, the portfolio is most concentrated in Healthcare at 36% of assets, down from 37% a quarter earlier, followed by Technology and Industrials.

  • Gagnon Securities's largest Q4 2020 buy was CC Neuberger Principal Holdings I Units, each consisting of one Class A ordinary share and one-third: 544,194 shares worth $6.45M.
  • Gagnon Securities added most to Yext in Q4 2020, an estimated $2.72M increase.
  • Gagnon Securities's biggest Q4 2020 reduction was Merck, cutting an estimated $3.66M.
  • Gagnon Securities fully exited Air Lease Corp 6.150% Series A Preferred Stock in Q4 2020, selling an estimated $2.54M.
  • Gagnon Securities's ten largest holdings make up 51% of its $628M portfolio in Q4 2020.
  • Gagnon Securities opened 7 new positions and closed 8 in Q4 2020.
  • Gagnon Securities's portfolio value rose 34% quarter-over-quarter to $628M.

Based on Gagnon Securities's 13F filing for Q4 2020, filed 12 Feb 2021.