GS

Gagnon Securities Portfolio holdings

AUM $519M Turnover 11.24%
1-Year Est. Return 44.91%
This Fund
S&P 500
This Quarter Est. Return
+11.1%
1 Year Est. Return
+44.91%
3 Year Est. Return
+129.38%
5 Year Est. Return
+108.07%
10 Year Est. Return
+1,389.15%
AUM
$235M
AUM Growth
+$20.6M
Cap. Flow
+$42.7M
Cap. Flow %
18.16%
Top 10 Hldgs %
47.53%
Holding
107
New
16
Increased
29
Reduced
37
Closed
10
Avg Time Held
1.8 years
Top 10 Avg Time Held
1.1 years
Top 20 Avg Time Held
1.6 years

Top Buys

Rank Stock Value
1
GFNSL
General Finance Corporation Senior Notes due 2021
GFNSL
+$53.4M
2
AOSL icon
Alpha and Omega Semiconductor
AOSL
+$9.04M
3
NEWR
New Relic, Inc.
NEWR
+$3.43M
4
BNFT
Benefitfocus, Inc.
BNFT
+$3.09M
5
XTLY
Xactly Corporation
XTLY
+$2.73M

Top Sells

Rank Stock Value
1
GFN
General Finance Corporation
GFN
+$9.28M
2
N
Netsuite Inc
N
+$5.42M
3
EQIX icon
Equinix
EQIX
+$4.91M
4
AIFU
AIFU Inc
AIFU
+$3.24M
5
AMBR icon
Amber Road Inc
AMBR
+$2.16M

Sector Composition

Rank Sector Weight
1 Technology 33.95%
2 Industrials 17.14%
3 Consumer Discretionary 10.38%
4 Healthcare 9.97%
5 Miscellaneous 8.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
WLY icon
51
John Wiley & Sons Class A
WLY
$2.61B
$624K 0.27%
12,086
+252
+2% +$13.8K
2013 Q2
13 quarters
TLRD
52
DELISTED
Tailored Brands, Inc.
TLRD
$581K 0.25%
37,038
+55
+0.1% +$801
2016 Q1
2 quarters
INST icon
53
DELISTED
Instructure, Inc.
INST
$502K 0.21%
19,793
+9
+0% +$207
2016 Q2
1 quarter
ADM icon
54
Archer Daniels Midland
ADM
$40.3B
$450K 0.19%
10,672
– –
2013 Q2
13 quarters
AT icon
55
DELISTED
Atlantic Power Corporation
AT
$441K 0.19%
178,679
-99,580
-36% -$251K
2014 Q3
8 quarters
URG icon
56
Ur-Energy
URG
$331M
$432K 0.18%
872,126
– –
2014 Q1
10 quarters
SYF icon
57
Synchrony
SYF
$23.3B
$414K 0.18%
14,803
– –
2015 Q4
3 quarters
BELFB icon
58
Bel Fuse Inc Class B
BELFB
$3.23B
$411K 0.17%
17,023
– –
2013 Q3
12 quarters
UI icon
59
Ubiquiti
UI
$36.7B
$400K 0.17%
7,483
-1,872
-20% -$89.8K
2014 Q3
8 quarters
JNJ icon
60
Johnson & Johnson
JNJ
$612B
$376K 0.16%
3,179
– –
2013 Q4
11 quarters
CLAR icon
61
Clarus
CLAR
$132M
$364K 0.15%
71,180
– –
2015 Q1
6 quarters
TTP
62
DELISTED
TITAN PHARMACEUTICAL INC
TTP
$364K 0.15%
+61,828
New +$364K
2016 Q3
0 quarters
EOG icon
63
EOG Resources
EOG
$80.9B
$357K 0.15%
3,693
+24
+0.7% +$2.11K
2016 Q2
1 quarter
KO icon
64
Coca-Cola
KO
$395B
$335K 0.14%
7,927
-44
-0.6% -$1.93K
2014 Q2
9 quarters
GASS icon
65
StealthGas
GASS
$329M
$328K 0.14%
94,603
-43
-0% -$149
2013 Q4
11 quarters
WPXP
66
DELISTED
WPX Energy, Inc.
WPXP
$326K 0.14%
5,320
-1
-0% -$54
2016 Q2
1 quarter
WRK icon
67
DELISTED
WestRock Company
WRK
$323K 0.14%
6,667
– –
2016 Q1
2 quarters
KBH icon
68
KB Home
KBH
$2.55B
$322K 0.14%
19,967
– –
2013 Q3
12 quarters
VNDA icon
69
Vanda Pharmaceuticals
VNDA
$255M
$309K 0.13%
18,590
-22,307
-55% -$300K
2013 Q2
13 quarters
TPST icon
70
Tempest Therapeutics
TPST
$10.7M
$307K 0.13%
+15
New +$271K
2016 Q3
0 quarters
XRX icon
71
Xerox
XRX
$355M
$307K 0.13%
11,489
– –
2016 Q2
1 quarter
DHI icon
72
D.R. Horton
DHI
$37.4B
$297K 0.13%
9,839
-2,460
-20% -$79K
2014 Q2
9 quarters
GDOT icon
73
Green Dot
GDOT
$703M
$297K 0.13%
12,884
-3,219
-20% -$75.4K
2014 Q3
8 quarters
TIVO
74
DELISTED
Tivo Inc
TIVO
$294K 0.13%
+15,071
New +$298K
2016 Q3
0 quarters
PFE icon
75
Pfizer
PFE
$166B
$293K 0.12%
9,114
– –
2016 Q1
2 quarters
1 2
3
4

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WS
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MWM
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CFG
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PDIP
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Gagnon Securities's Q3 2016 Portfolio in Review

As of Q3 2016, Gagnon Securities held 107 positions worth $235M, up 9.6% from $214M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Gagnon Securities deployed $42.7M of net new capital in Q3 2016, opening 16 new positions and adding to 29 existing holdings. Its largest new stake was General Finance Corporation Senior Notes due 2021: 2,179,157 shares worth $9.81M.

By sector, the portfolio is most concentrated in Technology at 34% of assets, up from 23% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was General Finance Corporation, an estimated $9.28M trimmed.

  • Gagnon Securities's largest Q3 2016 buy was General Finance Corporation Senior Notes due 2021: 2,179,157 shares worth $9.81M.
  • Gagnon Securities added most to Benefitfocus, Inc. in Q3 2016, an estimated $3.09M increase.
  • Gagnon Securities's biggest Q3 2016 reduction was General Finance Corporation, cutting an estimated $9.28M.
  • Gagnon Securities fully exited Netsuite Inc in Q3 2016, selling an estimated $5.42M.
  • Gagnon Securities's ten largest holdings make up 48% of its $235M portfolio in Q3 2016.
  • Gagnon Securities opened 16 new positions and closed 10 in Q3 2016.
  • Gagnon Securities's portfolio value rose 9.6% quarter-over-quarter to $235M.

Based on Gagnon Securities's 13F filing for Q3 2016, filed 14 Nov 2016.