GS

Gagnon Securities Portfolio holdings

AUM $519M Turnover 11.24%
1-Year Est. Return 44.91%
This Fund
S&P 500
This Quarter Est. Return
-5.15%
1 Year Est. Return
+44.91%
3 Year Est. Return
+129.38%
5 Year Est. Return
+108.07%
10 Year Est. Return
+1,389.15%
AUM
$299M
AUM Growth
-$9.6M
Cap. Flow
+$9.44M
Cap. Flow %
3.15%
Top 10 Hldgs %
49.16%
Holding
111
New
11
Increased
44
Reduced
34
Closed
13
Avg Time Held
0.9 years
Top 10 Avg Time Held
0.7 years
Top 20 Avg Time Held
0.8 years

Top Buys

Rank Stock Value
1
CVLT icon
Commault Systems
CVLT
+$6.36M
2
CDNA icon
CareDx
CDNA
+$5.79M
3
CSLT
CASTLIGHT HEALTH, INC.
CSLT
+$5.65M
4
AMBR icon
Amber Road Inc
AMBR
+$3.42M
5
FNGN
Financial Engines, Inc.
FNGN
+$1.76M

Top Sells

Rank Stock Value
1
RCL icon
Royal Caribbean
RCL
+$7.59M
2
NVCN
Neovasc Inc.
NVCN
+$4.43M
3
GASS icon
StealthGas
GASS
+$3.1M
4
WLY icon
John Wiley & Sons Class A
WLY
+$2.38M
5
GFN
General Finance Corporation
GFN
+$1.43M

Sector Composition

Rank Sector Weight
1 Industrials 25.39%
2 Technology 24.76%
3 Healthcare 15.46%
4 Miscellaneous 9.87%
5 Real Estate 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
ACTA
51
DELISTED
Actua Corp
ACTA
$709K 0.24%
44,270
+5,055
+13% +$89.4K
2013 Q2
5 quarters
AT icon
52
DELISTED
Atlantic Power Corporation
AT
$697K 0.23%
+291,605
New +$1.05M
2014 Q3
0 quarters
IPHI
53
DELISTED
INPHI CORPORATION
IPHI
$642K 0.21%
44,630
-24,052
-35% -$350K
2013 Q2
5 quarters
RHP icon
54
Ryman Hospitality Properties
RHP
$8.47B
$638K 0.21%
13,494
+1,359
+11% +$66K
2013 Q2
5 quarters
HOLX icon
55
DELISTED
Hologic
HOLX
$612K 0.2%
25,157
+1,944
+8% +$49.1K
2013 Q2
5 quarters
WLY icon
56
John Wiley & Sons Class A
WLY
$2.61B
$577K 0.19%
10,291
-39,980
-80% -$2.38M
2013 Q2
5 quarters
FOSL icon
57
Fossil Group
FOSL
$408M
$549K 0.18%
+5,845
New +$589K
2014 Q3
0 quarters
TIVO
58
DELISTED
TIVO INC
TIVO
$525K 0.18%
+40,996
New +$551K
2014 Q3
0 quarters
ADM icon
59
Archer Daniels Midland
ADM
$40.3B
$513K 0.17%
10,046
+40
+0.4% +$1.96K
2013 Q2
5 quarters
ZGNX
60
DELISTED
Zogenix, Inc.
ZGNX
$509K 0.17%
55,298
+50,777
+1,123% +$578K
2014 Q1
2 quarters
MON
61
DELISTED
Monsanto Co
MON
$500K 0.17%
4,448
-22
-0.5% -$2.57K
2013 Q2
5 quarters
NCMI icon
62
National CineMedia
NCMI
$209M
$497K 0.17%
3,427
+387
+13% +$59.3K
2014 Q2
1 quarter
BELFB icon
63
Bel Fuse Inc Class B
BELFB
$3.23B
$424K 0.14%
17,133
+75
+0.4% +$1.81K
2013 Q3
4 quarters
BB icon
64
BlackBerry
BB
$4.83B
$332K 0.11%
+33,350
New +$341K
2014 Q3
0 quarters
JNJ icon
65
Johnson & Johnson
JNJ
$612B
$331K 0.11%
3,102
+23
+0.7% +$2.38K
2013 Q4
3 quarters
UI icon
66
Ubiquiti
UI
$36.7B
$327K 0.11%
+8,724
New +$370K
2014 Q3
0 quarters
BNFT
67
DELISTED
Benefitfocus, Inc.
BNFT
$319K 0.11%
11,847
-2
-0% -$73
2013 Q3
4 quarters
HOV icon
68
Hovnanian Enterprises
HOV
$570M
$314K 0.1%
3,426
+597
+21% +$63K
2013 Q2
5 quarters
KBH icon
69
KB Home
KBH
$2.55B
$306K 0.1%
20,477
+458
+2% +$7.86K
2013 Q3
4 quarters
TWIN icon
70
Twin Disc
TWIN
$379M
$303K 0.1%
11,255
-1,179
-9% -$36.3K
2014 Q2
1 quarter
MU icon
71
Micron Technology
MU
$1.03T
$296K 0.1%
8,644
– –
2013 Q2
5 quarters
VEEV icon
72
Veeva Systems
VEEV
$48.1B
$269K 0.09%
9,534
– –
2013 Q4
3 quarters
TTP
73
DELISTED
TITAN PHARMACEUTICAL INC
TTP
$263K 0.09%
473,109
+1,250
+0.3% +$695
2013 Q2
5 quarters
DHI icon
74
D.R. Horton
DHI
$37.4B
$257K 0.09%
12,542
+3,910
+45% +$86.1K
2014 Q2
1 quarter
GDOT icon
75
Green Dot
GDOT
$703M
$246K 0.08%
+11,635
New +$218K
2014 Q3
0 quarters
1 2
3
4 5

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WS
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MWC
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MWM
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CFG
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PDIP
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VP
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CFA
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SWM
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Gagnon Securities's Q3 2014 Portfolio in Review

As of Q3 2014, Gagnon Securities held 111 positions worth $299M, down 3.1% from $309M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Gagnon Securities deployed $9.44M of net new capital in Q3 2014, opening 11 new positions and adding to 44 existing holdings. Its largest new stake was Commault Systems: 123,467 shares worth $6.22M.

By sector, the portfolio is most concentrated in Industrials at 25% of assets, down from 27% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Royal Caribbean, an estimated $7.59M trimmed.

  • Gagnon Securities's largest Q3 2014 buy was Commault Systems: 123,467 shares worth $6.22M.
  • Gagnon Securities added most to Amber Road Inc in Q3 2014, an estimated $3.42M increase.
  • Gagnon Securities's biggest Q3 2014 reduction was Royal Caribbean, cutting an estimated $7.59M.
  • Gagnon Securities fully exited AMIRA NATURE FOODS LTD in Q3 2014, selling an estimated $382K.
  • Gagnon Securities's ten largest holdings make up 49% of its $299M portfolio in Q3 2014.
  • Gagnon Securities opened 11 new positions and closed 13 in Q3 2014.
  • Gagnon Securities's portfolio value fell 3.1% quarter-over-quarter to $299M.

Based on Gagnon Securities's 13F filing for Q3 2014, filed 15 Oct 2014.