We are live on ! Find out more
GS

Gagnon Securities Portfolio holdings

AUM $519M
1-Year Est. Return 44.91%
This Fund
S&P 500
This Quarter Est. Return
+37.23%
1 Year Est. Return
+44.91%
3 Year Est. Return
+129.38%
5 Year Est. Return
+108.07%
10 Year Est. Return
+1,389.15%
AUM
$628M
AUM Growth
+$159M
Cap. Flow
+$12.5M
Cap. Flow %
1.99%
Top 10 Hldgs %
50.7%
Holding
107
New
7
Increased
58
Reduced
20
Closed
8

Top Buys

Rank Stock Value
1
PCPL.U
CC Neuberger Principal Holdings I Units, each consisting of one Class A ordinary share and one-third
PCPL.U
+$5.95M
2
YEXT icon
Yext
YEXT
+$2.72M
3
CMLFU
CM Life Sciences, Inc. Unit
CMLFU
+$1.84M
4
CNF
CNFinance Holdings
CNF
+$1.52M
5
ETWO
E2open Parent Holdings
ETWO
+$1.47M

Top Sells

Rank Stock Value
1
MRK icon
Merck
MRK
+$3.66M
2
AL.PRA
Air Lease Corp 6.150% Series A Preferred Stock
AL.PRA
+$2.54M
3
GFNCP
General Finance Corporation Cumulative Redeemable Perpetual Preferred Series C
GFNCP
+$1.47M
4
AMRC icon
Ameresco
AMRC
+$1.09M
5
FIVN icon
FIVE9
FIVN
+$1M

Sector Composition

Rank Sector Weight
1 Healthcare 36.04%
2 Technology 20.33%
3 Industrials 17.07%
4 Consumer Discretionary 10.02%
5 Energy 5.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMLFU
26
DELISTED
CM Life Sciences, Inc. Unit
CMLFU
$7.25M 1.15%
624,582
+170,378
+38% +$1.84M
SCWX
27
DELISTED
SecureWorks Corp Class A Common Stock
SCWX
$6.86M 1.09%
482,200
+3,258
+0.7% +$38.8K
CMG icon
28
Chipotle Mexican Grill
CMG
$43.7B
$6.7M 1.07%
241,600
-2,700
-1% -$70.8K
PCPL.U
29
DELISTED
CC Neuberger Principal Holdings I Units, each consisting of one Class A ordinary share and one-third
PCPL.U
$6.45M 1.03%
+544,194
New +$5.95M
APEN
30
DELISTED
Apollo Endosurgery, Inc.
APEN
$4.94M 0.79%
1,453,049
+409,967
+39% +$1.08M
CTRE icon
31
CareTrust REIT
CTRE
$9.65B
$4.64M 0.74%
209,269
-181
-0.1% -$3.56K
CSLT
32
DELISTED
CASTLIGHT HEALTH, INC.
CSLT
$4.57M 0.73%
3,513,815
+478,889
+16% +$539K
WPX
33
DELISTED
WPX Energy, Inc.
WPX
$3.94M 0.63%
483,267
+12,894
+3% +$82K
PSIX
34
Power Solutions International
PSIX
$804M
$3.87M 0.62%
1,171,176
+61,326
+6% +$202K
CNF
35
CNFinance Holdings
CNF
$39.3M
$3.37M 0.54%
79,966
+45,169
+130% +$1.52M
CELC icon
36
Celcuity
CELC
$4.53B
$3.34M 0.53%
364,217
+1,068
+0.3% +$8.56K
TFFP
37
DELISTED
TFF Pharmaceuticals, Inc. Common Stock
TFFP
$3.33M 0.53%
9,315
+532
+6% +$205K
GFNCP
38
DELISTED
General Finance Corporation Cumulative Redeemable Perpetual Preferred Series C
GFNCP
$3.06M 0.49%
30,234
-14,560
-33% -$1.47M
TLND
39
DELISTED
Talend S.A. American Depositary Shares
TLND
$3.06M 0.49%
79,702
+36,017
+82% +$1.42M
GNRC icon
40
Generac Holdings
GNRC
$12.8B
$3.05M 0.48%
13,393
-621
-4% -$134K
DRRX
41
DELISTED
DURECT Corp
DRRX
$2.79M 0.44%
134,564
+33,441
+33% +$636K
AKAM icon
42
Akamai
AKAM
$17.9B
$2.46M 0.39%
23,380
+917
+4% +$96K
ZUO
43
DELISTED
Zuora, Inc.
ZUO
$2.35M 0.37%
168,692
+9,244
+6% +$105K
FLXN
44
DELISTED
Flexion Therapeutics, Inc.
FLXN
$2.31M 0.37%
200,327
+3,245
+2% +$37.7K
RDHL
45
Redhill Biopharma
RDHL
$4.07M
$2.27M 0.36%
281
+43
+18% +$387K
T icon
46
AT&T
T
$158B
$1.72M 0.27%
78,942
+23,710
+43% +$511K
SLG icon
47
SL Green Realty
SLG
$3.88B
$1.58M 0.25%
25,700
+13,755
+115% +$728K
ETWO
48
DELISTED
E2open Parent Holdings
ETWO
$1.54M 0.24%
+141,702
New +$1.47M
GNTX icon
49
Gentex
GNTX
$5.08B
$1.47M 0.23%
43,248
+511
+1% +$15.8K
MCHP icon
50
Microchip Technology
MCHP
$42.2B
$1.41M 0.22%
20,388
+318
+2% +$19.8K
1
2
3 4

Similar funds

CI
CacheTech Inc Logan, Utah $519M AUM 22.06% 1-Year Est. Return
WPP
Whalerock Point Partners Providence, Rhode Island $518M AUM 25.26% 1-Year Est. Return
CFM
Crawford Fund Management Boston, Massachusetts $520M AUM 14.79% 1-Year Est. Return
LHC
Lodge Hill Capital New York $518M AUM 12.89% 1-Year Est. Return
AAM
AR Asset Management West Hollywood, California $517M AUM 18.31% 1-Year Est. Return
RCI
RS Crum Inc Newport Beach, California $517M AUM 16.68% 1-Year Est. Return
SCM
Shah Capital Management Raleigh, North Carolina $521M AUM 46.95% 1-Year Est. Return
SC
Schoolcraft Capital Boulder, Colorado $516M AUM 16.37% 1-Year Est. Return

Gagnon Securities's Q4 2020 Portfolio in Review

As of Q4 2020, Gagnon Securities held 107 positions worth $628M, up 34% from $469M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Gagnon Securities's Q4 2020 filing shows 7 new, 58 increased, 20 reduced and 8 closed positions. Its largest new stake was CC Neuberger Principal Holdings I Units, each consisting of one Class A ordinary share and one-third: 544,194 shares worth $6.45M. The largest sale was Merck, an estimated $3.66M.

By sector, the portfolio is most concentrated in Healthcare at 36% of assets, down from 37% a quarter earlier, followed by Technology and Industrials.

  • Gagnon Securities's largest Q4 2020 buy was CC Neuberger Principal Holdings I Units, each consisting of one Class A ordinary share and one-third: 544,194 shares worth $6.45M.
  • Gagnon Securities added most to Yext in Q4 2020, an estimated $2.72M increase.
  • Gagnon Securities's biggest Q4 2020 reduction was Merck, cutting an estimated $3.66M.
  • Gagnon Securities fully exited Air Lease Corp 6.150% Series A Preferred Stock in Q4 2020, selling an estimated $2.54M.
  • Gagnon Securities's ten largest holdings make up 51% of its $628M portfolio in Q4 2020.
  • Gagnon Securities opened 7 new positions and closed 8 in Q4 2020.
  • Gagnon Securities's portfolio value rose 34% quarter-over-quarter to $628M.

Based on Gagnon Securities's 13F filing for Q4 2020, filed 12 Feb 2021.