GS

Gagnon Securities Portfolio holdings

AUM $492M
This Quarter Return
+37.23%
1 Year Return
+32.74%
3 Year Return
+96.21%
5 Year Return
+166.91%
10 Year Return
+912.42%
AUM
$628M
AUM Growth
+$628M
Cap. Flow
+$15.8M
Cap. Flow %
2.51%
Top 10 Hldgs %
50.7%
Holding
105
New
7
Increased
58
Reduced
20
Closed
6

Top Buys

1
PCPL.U
CC Neuberger Principal Holdings I Units, each consisting of one Class A ordinary share and one-third
PCPL.U
$6.45M
2
YEXT icon
Yext
YEXT
$2.5M
3
CMLFU
CM Life Sciences, Inc. Unit
CMLFU
$1.98M
4
CNF
CNFinance Holdings
CNF
$1.9M
5
ETWO
E2open Parent Holdings
ETWO
$1.54M

Top Sells

1
MRK icon
Merck
MRK
$3.74M
2
AL.PRA
Air Lease Corporation 6.150% Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series A
AL.PRA
$2.54M
3
GFNCP
General Finance Corporation Cumulative Redeemable Perpetual Preferred Series C
GFNCP
$1.47M
4
AMRC icon
Ameresco
AMRC
$1.33M
5
CDNA icon
CareDx
CDNA
$1.2M

Sector Composition

1 Healthcare 36.04%
2 Technology 20.33%
3 Industrials 17.07%
4 Consumer Discretionary 10.02%
5 Energy 5.49%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CMLFU
26
DELISTED
CM Life Sciences, Inc. Unit
CMLFU
$7.25M 1.15%
624,582
+170,378
+38% +$1.98M
SCWX
27
DELISTED
SecureWorks Corp Class A Common Stock
SCWX
$6.86M 1.09%
482,200
+3,258
+0.7% +$46.3K
CMG icon
28
Chipotle Mexican Grill
CMG
$56B
$6.7M 1.07%
4,832
-54
-1% -$74.9K
PCPL.U
29
DELISTED
CC Neuberger Principal Holdings I Units, each consisting of one Class A ordinary share and one-third
PCPL.U
$6.45M 1.03%
+544,194
New +$6.45M
APEN
30
DELISTED
Apollo Endosurgery, Inc.
APEN
$4.94M 0.79%
1,453,049
+409,967
+39% +$1.39M
CTRE icon
31
CareTrust REIT
CTRE
$7.53B
$4.64M 0.74%
209,269
-181
-0.1% -$4.02K
CSLT
32
DELISTED
CASTLIGHT HEALTH, INC.
CSLT
$4.57M 0.73%
3,513,815
+478,889
+16% +$623K
WPX
33
DELISTED
WPX Energy, Inc.
WPX
$3.94M 0.63%
483,267
+12,894
+3% +$105K
PSIX
34
Power Solutions International, Inc. Common Stock
PSIX
$2.01B
$3.87M 0.62%
1,171,176
+61,326
+6% +$202K
CNF
35
CNFinance Holdings
CNF
$20.8M
$3.37M 0.54%
799,659
+451,689
+130% +$1.9M
CELC icon
36
Celcuity
CELC
$2.3B
$3.34M 0.53%
364,217
+1,068
+0.3% +$9.78K
TFFP
37
DELISTED
TFF Pharmaceuticals, Inc. Common Stock
TFFP
$3.34M 0.53%
232,865
+13,281
+6% +$190K
GFNCP
38
DELISTED
General Finance Corporation Cumulative Redeemable Perpetual Preferred Series C
GFNCP
$3.06M 0.49%
30,234
-14,560
-33% -$1.47M
TLND
39
DELISTED
Talend S.A. American Depositary Shares
TLND
$3.06M 0.49%
79,702
+36,017
+82% +$1.38M
GNRC icon
40
Generac Holdings
GNRC
$10.3B
$3.05M 0.48%
13,393
-621
-4% -$141K
DRRX icon
41
DURECT Corp
DRRX
$60.2M
$2.79M 0.44%
1,345,639
+334,407
+33% +$692K
AKAM icon
42
Akamai
AKAM
$11.1B
$2.46M 0.39%
23,380
+917
+4% +$96.3K
ZUO
43
DELISTED
Zuora, Inc.
ZUO
$2.35M 0.37%
168,692
+9,244
+6% +$129K
FLXN
44
DELISTED
Flexion Therapeutics, Inc.
FLXN
$2.31M 0.37%
200,327
+3,245
+2% +$37.5K
RDHL
45
Redhill Biopharma
RDHL
$2.94M
$2.27M 0.36%
281,080
+43,089
+18% +$348K
T icon
46
AT&T
T
$208B
$1.72M 0.27%
59,624
+17,908
+43% +$515K
SLG icon
47
SL Green Realty
SLG
$4.16B
$1.58M 0.25%
26,450
+14,887
+129% +$843K
ETWO
48
DELISTED
E2open Parent Holdings
ETWO
$1.54M 0.24%
+141,702
New +$1.54M
GNTX icon
49
Gentex
GNTX
$6.07B
$1.47M 0.23%
43,248
+511
+1% +$17.3K
MCHP icon
50
Microchip Technology
MCHP
$34.2B
$1.41M 0.22%
10,194
+159
+2% +$22K
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