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Gagnon Securities Portfolio holdings

AUM $519M Turnover 11.24%
1-Year Est. Return 44.91%
This Fund
S&P 500
This Quarter Est. Return
+37.23%
1 Year Est. Return
+44.91%
3 Year Est. Return
+129.38%
5 Year Est. Return
+108.07%
10 Year Est. Return
+1,389.15%
AUM
$628M
AUM Growth
+$159M
Cap. Flow
+$14.1M
Cap. Flow %
2.25%
Top 10 Hldgs %
50.7%
Holding
107
New
7
Increased
58
Reduced
20
Closed
8
Avg Time Held Equity + Options
3 years
Top 10 Avg Time Held Equity + Options
2.3 years
Top 20 Avg Time Held Equity + Options
2.4 years
Avg Time Held Equity only
3 years
Top 10 Avg Time Held Equity only
2.3 years
Top 20 Avg Time Held Equity only
2.4 years

Top Buys

Rank Stock Value
1
PCPL.U
CC Neuberger Principal Holdings I Units, each consisting of one Class A ordinary share and one-third
PCPL.U
+$5.95M
2
YEXT icon
Yext
YEXT
+$2.72M
3
CMLFU
CM Life Sciences, Inc. Unit
CMLFU
+$1.84M
4
CNF icon
CNFinance Holdings
CNF
+$1.52M
5
ETWO icon
E2open Parent Holdings
ETWO
+$1.47M

Top Sells

Rank Stock Value
1
MRK icon
Merck
MRK
+$3.66M
2
AL.PRA icon
Air Lease Corp 6.150% Series A Preferred Stock
AL.PRA
+$2.54M
3
GFNCP
General Finance Corporation Cumulative Redeemable Perpetual Preferred Series C
GFNCP
+$1.47M
4
AMRC icon
Ameresco
AMRC
+$1.09M
5
FIVN icon
FIVE9
FIVN
+$1M

Sector Composition

Rank Sector Weight
1 Healthcare 36.23%
2 Technology 22.74%
3 Industrials 17.07%
4 Consumer Discretionary 10.02%
5 Energy 6.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
CMLFU
26
DELISTED
CM Life Sciences, Inc. Unit
CMLFU
$7.25M 1.15%
624,582
+170,378
+38% +$1.84M
2020 Q3
1 quarter
SCWX icon
27
DELISTED
SecureWorks Corp Class A Common Stock
SCWX
$6.86M 1.09%
482,200
+3,258
+0.7% +$38.8K
2017 Q3
13 quarters
CMG icon
28
Chipotle Mexican Grill
CMG
$38.8B
$6.7M 1.07%
241,600
-2,700
-1% -$70.8K
2016 Q1
19 quarters
PCPL.U
29
DELISTED
CC Neuberger Principal Holdings I Units, each consisting of one Class A ordinary share and one-third
PCPL.U
$6.45M 1.03%
+544,194
New +$5.95M
2020 Q4
0 quarters
APEN
30
DELISTED
Apollo Endosurgery, Inc.
APEN
$4.94M 0.79%
1,453,049
+409,967
+39% +$1.08M
2018 Q2
10 quarters
CTRE icon
31
CareTrust REIT
CTRE
$8.66B
$4.64M 0.74%
209,269
-181
-0.1% -$3.56K
2018 Q2
10 quarters
CSLT
32
DELISTED
CASTLIGHT HEALTH, INC.
CSLT
$4.57M 0.73%
3,513,815
+478,889
+16% +$539K
2014 Q3
25 quarters
WPX
33
DELISTED
WPX Energy, Inc.
WPX
$3.94M 0.63%
483,267
+12,894
+3% +$82K
2015 Q3
21 quarters
PSIX icon
34
Power Solutions International
PSIX
$1.18B
$3.87M 0.62%
1,171,176
+61,326
+6% +$202K
2013 Q3
29 quarters
CNF icon
35
CNFinance Holdings
CNF
$32.7M
$3.37M 0.54%
79,966
+45,169
+130% +$1.52M
2018 Q4
8 quarters
CELC icon
36
Celcuity
CELC
$2.84B
$3.34M 0.53%
364,217
+1,068
+0.3% +$8.56K
2017 Q3
13 quarters
TFFP icon
37
DELISTED
TFF Pharmaceuticals, Inc. Common Stock
TFFP
$3.33M 0.53%
9,315
+532
+6% +$205K
2020 Q2
2 quarters
GFNCP
38
DELISTED
General Finance Corporation Cumulative Redeemable Perpetual Preferred Series C
GFNCP
$3.06M 0.49%
30,234
-14,560
-33% -$1.47M
2017 Q4
12 quarters
TLND
39
DELISTED
Talend S.A. American Depositary Shares
TLND
$3.06M 0.49%
79,702
+36,017
+82% +$1.42M
2016 Q3
17 quarters
GNRC icon
40
Generac Holdings
GNRC
$11.6B
$3.05M 0.48%
13,393
-621
-4% -$134K
2013 Q2
30 quarters
DRRX icon
41
DELISTED
DURECT Corp
DRRX
$2.79M 0.44%
134,564
+33,441
+33% +$636K
2013 Q2
30 quarters
AKAM icon
42
Akamai
AKAM
$12.8B
$2.46M 0.39%
23,380
+917
+4% +$96K
2013 Q3
29 quarters
ZUO icon
43
DELISTED
Zuora, Inc.
ZUO
$2.35M 0.37%
168,692
+9,244
+6% +$105K
2018 Q4
8 quarters
FLXN icon
44
DELISTED
Flexion Therapeutics, Inc.
FLXN
$2.31M 0.37%
200,327
+3,245
+2% +$37.7K
2017 Q3
13 quarters
RDHL icon
45
Redhill Biopharma
RDHL
$4.53M
$2.27M 0.36%
281
+43
+18% +$387K
2019 Q4
4 quarters
T icon
46
AT&T
T
$162B
$1.72M 0.27%
78,942
+23,710
+43% +$511K
2018 Q1
11 quarters
SLG icon
47
SL Green Realty
SLG
$3.38B
$1.58M 0.25%
25,700
+13,755
+115% +$728K
2020 Q3
1 quarter
ETWO icon
48
DELISTED
E2open Parent Holdings
ETWO
$1.54M 0.24%
+141,702
New +$1.47M
2020 Q4
0 quarters
GNTX icon
49
Gentex
GNTX
$4.49B
$1.47M 0.23%
43,248
+511
+1% +$15.8K
2015 Q1
23 quarters
MCHP icon
50
Microchip Technology
MCHP
$40.9B
$1.41M 0.22%
20,388
+318
+2% +$19.8K
2016 Q3
17 quarters
1
2
3 4

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Gagnon Securities's Q4 2020 Portfolio in Review

As of Q4 2020, Gagnon Securities held 107 positions worth $628M, up 34% from $469M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Gagnon Securities's Q4 2020 filing shows 7 new, 58 increased, 20 reduced and 8 closed positions. Its largest new stake was CC Neuberger Principal Holdings I Units, each consisting of one Class A ordinary share and one-third: 544,194 shares worth $6.45M. The largest sale was Merck, an estimated $3.66M.

By sector, the portfolio is most concentrated in Healthcare at 36% of assets, down from 37% a quarter earlier, followed by Technology and Industrials.

  • Gagnon Securities's largest Q4 2020 buy was CC Neuberger Principal Holdings I Units, each consisting of one Class A ordinary share and one-third: 544,194 shares worth $6.45M.
  • Gagnon Securities added most to Yext in Q4 2020, an estimated $2.72M increase.
  • Gagnon Securities's biggest Q4 2020 reduction was Merck, cutting an estimated $3.66M.
  • Gagnon Securities fully exited Air Lease Corp 6.150% Series A Preferred Stock in Q4 2020, selling an estimated $2.54M.
  • Gagnon Securities's ten largest holdings make up 51% of its $628M portfolio in Q4 2020.
  • Gagnon Securities opened 7 new positions and closed 8 in Q4 2020.
  • Gagnon Securities's portfolio value rose 34% quarter-over-quarter to $628M.

Based on Gagnon Securities's 13F filing for Q4 2020, filed 12 Feb 2021.