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FIM

Frontier Investment Management Portfolio holdings

AUM $1.62B
1-Year Est. Return 1.86%
This Fund
S&P 500
This Quarter Est. Return
+1.93%
1 Year Est. Return
-1.86%
3 Year Est. Return
+16.37%
5 Year Est. Return
+38.36%
10 Year Est. Return
–
AUM
$1.05B
AUM Growth
-$10.3B
Cap. Flow
-$223M
Cap. Flow %
-21.15%
Top 10 Hldgs %
39.81%
Holding
227
New
15
Increased
84
Reduced
63
Closed
19

Top Buys

Rank Stock Value
1
CIM.PRA
Chimera Investment Corp 8.00% Series A Preferred Stock
CIM.PRA
+$10.7M
2
CVS icon
CVS Health
CVS
+$7.18M
3
SCHF icon
Schwab International Equity ETF
SCHF
+$5.57M
4
AGNCB
AGNC Investment Corp Series B Preferred Stock
AGNCB
+$5.3M
5
V icon
Visa
V
+$5.1M

Top Sells

Rank Stock Value
1
SNY icon
Sanofi
SNY
+$26.3M
2
CPN
Calpine Corporation
CPN
+$10.6M
3
IWB icon
iShares Russell 1000 ETF
IWB
+$9.46M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$9.38M
5
RCMT icon
RCM Technologies
RCMT
+$6.5M

Sector Composition

Rank Sector Weight
1 Energy 17.9%
2 Financials 13.86%
3 Technology 7.38%
4 Healthcare 6.63%
5 Communication Services 5.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$130M 12.32%
580,700
-706,400
-55% -$154M
PXD
2
DELISTED
Pioneer Natural Resource Co.
PXD
$99.9M 9.48%
554,814
-2,500
-0.4% -$458K
AAPL icon
3
Apple
AAPL
$4.9T
$35.4M 3.36%
1,226,016
+5,648
+0.5% +$160K
EMLP icon
4
First Trust North American Energy Infrastructure Fund
EMLP
$4.12B
$25.3M 2.4%
1,001,052
+37,618
+4% +$929K
GM
5
DELISTED
GEN MOTORS CORP
GM
$22.8M 2.16%
654,397
+28,317
+5% +$987K
BRK.B icon
6
Berkshire Hathaway Class B
BRK.B
$1.06T
$22.2M 2.11%
136,245
+3,558
+3% +$548K
SDOG icon
7
ALPS Sector Dividend Dogs ETF
SDOG
$1.38B
$21.8M 2.07%
518,150
-53,315
-9% -$2.21M
JNJ icon
8
Johnson & Johnson
JNJ
$609B
$20.9M 1.99%
181,831
+10,199
+6% +$1.18M
GE icon
9
GE Aerospace
GE
$364B
$20.7M 1.97%
136,918
+7,509
+6% +$1.09M
PSX icon
10
Phillips 66
PSX
$82.9B
$20.6M 1.96%
239,339
+7,274
+3% +$605K
V icon
11
Visa
V
$682B
$20M 1.9%
256,483
+63,491
+33% +$5.1M
XOM icon
12
ExxonMobil
XOM
$611B
$19.2M 1.82%
213,303
-4,265
-2% -$373K
VZ icon
13
Verizon
VZ
$182B
$19.2M 1.82%
359,997
+22,973
+7% +$1.15M
WFC icon
14
Wells Fargo
WFC
$265B
$19.1M 1.82%
348,231
+1,735
+0.5% +$87.2K
MKL icon
15
Markel Group
MKL
$24.7B
$18.5M 1.75%
20,419
+4,066
+25% +$3.63M
RSPH icon
16
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$727M
$18.4M 1.75%
1,263,900
+313,610
+33% +$4.64M
MSFT icon
17
Microsoft
MSFT
$2.93T
$18.1M 1.72%
291,342
+6,271
+2% +$377K
MCD icon
18
McDonald's
MCD
$190B
$16.7M 1.58%
137,137
+7,470
+6% +$876K
CVS icon
19
CVS Health
CVS
$137B
$15.1M 1.43%
190,737
+88,776
+87% +$7.18M
INTC icon
20
Intel
INTC
$478B
$14.7M 1.4%
406,601
+19,032
+5% +$681K
TRP icon
21
TC Energy
TRP
$72.7B
$13M 1.24%
288,994
-2,483
-0.9% -$113K
CFFN icon
22
Capitol Federal Financial
CFFN
$1.07B
$12.6M 1.19%
764,600
+8,130
+1% +$125K
SABA
23
Saba Capital Income & Opportunities Fund II
SABA
$223M
$12.4M 1.17%
952,979
+296,519
+45% +$3.74M
MDT icon
24
Medtronic
MDT
$106B
$12.3M 1.17%
173,361
+48,082
+38% +$3.78M
WMT icon
25
Walmart Inc
WMT
$909B
$11.3M 1.08%
492,264
-131,589
-21% -$3.07M
1
2 3 4 5

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IC
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SCRM
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I
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MC
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FTI
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AWM
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ACC
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Frontier Investment Management's Q4 2016 Portfolio in Review

As of Q4 2016, Frontier Investment Management held 227 positions worth $1.05B, down 91% from $11.4B the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Frontier Investment Management withdrew a net $223M in Q4 2016, closing 19 positions and reducing 63 holdings. Its most notable exit was Sanofi, an estimated $26.3M position sold in full.

By sector, the portfolio is most concentrated in Energy at 18% of assets, up from 16% a quarter earlier, followed by Financials and Technology.

Against the trend, Frontier Investment Management opened a new position in Chimera Investment Corp 8.00% Series A Preferred Stock worth $10.9M.

  • Frontier Investment Management's largest Q4 2016 buy was Chimera Investment Corp 8.00% Series A Preferred Stock: 437,604 shares worth $10.9M.
  • Frontier Investment Management added most to CVS Health in Q4 2016, an estimated $7.18M increase.
  • Frontier Investment Management's biggest Q4 2016 reduction was Walmart Inc, cutting an estimated $3.07M.
  • Frontier Investment Management fully exited Sanofi in Q4 2016, selling an estimated $26.3M.
  • Frontier Investment Management's ten largest holdings make up 40% of its $1.05B portfolio in Q4 2016.
  • Frontier Investment Management opened 15 new positions and closed 19 in Q4 2016.
  • Frontier Investment Management's portfolio value fell 91% quarter-over-quarter to $1.05B.

Based on Frontier Investment Management's 13F filing for Q4 2016, filed 14 Feb 2017.