FIM

Frontier Investment Management Portfolio holdings

AUM $1.61B
1-Year Return 1.93%
This Quarter Return
+4.9%
1 Year Return
-1.93%
3 Year Return
+16.06%
5 Year Return
+36.24%
10 Year Return
–
AUM
$643M
AUM Growth
+$55.3M
Cap. Flow
+$34.7M
Cap. Flow %
5.39%
Top 10 Hldgs %
39.88%
Holding
202
New
29
Increased
81
Reduced
49
Closed
14

Top Buys

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$28.1M
2
CMCSA icon
Comcast
CMCSA
$8.29M
3
INTC icon
Intel
INTC
$4.55M
4
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
$3.93M
5
AAPL icon
Apple
AAPL
$3.37M

Top Sells

1
CMCSK
COMCAST CORP SPL A (NEW)
CMCSK
$8.44M
2
OAK
OAKTREE CAPITAL GROUP, LLC
OAK
$8.27M
3
SH icon
ProShares Short S&P500
SH
$6.54M
4
BX icon
Blackstone
BX
$4.81M
5
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
$3.93M

Sector Composition

1 Energy 17.83%
2 Technology 12.84%
3 Financials 11.35%
4 Healthcare 7.22%
5 Industrials 6.41%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NDRO
151
DELISTED
Enduro Royalty Trust
NDRO
$115K 0.02%
+47,200
New +$115K
CHK
152
DELISTED
Chesapeake Energy Corporation
CHK
$114K 0.02%
126
-5
-4% -$4.52K
AEG icon
153
Aegon
AEG
$11.8B
$102K 0.02%
25,178
-23,422
-48% -$94.9K
PSLV icon
154
Sprott Physical Silver Trust
PSLV
$7.69B
$85K 0.01%
16,129
– –
AMPE
155
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$83K 0.01%
80
– –
DSM
156
BNY Mellon Strategic Municipal Bond Fund
DSM
$284M
$81K 0.01%
+10,000
New +$81K
PSV
157
DELISTED
Hermitage Offshore Services Ltd.
PSV
$72K 0.01%
+1,363
New +$72K
SSE
158
DELISTED
SEVENTY SEVEN ENERGY INC COM
SSE
$52K 0.01%
49,254
– –
LINE
159
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$39K 0.01%
30,111
-2,800
-9% -$3.63K
GOGL
160
DELISTED
Golden Ocean Group
GOGL
$35K 0.01%
6,610
-1,405
-18% -$7.44K
ADVM icon
161
Adverum Biotechnologies
ADVM
$73.9M
– –
-1,000
Closed -$82K
BX icon
162
Blackstone
BX
$133B
– –
-155,066
Closed -$4.81M
DE icon
163
Deere & Co
DE
$128B
– –
-33,045
Closed -$2.42M
EXAS icon
164
Exact Sciences
EXAS
$10.2B
$0 ﹤0.01%
+35,000
New –
HEPA
165
DELISTED
Hepion Pharmaceuticals
HEPA
– –
0
– –
HTH icon
166
Hilltop Holdings
HTH
$2.22B
– –
-146,727
Closed -$2.91M
KYN icon
167
Kayne Anderson Energy Infrastructure Fund
KYN
$2.08B
– –
-169,584
Closed -$3.93M
NLY icon
168
Annaly Capital Management
NLY
$14.2B
– –
-4,823
Closed -$190K
RWT
169
Redwood Trust
RWT
$823M
– –
-97,673
Closed -$1.35M
SH icon
170
ProShares Short S&P500
SH
$1.24B
– –
-36,327
Closed -$6.54M
TSLA icon
171
Tesla
TSLA
$1.13T
– –
-33,000
Closed -$546K
XME icon
172
SPDR S&P Metals & Mining ETF
XME
$2.35B
– –
-27,855
Closed -$466K
PBY
173
DELISTED
PEP BOYS MANNY MOE& JACK
PBY
– –
-15,836
Closed -$193K
LPHI
174
DELISTED
LIFE PARTNERS HLDGS INC
LPHI
$0 ﹤0.01%
10,000
– –
CMCSK
175
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
– –
-147,508
Closed -$8.44M
4 5 6
7
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