FIM

Frontier Investment Management Portfolio holdings

AUM $1.61B
1-Year Return 1.93%
This Quarter Return
+2.12%
1 Year Return
-1.93%
3 Year Return
+16.06%
5 Year Return
+36.24%
10 Year Return
–
AUM
$699M
AUM Growth
+$124M
Cap. Flow
+$94.8M
Cap. Flow %
13.55%
Top 10 Hldgs %
39.89%
Holding
187
New
28
Increased
77
Reduced
31
Closed
19

Top Buys

1
EMLP icon
First Trust North American Energy Infrastructure Fund
EMLP
$21.5M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
$14M
3
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
$13.4M
4
OAK
OAKTREE CAPITAL GROUP, LLC
OAK
$10.6M
5
MCD icon
McDonald's
MCD
$9.85M

Top Sells

1
AMLP icon
Alerian MLP ETF
AMLP
$14.7M
2
THC icon
Tenet Healthcare
THC
$10.6M
3
HPI
John Hancock Preferred Income Fund
HPI
$8.03M
4
SCHD icon
Schwab US Dividend Equity ETF
SCHD
$6.99M
5
FCX icon
Freeport-McMoran
FCX
$6.78M

Sector Composition

1 Energy 23.57%
2 Financials 16.32%
3 Technology 10.86%
4 Healthcare 8.02%
5 Consumer Staples 5.54%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NVS icon
151
Novartis
NVS
$251B
$225K 0.03%
2,467
– –
ET icon
152
Energy Transfer Partners
ET
$59.7B
$220K 0.03%
+6,590
New +$220K
HON icon
153
Honeywell
HON
$136B
$217K 0.03%
2,259
– –
MTDR icon
154
Matador Resources
MTDR
$6.01B
$216K 0.03%
+7,800
New +$216K
BRK.A icon
155
Berkshire Hathaway Class A
BRK.A
$1.08T
$213K 0.03%
100
– –
SPDW icon
156
SPDR Portfolio Developed World ex-US ETF
SPDW
$29.2B
$201K 0.03%
+6,840
New +$201K
SRC
157
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$198K 0.03%
3,905
– –
JCP
158
DELISTED
J.C. Penney Company, Inc.
JCP
$166K 0.02%
20,000
– –
PBY
159
DELISTED
PEP BOYS MANNY MOE& JACK
PBY
$145K 0.02%
15,836
– –
PSLV icon
160
Sprott Physical Silver Trust
PSLV
$7.69B
$101K 0.01%
16,129
– –
SSE
161
DELISTED
SEVENTY SEVEN ENERGY INC COM
SSE
$62K 0.01%
12,188
-18,065
-60% -$91.9K
AMPE
162
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$57K 0.01%
80
– –
LPHI
163
DELISTED
LIFE PARTNERS HLDGS INC
LPHI
$1K ﹤0.01%
+10,000
New +$1K
AMLP icon
164
Alerian MLP ETF
AMLP
$10.5B
– –
-177,696
Closed -$14.7M
DIN icon
165
Dine Brands
DIN
$364M
– –
-3,000
Closed -$311K
DVN icon
166
Devon Energy
DVN
$22.1B
– –
0
– –
HIG icon
167
Hartford Financial Services
HIG
$37B
– –
-5,100
Closed -$213K
HPI
168
John Hancock Preferred Income Fund
HPI
$437M
– –
-415,302
Closed -$8.03M
LC icon
169
LendingClub
LC
$1.9B
– –
-1,920
Closed -$243K
NOV icon
170
NOV
NOV
$4.95B
– –
0
– –
ORCL icon
171
Oracle
ORCL
$654B
– –
-46,926
Closed -$2.1M
SLYV icon
172
SPDR S&P 600 Small Cap Value ETF
SLYV
$4.09B
– –
-11,900
Closed -$629K
SYY icon
173
Sysco
SYY
$39.4B
– –
-7,509
Closed -$298K
TBT icon
174
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$291M
– –
0
– –
THC icon
175
Tenet Healthcare
THC
$17.3B
– –
-209,150
Closed -$10.6M
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