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FIM

Frontier Investment Management Portfolio holdings

AUM $1.62B
1-Year Est. Return 1.86%
This Fund
S&P 500
This Quarter Est. Return
+2.21%
1 Year Est. Return
-1.86%
3 Year Est. Return
+16.37%
5 Year Est. Return
+38.36%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
+$143M
Cap. Flow
+$121M
Cap. Flow %
9.99%
Top 10 Hldgs %
33.12%
Holding
265
New
18
Increased
108
Reduced
51
Closed
24

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$49.9M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$39M
3
ARCC icon
Ares Capital
ARCC
+$11.3M
4
EMLP icon
First Trust North American Energy Infrastructure Fund
EMLP
+$11.2M
5
GE icon
GE Aerospace
GE
+$7.5M

Top Sells

Rank Stock Value
1
PSX icon
Phillips 66
PSX
+$20.4M
2
AAPL icon
Apple
AAPL
+$5.91M
3
PTEN icon
Patterson-UTI
PTEN
+$4.42M
4
ALL.PRB icon
Allstate Corp 5.100% Fixed-To-Floating Rate Subordinated Debentures due 2053
ALL.PRB
+$4.31M
5
DSL
DoubleLine Income Solutions Fund
DSL
+$3.77M

Sector Composition

Rank Sector Weight
1 Financials 16.36%
2 Energy 13.26%
3 Technology 8.76%
4 Healthcare 6.98%
5 Communication Services 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WMT icon
26
Walmart Inc
WMT
$909B
$13.9M 1.15%
534,456
+19,812
+4% +$520K
CIM.PRA
27
Chimera Investment Corp 8.00% Series A Preferred Stock
CIM.PRA
$126M
$13.8M 1.14%
524,657
+33,538
+7% +$867K
GBDC icon
28
Golub Capital BDC
GBDC
$3.33B
$13.6M 1.13%
740,117
+73,148
+11% +$1.36M
LHO
29
DELISTED
LaSalle Hotel Properties
LHO
$13.6M 1.13%
469,140
+51,535
+12% +$1.49M
CSCO icon
30
Cisco
CSCO
$443B
$12.2M 1.01%
364,214
-13,218
-4% -$421K
DOV icon
31
Dover
DOV
$26.7B
$11.9M 0.98%
160,734
+8,084
+5% +$562K
SABA
32
Saba Capital Income & Opportunities Fund II
SABA
$220M
$11.7M 0.97%
866,112
+92,658
+12% +$1.24M
ARCC icon
33
Ares Capital
ARCC
$13.4B
$11.5M 0.95%
+699,105
New +$11.3M
RSPM icon
34
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$187M
$10.7M 0.88%
514,330
+30,325
+6% +$609K
WFC.PRQ
35
DELISTED
Wells Fargo & Co.
WFC.PRQ
$10.7M 0.88%
391,556
+34,675
+10% +$949K
TTE icon
36
TotalEnergies
TTE
$193B
$10.7M 0.88%
199,271
+14,934
+8% +$767K
SDOG icon
37
ALPS Sector Dividend Dogs ETF
SDOG
$1.43B
$10.6M 0.87%
239,643
-59,104
-20% -$2.54M
SCHE icon
38
Schwab Emerging Markets Equity ETF
SCHE
$12.2B
$10.4M 0.86%
384,962
+8,271
+2% +$219K
MCY icon
39
Mercury Insurance
MCY
$6B
$10.3M 0.85%
181,447
+12,061
+7% +$683K
BOND icon
40
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.4B
$9.97M 0.82%
93,373
+999
+1% +$107K
CMO.PRE
41
DELISTED
Capstead Mortgage Corporation 7.50% Series E Cumulative Redeemable Preferred Stock
CMO.PRE
$9.18M 0.76%
368,587
+30,401
+9% +$765K
MFA.PRB
42
MFA Financial 7.50% Series B Preferred Stock
MFA.PRB
$164M
$9.15M 0.76%
362,619
+28,425
+9% +$726K
GS.PRJ
43
DELISTED
GOLDMAN SACHS GROUP, INC. 5.50% SER J
GS.PRJ
$8.87M 0.73%
325,430
+5,247
+2% +$144K
AXS.PRD.CL
44
DELISTED
AXIS CAPITAL HOLDINGS LIMITED 5.50% SERIES D Called for Redemption
AXS.PRD.CL
$8.04M 0.67%
319,486
+26,983
+9% +$687K
AEP icon
45
American Electric Power
AEP
$70.4B
$7.49M 0.62%
106,611
+7,212
+7% +$514K
AGNCB
46
DELISTED
AGNC Investment Corp Series B Preferred Stock
AGNCB
$7.03M 0.58%
270,001
+24,443
+10% +$638K
VOD icon
47
Vodafone
VOD
$37.1B
$6.86M 0.57%
240,918
+19,074
+9% +$552K
RGC
48
DELISTED
Regal Entertainment Group
RGC
$6.44M 0.53%
402,727
+52,808
+15% +$910K
FE icon
49
FirstEnergy
FE
$28.4B
$6.3M 0.52%
204,342
+13,659
+7% +$430K
AGN
50
DELISTED
Allergan Inc
AGN
$6.18M 0.51%
30,139
+147
+0.5% +$30.1K
1
2
3 4 5

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SCRM
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Frontier Investment Management's Q3 2017 Portfolio in Review

As of Q3 2017, Frontier Investment Management held 265 positions worth $1.21B, up 13% from $1.07B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Frontier Investment Management deployed $121M of net new capital in Q3 2017, opening 18 new positions and adding to 108 existing holdings. Its largest new stake was Ares Capital: 699,105 shares worth $11.5M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 16% a quarter earlier, followed by Energy and Technology.

On the sell side, the largest reduction was Phillips 66, an estimated $20.4M trimmed.

  • Frontier Investment Management's largest Q3 2017 buy was Ares Capital: 699,105 shares worth $11.5M.
  • Frontier Investment Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $49.9M increase.
  • Frontier Investment Management's biggest Q3 2017 reduction was Phillips 66, cutting an estimated $20.4M.
  • Frontier Investment Management fully exited Patterson-UTI in Q3 2017, selling an estimated $4.42M.
  • Frontier Investment Management's ten largest holdings make up 33% of its $1.21B portfolio in Q3 2017.
  • Frontier Investment Management opened 18 new positions and closed 24 in Q3 2017.
  • Frontier Investment Management's portfolio value rose 13% quarter-over-quarter to $1.21B.

Based on Frontier Investment Management's 13F filing for Q3 2017, filed 9 Nov 2017.